Thomas v. Hillsborough Cty HOC CV—04—437—PB 12/18/06
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Terry T . Thomas
v. Civil No. 0 4-cv-43 7-PB Opinion No. 2006 DNH 145 Hillsborough County Department of Corrections, et a l .
MEMORANDUM AND ORDER
Plaintiff Terry Thomas brings this 42 U.S.C. § 1983 civil
action against the Hillsborough County Department of Corrections
("HCDOC") and a number of its employees. Thomas alleges that the
defendants violated rights secured to him by the Eighth Amendment
by failing to protect him from an assault by a fellow inmate. In
his complaint, Thomas, a former HCDOC inmate, seeks damages from
the defendants.1
1 Thomas also seeks injunctive relief to "enjoin the defendants to provide corrective and cosmetic surgery and [a] CATSCAN to determine the extent of any residual trauma." I interpret this language, however, as a mere recharacterization of a request for money damages to pay for medical treatment. Accordingly, I treat Thomas's complaint as seeking only money damages. Defendants now move for summary judgment, arguing that
Thomas has failed to identify facts sufficient to support his
claim. For the reasons discussed below, I grant defendants'
motion.
I. BACKGROUND2
Thomas was incarcerated at the HCDOC facility in Manchester,
New Hampshire on May 10, 2001 while awaiting sentencing on a
receiving stolen property conviction. Upon his arrival, an HCDOC
classification official placed him in Unit 2C, a general
population housing unit. A few days earlier, on May 4, 2001, a
classification official had also assigned Anthony Fernandez, who
was awaiting sentencing on a felonious assault conviction, to
Unit 2C. Both Thomas and Fernandez were classified pursuant to
an HCDOC policy requiring that inmates be placed in a general
population unit unless they have engaged in behaviors that
require more frequent supervision.3 Because neither Thomas nor
2 The facts in this section are drawn from the submissions of the parties and are presented in the light most favorable to Thomas, the non-movant.
3 HCDOC classification officials implement this policy by using standard HCDOC "tree diagram" forms which take into
- 2 - Fernandez had demonstrated such documented behavior, both were
placed in general population unit 2C.
On October 20, 2001, Fernandez struck Thomas in the face
during a basketball game in the HCDOC recreation yard, rendering
him unconscious. HCDOC guards were not present at the basketball
game, and the facility's rarely used security camera provided
only limited views of the recreation area. After the assault,
Thomas remained on the ground for some time before HCDOC
employees discovered him. As a result of the attack, Thomas
suffered and continues to suffer from severe pain and headaches,
dizziness, difficulty breathing, memory loss, and blurred vision.
On January 9, 2002, after sentencing, Thomas was transferred
to the New Hampshire State Prison in Concord, New Hampshire,
where he remains incarcerated.
Thomas seeks money damages from the HCDOC and several of its
employees. Specifically, Thomas has sued William Raymond, the
classification supervisor responsible for assigning Fernandez to
Unit 2C, and John LeDuc, the corrections officer on duty on Unit
account, inter alia, prior assaultive felony convictions and known institutional behavior problems.
- 3 - 2C at the time of the assault. Thomas has also sued Raymond and
LeDuc's supervisors (the "Supervisor Defendants").4
II. STANDARD OF REVIEW
Summary judgment is appropriate where "the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party
is entitled to a judgment as a matter of law." Fed. R. Civ. P.
56(c). The party seeking summary judgment must first demonstrate
the absence of a genuine issue of material fact in the record.
See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). In this
context, "a fact is 'material1 if it potentially affects the
outcome of the suit and a dispute over it is 'genuine1 if the
parties' positions on the issue are supported by conflicting
evidence." Intern'1 Ass'n of Machinists and Aerospace Workers,
4 The Supervisor Defendants include: (1) Bonnie Ives, the Deputy Chief of Security; (2) Scott Cunningham, the Shift Sergeant on duty during the assault; (3) Roger Cassidy, the Shift Commander on duty during the assault; (4) Captain Dionne, the Chief of Security; (5) Captain M. Cusson, the Chief of Operations; and (6) James O'Mara, the superintendent of the facility. Thomas has also sued the HCDOC itself.
- 4 - AFL-CIO v. Winship Green Nursing Ctr., 103 F.3d 196, 199-200 (1st
Cir. 1996) (citations omitted); see Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 248 (1986). All reasonable inferences and
all credible issues are resolved in favor of the nonmoving party.
