Thomas v. Sarfaty

13 Mass. L. Rptr. 17
CourtMassachusetts Superior Court
DecidedFebruary 2, 2001
DocketNo. 9901361B
StatusPublished

This text of 13 Mass. L. Rptr. 17 (Thomas v. Sarfaty) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Sarfaty, 13 Mass. L. Rptr. 17 (Mass. Ct. App. 2001).

Opinion

Houston, J.

This matter comes before the court on the plaintiffs’ motion to compel designation and for attorneys fees. See Mass.R.Civ.P. 30(b)(6). The plaintiffs contend that the deponent, an insurance carrier who is a non-party to plaintiffs’ medical malpractice action, should be compelled to provide information concerning the relationship it shares with the defendant’s medical experts. The deponent opposes the motion and has filed a cross-motion for a protective order pursuant to Mass.R.Civ.P. 26(c). For the following reasons, the plaintiffs motion to compel is ALLOWED and the deponent’s cross-motion for a protective order is DENIED.

BACKGROUND

The plaintiffs, Ernest Thomas, individually and as executor of the estate of Leslie Thomas, Amory Thomas and Aiden Thomas (collectively “the Thomases”), have filed a medical malpractice action against the defendant Suzanne Safarty, M.D. (“Safarty”). The Thomases allege that Safarty’s failure to diagnose that the decedent, Leslie Thomas, was in the midst of a heart attack when she was brought to the Metro West Emergency Room on June 6, 1998, caused her death.

For purposes of the Thomases’ motion, on or about April 22,2000, Safarty filed her supplemental answers to interrogatories in which she identified, in addition to herself, two expert witnesses, Dr. Ron M. Walls (“Walls”) and Dr. Julian M. Aroesty (“Aroesty”). In an effort to discover whether any relationship exists between Walls and Aroesty and Safarty’s insurer, Massachusetts Medical Professional Insurance Association (“Pro Mutual,” “deponent”), who was paying the cost of the experts’ testimony, the Thomases noticed the deposition of Pro Mutual by a letter dated July 10, 2000.

A subpoena duces tecum was served on Pro Mutual on July 12, 2000. In addition to scheduling a deposition for July 26, 2000, pursuant to Mass.R.Civ.P. 30(b)(6), the subpoena commanded Pro Mutual to “designate one or more officers, directors, or managing agents ... to testify at the deposition on its behalf regarding: any agreements or contracts between Pro Mutual and Walls, Aroesty or Safarty; all matters involving claims of medical negligence in which Walls, Aroesty or Safarty had testified as an expert on behalf of Pro Mutual; any fees charged by or paid to Walls, Aroesty or Safarty for assistance in matters involving claims of malpractice; the outcome of matters involving claims of medical negligence in which Walls, Aroesfy or Safarty was involved; any insurance provided by Pro Mutual covering Walls, Aroesty or Safarty; and any claims of medical malpractice for which Pro Mutual has defended Walls, Aroesty or Safarty.

On July 21, 2000, Pro Mutual served an objection pursuant to Mass.R.Civ.P. 45(d)(1) and the parties agreed that the oral deposition would not go forward as scheduled. On October 3, 2000, Pro Mutual was served with a revised deposition subpoena dropping all requests for documents. The deposition was scheduled for October 11, 2000. On October 10, 2000, the parties conducted a telephone conference whereby Pro Mutual agreed to provide the Thomases with certain responsive information by letter before October 17, 2000, and the Thomases, in turn, agreed to postpone the deposition.

By letters dated October 2 and November 9, 2000, Pro Mutual provided the following information:

[18]*18Julian Aroesty, M.D., has performed services as an expert in connection with sixteen claims against Pro Mutual insureds from 1994 through 2000, not including the plaintiffs claim, and has testified in 3 of them. Dr. Aroesty is not and as far as Pro Mutual has been able to determine has never been an insured of Pro Mutual.
Ronald Walls, M.D., has performed services as an expert in connection with eight claims against Pro Mutual insureds from 1994 through 2000, not including the plaintiffs claim, and has testified in 2 of them. Dr. Walls is not and as far as Pro Mutual has been able to determine has never been an insured of Pro Mutual.
Suzanne Sarfaty, M.S. (the defendant) has not performed any services in the capacity of an expert for Pro Mutual of any of its insureds.

Pro Mutual refused to provide the Thomases with information related to payment of fees for Aroesty or Walls’ expert testimony. Thus, on December 7, 2000, the Thomases filed the present motion to compel Pro Mutual to make a designation pursuant to Mass.R.Civ.P. 30(b)(6) and to award attorneys fees and expenses of motion. In opposition, Pro Mutual filed a cross motion for a protective order.

DISCUSSION

“Mutual knowledge of all the relevant facts gathered by both parties is essential to proper litigation.” Atlas Tack Corp., v. Donabed, 47 Mass.App.Ct. 221, 224 (1999). The conduct and scope of discovery and protective orders are issues within the sound discretion of the judge. See Hanover Ins. Co. v. Sutton, 46 Mass.App.Ct. 153, 159 (1999); Judge Rotenberg Educ. Ctr., Inc. v. Comm’r of the Dep’t of Mental Retardation (No. 1), 424 Mass. 430, 461 (1997).

1. The Thomases’ Motion for Designation

The Thomases argue that they have a clear right to attempt to prove bias in the derogation of an expert witnesses’ testimony, and thus, Pro Mutual should be compelled to provide the information requested, particularly that which relates to fees charged by and paid to Walls and Aerosty for their testimony. Pro Mutual contends that the Thomases’s motion should be denied on the grounds that: (1) as a non-party to the underlying action, Pro Mutual does not have to provide Thomas with any additional information; (2) there is no information to reveal since Pro Mutual has never contracted with either Walls, Aroesty or Safarty; (3) disclosure of material contained in Pro Mutual’s claim files would be prejudicial to the insured; and (4) information contained in claim files is protected by the attorney-client privilege.

Under Mass.R.Civ.P. 30(b)(6), a party may, in its notice and in a subpoena, name as the deponent a private corporation or association and describe with “reasonable particularity" the matters on which an examination is requested. “The organization so named shall designate one or more officers, directors, or managing agents, or other persons who consent to testify on its behalf, and may set forth, for each person designated, the matters on which he will testify.” See Mass.R.Civ.P. 30(b)(6). If the deponent is a non-party, the subpoena must advise the organization of its duty to make such designation. Id. As such, depositions may be taken of officers and agents of a party’s insurer. See 8A Wright & Miller, Federal Practice & Procedure §2102 at 28 (1994); see also Seligson et al., v. Camp Westover, 1 F.R.D. 733, 734 (S.D.N.Y. 1941) (denying defendant’s objection to plaintiffs examination of insurance company pursuant to Fed.R.Civ.P. 30(b)).

Although case law on discovery pertaining to matters useful for impeachment is sparse, Massachusetts courts have long recognized the admission of evidence related to insurance liability for the single purpose of showing bias. In Dempsey v. Goldstein Brothers Amusement Co., 231 Mass. 461 (1919), the Supreme Judicial Court held that even though evidence that the defendant was insured against accidents could not be introduced as the admission of negligence, a medical expert could be asked to identify the insurance company for whom the expert worked.

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McDaniel v. Pickens
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Atlas Tack Corp. v. Donabed
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Bluebook (online)
13 Mass. L. Rptr. 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-sarfaty-masssuperct-2001.