Thomas v. Ohio Department of Rehabilitation & Correction

548 N.E.2d 991, 48 Ohio App. 3d 86, 1988 Ohio App. LEXIS 2807
CourtOhio Court of Appeals
DecidedJuly 12, 1988
Docket87AP-576
StatusPublished
Cited by40 cases

This text of 548 N.E.2d 991 (Thomas v. Ohio Department of Rehabilitation & Correction) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Ohio Department of Rehabilitation & Correction, 548 N.E.2d 991, 48 Ohio App. 3d 86, 1988 Ohio App. LEXIS 2807 (Ohio Ct. App. 1988).

Opinion

Bowman, J.

This is an appeal from a decision rendered by the Ohio Court of Claims finding appellants liable to appellee, Kevin Dran Thomas, in the amount of $12,500 plus costs and interest for the injuries he sustained as the result of the actions of Douglas K. Roberson.

This matter arises out of an incident which occurred on March 6,1984, *87 at the Lebanon Correctional Institute (“LCI”). Appellee was an inmate there and was working on the food service line under the supervision of Corrections Officer Roberson. Appellee was ordered to refrain from talking while working on the line. Roberson observed appellee and another prisoner, Charles Harper, talking while working. Appellee and the other prisoner were instructed to go to the food service office in the rear of the kitchen for “counseling.” Appellee was ordered to stand with his hands in his pocket with his back against the wall.

Apparently, words were exchanged between appellee and Roberson. According to appellee, Roberson became upset when he continued to speak after Roberson told him to shut up. Roberson then approached ap-pellee and struck him across the bridge of his nose with a slapjack. A slapjack is a tubular leather sack filled with lead balls. Appellee had not removed his hands from his pockets, nor did he move away from the wall during this incident. Appellee’s nose was broken. He was immediately hospitalized and underwent extensive reconstructive surgery on his nose.

Subsequently, Roberson was discharged after a hearing held before the “Use of Force Committee,” a disciplinary committee which investigates incidents involving the use of force at the institution. The committee found that the use of force by Roberson was not justified under the guidelines outlined in Ohio Adm. Code 5120-9-01. Thereafter, appellee filed an action in the Ohio Court of Claims against appellants Department of Rehabilitation and Correction (“appellant”) and LCI, as well as William K. Dallman, Superintendent at LCI, and Roberson. Pursuant to R.C. 2743.02(E), Dallman and Roberson were dismissed by the court in a prescreening entry.

Appellee’s complaint alleges two causes of action: assault predicated upon the theory of respondeat superior and negligent retention of Roberson. Subsequently, appellant filed a motion to dismiss appellee’s complaint arguing that, under R.C. 2743.02(A), the state’s waiver of immunity is void on the basis that the actions of both Roberson and Superintendent Dallman were outside the scope of their respective authority. The court overruled appellant’s motion to dismiss and the cause was tried.

The court held that appellant did not negligently retain Roberson. The court ruled, however, that appellant was liable for the actions of Roberson which it found were carried out in the scope and course of his employment. The court rejected appellant’s argument that, since Roberson’s use of force was not justified, he necessarily acted beyond the scope of his employment. The court held that:

“This same line of reasoning has been rejected countless times in the law of vicarious liability arising from the doctrine of respondeat-superior. Indeed, the very basis of the doctrine of respondeat-superior is that the master is liable if the servant ‘breaks the rules’ in furtherance of the master’s business. Since no employer specifically authorizes his employee to be negligent or commit intentional torts the concept of vicarious liability would disappear in the face of a rule which declared any action by an employee not in compliance with the employer’s standard procedure to be outside the scope of employment.”

The court further held that:

“An employee does not leave the scope of his employment unless the act is so divergent that its very character severs the relationship of employer and employee. Wiebold Studio, Inc. v. Old World Restorations, Inc. (1985), 19 Ohio App. 3d 246.

“* * * In the instant case the *88 defendant’s business was the confinement of inmates and the maintainance [sic] of discipline. Roberson was engaged in the disciplining of the plaintiff and another inmate for talking in the food line when he struck the appellee with a blackjack.”

From the judgment of the Court of Claims, appellant raises the following single assignment of error:

“The trial court erred in finding that the actions by Corrections Officer Roberson toward plaintiff rendered the defendant liable, as R.C. 2743.02 (A) does not provide a consent by the state to the waiver of sovereign immunity, allowing a suit to be maintained against it, for injury resulting from actions by one of its employees which are outside the scope of his employment or which are malicious or wanton in nature.”

Appellant maintains that Roberson was acting outside the scope of his employment when he struck the ap-pellee or that he acted with a malicious purpose and, therefore, the state is not liable. Before ruling on appellant’s assignment of error, a general overview is instructive. Under R.C. 2743.02(A)(1), the state has waived its immunity from liability and has consented to be sued in the Court of Claims in accordance with the same rules of law applicable to suits between private parties. However, to the extent that the state has previously consented to be sued, R.C. Chapter 2743 is not applicable. The filing of a civil action in the Court of Claims results in a complete waiver of any cause of action based on the same act or omission which plaintiff has against any state officer or employee. This waiver is void, however, if the court determines that the act or omission was manifestly outside the scope of the employee’s or officer’s employment or official responsibilities, or that the officer or employee acted with malicious purpose, in bad faith, or in a wanton or reckless manner.

Under R.C. 9.86, no officer or employee shall be liable in any civil action that arises under the law of this state for damage or injury caused in the performance of his or her duties, unless the officer’s or employee’s actions were manifestly outside the scope of his or her employment or official responsibilities, or unless the officer or employee acted with malicious purpose, in bad faith, or in a wanton or reckless manner. Thus, pursuant to R.C. 9.86, an employee who acts in the performance of his or her duties is immune from liability. In such a situation, the state would be a proper defendant and the suit must be brought in the Court of Claims. See R.C. 2743.02(A) (2). However, when a state employee acts outside the scope of his or her employment, or acts with malicious purpose, in bad faith, or in a wanton or reckless manner, the employee will be liable in a court of general jurisdiction.

Ohio Adm. Code 5120-9-01(C), Use of Force, provides in relevant part that:

“There are six general situations in which a staff member may legally use force against an inmate:

U* * *

“(3) Controlling or subduing an inmate who refuses to obey prison rules and regulations;

Also pertinent is Ohio Adm. Code 5120-9-01(E), which provides:

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Cite This Page — Counsel Stack

Bluebook (online)
548 N.E.2d 991, 48 Ohio App. 3d 86, 1988 Ohio App. LEXIS 2807, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-ohio-department-of-rehabilitation-correction-ohioctapp-1988.