See Anderson. 477 U.S. at 255-56.
Once the moving party has properly carried its burden, the
burden shifts to the nonmoving party to "produce evidence on
which a reasonable finder of fact, under the appropriate proof
burden, could base a verdict for it; if that party cannot produce
such evidence, the motion must be granted." Ayala-Gerena v.
Bristol Mvers-Squibb Co.. 95 F.3d 86, 94 (1st Cir. 1996) (citing
Celotex, 477 U.S. at 323; Anderson, 477 U.S. at 249).
Ill. ANALYSIS
Construed liberally, Thomas's failure to protect claim can
be broken into three sub-parts: (1) his claim against
Classification Supervisor Raymond for making the decision to
house Fernandez in Unit 2C; (2) his claim against Officer LeDuc
for failing to observe the recreation yard when he was aware of
the deficiencies in the facility's camera system; and (3) a
- 5 - supervisory liability claim against the Supervisor Defendants.
Defendants argue that Thomas has failed to identify facts
sufficient to support any of these theories. I address each
theory in turn.
The Eighth Amendment imposes "a duty . . . to protect
prisoners from violence at the hands of other prisoners." Farmer
v. Brennan. 511 U.S. 825, 833 (1994) (citing Cortes-Ouinones v.
Jimenez-Nettieship, 842 F.2d 556, 558 (1st Cir. 1988). That
duty, however, requires only that prison officials not be
"deliberately indifferent to the risk to prisoners of violence at
the hands of other prisoners." Burrell v. Hampshire County, 307
F.3d 1, 8 (1st Cir. 2002) (citing Farmer, 511 U.S. at 833). In
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Thomas v. Hillsborough Cty HOC CV—04—437—PB 12/18/06
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Terry T . Thomas
v. Civil No. 0 4-cv-43 7-PB Opinion No. 2006 DNH 145 Hillsborough County Department of Corrections, et a l .
MEMORANDUM AND ORDER
Plaintiff Terry Thomas brings this 42 U.S.C. § 1983 civil
action against the Hillsborough County Department of Corrections
("HCDOC") and a number of its employees. Thomas alleges that the
defendants violated rights secured to him by the Eighth Amendment
by failing to protect him from an assault by a fellow inmate. In
his complaint, Thomas, a former HCDOC inmate, seeks damages from
the defendants.1
1 Thomas also seeks injunctive relief to "enjoin the defendants to provide corrective and cosmetic surgery and [a] CATSCAN to determine the extent of any residual trauma." I interpret this language, however, as a mere recharacterization of a request for money damages to pay for medical treatment. Accordingly, I treat Thomas's complaint as seeking only money damages. Defendants now move for summary judgment, arguing that
Thomas has failed to identify facts sufficient to support his
claim. For the reasons discussed below, I grant defendants'
motion.
I. BACKGROUND2
Thomas was incarcerated at the HCDOC facility in Manchester,
New Hampshire on May 10, 2001 while awaiting sentencing on a
receiving stolen property conviction. Upon his arrival, an HCDOC
classification official placed him in Unit 2C, a general
population housing unit. A few days earlier, on May 4, 2001, a
classification official had also assigned Anthony Fernandez, who
was awaiting sentencing on a felonious assault conviction, to
Unit 2C. Both Thomas and Fernandez were classified pursuant to
an HCDOC policy requiring that inmates be placed in a general
population unit unless they have engaged in behaviors that
require more frequent supervision.3 Because neither Thomas nor
2 The facts in this section are drawn from the submissions of the parties and are presented in the light most favorable to Thomas, the non-movant.
3 HCDOC classification officials implement this policy by using standard HCDOC "tree diagram" forms which take into
- 2 - Fernandez had demonstrated such documented behavior, both were
placed in general population unit 2C.
On October 20, 2001, Fernandez struck Thomas in the face
during a basketball game in the HCDOC recreation yard, rendering
him unconscious. HCDOC guards were not present at the basketball
game, and the facility's rarely used security camera provided
only limited views of the recreation area. After the assault,
Thomas remained on the ground for some time before HCDOC
employees discovered him. As a result of the attack, Thomas
suffered and continues to suffer from severe pain and headaches,
dizziness, difficulty breathing, memory loss, and blurred vision.
