Thomas v. Cleveland Clinic, Unpublished Decision (9-1-2005)

2005 Ohio 4564
CourtOhio Court of Appeals
DecidedSeptember 1, 2005
DocketNo. 85276.
StatusUnpublished
Cited by2 cases

This text of 2005 Ohio 4564 (Thomas v. Cleveland Clinic, Unpublished Decision (9-1-2005)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Cleveland Clinic, Unpublished Decision (9-1-2005), 2005 Ohio 4564 (Ohio Ct. App. 2005).

Opinion

JOURNAL ENTRY AND OPINION
Plaintiff, Gwladys Thomas ("the patient"), appeals the trial court's evidentiary rulings in her suit against defendant, the Cleveland Clinic Foundation ("CCF"). The seventy-three-year-old patient was at CCF for back surgery. She had had prior spinal fusion and needed replacement of the hardware in her spine.

The anesthesia team consisted of Dr. Lozada, an anesthesiologist, and Sonia Moore, a Certified Registered Nurse Anesthetist ("nurse"). Because the patient had a history of coronary artery disease and asthma, and because the surgery she was to undergo presented a higher than usual risk of bleeding, the anesthesia team inserted a CVP line in preparation for surgery. A CVP is a central form of intravenous line which is actually threaded through the largest vein of the body into the heart. It permits the administration of stronger doses of medicines and it allows the anesthesia team to monitor important vascular pressures for information concerning the patient's condition. Without the CVP line, this information would not be available to the team.

As they were inserting the CVP line, the anesthesia team encountered a complication which resulted in the perforation of the patient's carotid artery. This complication is potentially life-threatening, and a vascular surgeon immediately intervened and repaired the perforated carotid artery. Several weeks later the patient had the spinal surgery, which was performed without incident.

The patient sued CCF for malpractice for the perforation of her carotid artery. She claimed damages for pain, suffering, mental anguish, shortened life expectancy, loss of enjoyment and quality of life, and past and future medical, hospital and long term care expenses for her injuries. She claimed great emotional distress from the resulting "unsightly scar" on her neck. Finally, because she claimed that the anesthesia team either lost or destroyed its record of the procedure which caused her carotid injury, she filed a claim for spoliation of evidence.

After a jury trial, CCF was found not negligent and the patient timely appealed, stating four assignments of error. The first says:

"I. THE TRIAL COURT ERRED IN GRANTING THE CLEVELAND CLINIC'S MOTIONS FOR A DIRECTED VERDICT ON PLAINTIFF-APPELLANT'S CLAIM CONCERNING THE MEDICAL RECORDS AND LOSS, SPOLIATION AND DESTRUCTION OF SAME AND BY FAILING TO REQUIRE THE JURY TO MAKE FINDINGS REGARDING ALL OF THE ELEMENTS OF SPOLIATION WHEN THERE WAS AFFIRMATIVE EVIDENCE SHOWING THAT NO DOCUMENT OF COMPLICATION CAN BE FOUND IN APPELLANT'S CLEVELAND CLINIC MEDICAL RECORD."

At the close of the patient's evidence, CCF moved for directed verdict on the issue of spoliation of evidence. The trial court granted this motion and the patient appealed this ruling, arguing that the missing progress note written by Dr. Lozada was sufficient evidence of spoliation of the record.

A motion for directed verdict is controlled by Civ.R. 50(A)(4), which states in pertinent part:

"When a motion for a directed verdict has been properly made, and the trial court, after construing the evidence most strongly in favor of the party against whom the motion is directed, finds that upon any determinative issue reasonable minds could come to but one conclusion upon the evidence submitted and that conclusion is adverse to such party, the court shall sustain the motion and direct a verdict for the moving party as to that issue."

An appellate court performs a de novo review of a ruling for directed verdict. As with summary judgment, the reviewing court construes the evidence "most strongly in favor of the nonmoving party and, after so doing, determines whether reasonable minds could only reach a conclusion which is against the nonmoving party." Washington v. Strowder's Funeral Chapel, Cuyahoga App. No. 72585, 1999 Ohio App. LEXIS 1844, at *26-27, citing TitaniumIndustries v. S.E.A., Inc. (1997), 118 Ohio App.3d 39. Rather than weighing the evidence or testing the credibility of witnesses, the court reviewing a directed verdict instead assumes that all the evidence presented is true and gives the benefit of the doubt to all reasonable inferences drawn from the evidence presented. Id., citing Becker v. Lake Cty. Mem. Hosp. West (1990), 53 Ohio St.3d 202, 206. The appellate court tests the legal sufficiency of the evidence, not its weight or credibility.Medpartners v. Calfee, Halter, Griswold LLP (2000),140 Ohio App.3d 612, 615-616. This court addresses then, an issue of law, not of fact. Id.

The legal elements necessary to prove spoliation of evidence are:

"* * * (1) pending or probable litigation involving the plaintiff, (2) knowledge on the part of defendant that litigation exists or is probable, (3) willful destruction of evidence by defendant designed to disrupt the plaintiff's case, (4) disruption of the plaintiff's case, and (5) damages proximately caused by the defendant's acts * * *."

Smith v. Howard Johnson Co. (1993), 67 Ohio St.3d 28, 29. All the elements must be present in order to prove this cause of action.

In the case at bar, construing the evidence most favorably to the patient results in conceding the first two elements in favor of the patient. Although she presented no evidence that CCF and its anesthesia team knew of pending litigation following the injury to her carotid artery, in light of today's litigious society, we can construe the evidence to support that the anesthesia team knew or should have known that a lawsuit was likely.

The third element, however, willful destruction of the evidence in order to disrupt the plaintiff's case, is not supported by any evidence in the record. Dr. Lozada testified that he was certain that he had written a progress note describing the incident of the puncture of the carotid artery during the attempted CVP insertion and he had put the progress note with the rest of the loose papers which constituted the chart at that time. He testified that he did not know what happened to the progress note after he placed it with the rest of the chart. Additionally, the patient has failed to show that the progress note was lost or destroyed for the purpose of disrupting her case. Neither member of the anesthesia team had any knowledge of what had happened to the note. The patient has presented no evidence to show that the absence of the progress note in the chart was willful.

The patient also failed to provide evidence supporting the fourth element needed to prove spoliation of evidence: a disruption of plaintiff's case. At no time did anyone connected with CCF deny that the incident had occurred or that it was a complication of the insertion of the CVP line. Although the patient's counsel argued at trial that the loss of the progress note prevented him from determining exactly what action during the attempted insertion of the CVP line caused the two millimeter puncture in both sides of the carotid, patient's counsel never established that the missing note contained this information. Dr. Lozada, the author of the missing progress note, testified that he did not know which specific action caused the puncture and that he did not consider that pertinent. No one at CCF denied anything about the complication.

Finally, the patient presented no evidence to show her case was damaged by the loss of the progress note. The issue in question was whether the puncture to the patient's carotid constituted malpractice.

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Bluebook (online)
2005 Ohio 4564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-cleveland-clinic-unpublished-decision-9-1-2005-ohioctapp-2005.