On January 9, 2002, after sentencing, Thomas was transferred
to the New Hampshire State Prison in Concord, New Hampshire,
where he remains incarcerated.
Thomas seeks money damages from the HCDOC and several of its
employees. Specifically, Thomas has sued William Raymond, the
classification supervisor responsible for assigning Fernandez to
Unit 2C, and John LeDuc, the corrections officer on duty on Unit
account, inter alia, prior assaultive felony convictions and known institutional behavior problems.
- 3 - 2C at the time of the assault. Thomas has also sued Raymond and
LeDuc's supervisors (the "Supervisor Defendants").4
II. STANDARD OF REVIEW
Summary judgment is appropriate where "the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party
is entitled to a judgment as a matter of law." Fed. R. Civ. P.
56(c). The party seeking summary judgment must first demonstrate
the absence of a genuine issue of material fact in the record.
See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). In this
context, "a fact is 'material1 if it potentially affects the
outcome of the suit and a dispute over it is 'genuine1 if the
parties' positions on the issue are supported by conflicting
evidence." Intern'1 Ass'n of Machinists and Aerospace Workers,
4 The Supervisor Defendants include: (1) Bonnie Ives, the Deputy Chief of Security; (2) Scott Cunningham, the Shift Sergeant on duty during the assault; (3) Roger Cassidy, the Shift Commander on duty during the assault; (4) Captain Dionne, the Chief of Security; (5) Captain M. Cusson, the Chief of Operations; and (6) James O'Mara, the superintendent of the facility. Thomas has also sued the HCDOC itself.
- 4 - AFL-CIO v. Winship Green Nursing Ctr., 103 F.3d 196, 199-200 (1st
Cir. 1996) (citations omitted); see Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 248 (1986). All reasonable inferences and
all credible issues are resolved in favor of the nonmoving party.
See Anderson. 477 U.S. at 255-56.
Once the moving party has properly carried its burden, the
burden shifts to the nonmoving party to "produce evidence on
which a reasonable finder of fact, under the appropriate proof
burden, could base a verdict for it; if that party cannot produce
such evidence, the motion must be granted." Ayala-Gerena v.
Bristol Mvers-Squibb Co.. 95 F.3d 86, 94 (1st Cir. 1996) (citing
Celotex, 477 U.S. at 323; Anderson, 477 U.S. at 249).
Ill. ANALYSIS
Construed liberally, Thomas's failure to protect claim can
be broken into three sub-parts: (1) his claim against
Classification Supervisor Raymond for making the decision to
house Fernandez in Unit 2C; (2) his claim against Officer LeDuc
for failing to observe the recreation yard when he was aware of
the deficiencies in the facility's camera system; and (3) a
- 5 - supervisory liability claim against the Supervisor Defendants.
Defendants argue that Thomas has failed to identify facts
sufficient to support any of these theories. I address each
theory in turn.
The Eighth Amendment imposes "a duty . . . to protect
prisoners from violence at the hands of other prisoners." Farmer
v. Brennan. 511 U.S. 825, 833 (1994) (citing Cortes-Ouinones v.
Jimenez-Nettieship, 842 F.2d 556, 558 (1st Cir. 1988). That
duty, however, requires only that prison officials not be
"deliberately indifferent to the risk to prisoners of violence at
the hands of other prisoners." Burrell v. Hampshire County, 307
F.3d 1, 8 (1st Cir. 2002) (citing Farmer, 511 U.S. at 833). In
the context of an Eighth Amendment claim, deliberate indifference
has two components. See i d . "First, the deprivation alleged
must be, objectively, sufficiently serious." Id. (citing
Farmer, 511 U.S. at 834). In a failure to protect claim such as
this one, a plaintiff "must demonstrate that he was incarcerated
under conditions imposing a substantial risk of serious harm."
Id. Second, a plaintiff must also show that the defendants acted
with "deliberate indifference" to plaintiff's health or safety.
- 6 - Farmer, 511 U.S. at 834.
The Farmer Court defined "deliberate," in the context of an
Eighth Amendment claim to require that a prison official "must be
both aware of facts from which the inference could be drawn that
a substantial risk of serious harm exists, and he must also draw
that inference." Id. The First Circuit, among others, has
likened this requirement to "the standard for determining
criminal recklessness." Giroux v. Somerset County, 178 F.3d 28,
32 (1st Cir. 1999) (internal citations omitted). In other words,
Thomas must show that the defendants knew of a substantial risk
of serious harm and disregarded that risk. Calderon-Ortiz v.
Laboy-Alvarado, 300 F.3d 60, 64 (1st Cir. 2002) (citing Farmer,
511 U.S. at 835-840).
A. Placement of Fernandez in Unit 2C
Thomas claims that Raymond failed to protect him by placing
his assailant, Anthony Fernandez, in Unit 2C, a general
population unit, despite the fact that Fernandez was being held
in connection with a felonious assault. Specifically, Thomas
argues that Raymond knew that placing Fernandez in the general
- 7 - population unit created a substantial risk of serious harm to
Thomas and that he disregarded that risk. I disagree.
The only exhibit Thomas has introduced into the summary
judgment record that could support such an inference is Anthony
Fernandez's "tree diagram" classification form. (Doc. No. 44 Ex.
2 at 2). However, in contrast to Thomas's deliberate
indifference theory, the exhibit indicates that Raymond
classified Fernandez pursuant to an HCDOC policy that took into
account the danger he might pose to fellow inmates. To be sure,
the first box on the tree diagram indicates that Fernandez was
being held at the time for an assaultive felony. However, the
responses to the remaining questions on the diagram were
negative, indicating that Fernandez had no prior assaultive
felony convictions, no known escape history, and no known
institutional behavior problems. These negative responses led to
the assignment of a "medium" rather than "maximum" security level
and accordingly to his placement in a general population unit.
Thus, this exhibit fails to support Thomas's claims that Raymond
acted with deliberate indifference in making his placement
decision. Accordingly, I grant defendant's motion for summary
judgment with respect to Raymond. B. Failure to Adequately Supervise the Recreation Yard
Thomas argues that defendant LeDuc acted with deliberate
indifference because he allowed Thomas, Fernandez, and other
inmates to play basketball in the recreation yard when he knew
the security camera could not effectively monitor the inmates and
that an officer would not be able to monitor every moment of the
basketball game. Defendants respond by claiming that LeDuc had
no knowledge that Fernandez presented a threat to Thomas's
safety.
Even assuming arguendo that LeDuc was aware that the camera
monitoring system was faulty, the record is still devoid of any
evidence to support an inference that he acted with deliberate
indifference. See Farmer, 511 U.S. at 835-840. In particular,
Thomas fails to identify any evidence demonstrating that LeDuc
was "aware of facts from which the inference could be drawn that
a substantial risk of serious harm exists, and [that he] . . .
drew that inference." Farmer, 511 U.S. at 834. As such, I grant
Defendants' motion for summary judgment with respect to LeDuc.
C. Supervisory Liability for Failing to Protect
Thomas also alleges that the Supervisor Defendants are
- 9 - liable for HCDOC1s classification policy, its policy of placing
inmates in the recreation yard without direct supervision from
floor officers, or, in the case of the more senior HCDOC
officials, for both policies. Thomas cannot base this claim on a
respondeat superior theory of liability. Instead, the Supervisor
Defendants can only be liable under § 1983 based on their own
acts or omissions. Aponte Matos v. Toledo Davila. 135 F.3d 182,
192 (1st Cir. 1998) (citing Seekamp v. Michaud, 109 F.3d 802, 808
(1st Cir. 1997). Specifically, the Supervisor Defendants are
liable only if "there is subordinate liability, and . . . the
supervisor's action or inaction was affirmatively linked to the
constitutional violation caused by the subordinate." Id.
(internal quotation marks omitted).
Here, Thomas's claim against the Supervisor Defendants rests
on HCDOC's classification and recreation yard supervision
policies. Because I dismissed his claims against subordinates
related to these policies, there can be no supervisory liability
against the Supervisor Defendants on these bases. As such, I
grant defendants' motion for summary judgment with respect to the
- 10 - Supervisor Defendants.5
CONCLUSION
For the foregoing reasons, I grant defendants' motion for
summary judgment (Document No. 28).
SO ORDERED.
/s/Paul Barbadoro Paul Barbadoro United States District Judge
December 18, 2006
cc: Terry Thomas, pro se Carolyn Kirby, Esq. John A. Curran, Esq. Elizabeth Hurley, Esq.
For similar reasons, I grant defendants' motion with respect to the HCDOC.
- 11 -