Thomas P. Budnick v. Barnstable County Bar Advocates, Inc.

989 F.2d 484, 1993 U.S. App. LEXIS 12389, 1993 WL 93133
CourtCourt of Appeals for the First Circuit
DecidedMarch 30, 1993
Docket92-1933
StatusUnpublished
Cited by6 cases

This text of 989 F.2d 484 (Thomas P. Budnick v. Barnstable County Bar Advocates, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas P. Budnick v. Barnstable County Bar Advocates, Inc., 989 F.2d 484, 1993 U.S. App. LEXIS 12389, 1993 WL 93133 (1st Cir. 1993).

Opinion

989 F.2d 484

NOTICE: First Circuit Local Rule 36.2(b)6 states unpublished opinions may be cited only in related cases.
Thomas P. BUDNICK, Plaintiff, Appellant,
v.
BARNSTABLE COUNTY BAR ADVOCATES, INC., Defendant, Appellee.

No. 92-1933.

United States Court of Appeals,
First Circuit.

March 30, 1993

Appeal from the United States District Court for the District of Massachusetts

Thomas P. Budnick on brief pro se.

Edward B. McGrath, Thomas B. Farrey, III, and Burns & Farrey on brief for appellees Town of Harwich, Barry M. Mitchell, Estate of Norman A. Fennell, Jonathan Mitchell, and Harwich Police Department.

Scott Harshbarger, Attorney General, and Stephen Dick, Assistant Attorney General, on Memorandum of Law for appellees Massachusetts Department of Public Safety and Sidney Callis, M.D.

D.Mass.

AFFIRMED IN PART, AND VACATED AND REMANDED, IN PART.

Before Breyer, Chief Judge, Selya and Cyr, Circuit Judges.

Per Curiam.

The district court disposed of the complaint of plaintiff/appellant, Thomas Budnick, by the following order:

This Court has thoroughly reviewed the plaintiff's Complaint. It is rife with bizarre factual and legal allegations rendering it virtually incomprehensible. This Court has concluded that the plaintiff's Complaint fails to state a claim upon which relief can be granted. Therefore, this Court, acting sua sponte, ORDERS that the above-entitled action be DISMISSED WITH PREJUDICE.

SO ORDERED.

Budnick appeals the dismissal of his complaint with prejudice and the denial of his subsequent motions seeking to vacate the dismissal, to vacate the "with prejudice" designation, and to amend his complaint. While we disagree with the district court's characterization of the complaint as virtually incomprehensible,1 we agree that it fails to state a claim upon which relief can be granted. Further, we conclude that any amendment would be futile. With respect to the pendent state law claims, however, we believe that they should have been dismissed without prejudice for lack of jurisdiction. We vacate and remand to the district court for entry of a judgment reflecting that conclusion. In all other respects, we affirm the district court's order.

I. The Legal Standards

The district court did not spell out the statutory or other available basis for its sua sponte dismissal. The order's language "the plaintiff's Complaint fails to state a claim upon which relief can be granted" suggests the dismissal was pursuant to Fed. R. Civ. P. 12(b)(6). We proceed, therefore, on that basis.2

The standard for a Rule 12(b)(6) dismissal is a familiar and oft-repeated one. "[A] complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief." Conley v. Gibson, 355 U.S. 41, 45-46 (1957). We review such a dismissal de novo. Kale v. Combined Ins. Co. of Am., 924 F.2d 1161, 1165 (1st Cir.), cert. denied, 112 S. Ct. 69 (1991); Gonzalez-Bernal v. United States, 907 F.2d 246, 248 (1st Cir. 1990).

The Supreme Court, as yet, has had "no occasion to pass judgment, however, on the permissible scope, if any, of sua sponte dismissals under Rule 12(b)(6)." Neitzke v. Williams, 490 U.S. 319, 329 n.8 (1989). The Court has pointed out that "[u]nder Rule 12(b)(6), a plaintiff with an arguable claim is ordinarily accorded notice of a pending motion to dismiss for failure to state a claim and an opportunity to amend the complaint before the motion is ruled upon." Id. at 329. A sua sponte dismissal preempts that notice and opportunity to amend before dismissal.

We have suggested, in dictum, that a sua sponte dismissal on the ground that a complaint is inadequate, without notice of the proposed dismissal and an opportunity to address the issue, might require reversal. Literature, Inc. v. Quinn, 482 F.2d 372, 374 (1st Cir. 1973).3 Even if the district court erred in failing to provide Budnick with pre-dismissal notice and opportunity to respond in this case, however, we decline to remand because it is evident that (1) Budnick could not prevail based on the facts alleged in the complaint, see Smith v. Boyd, 945 F.2d 1041, 1043 (8th Cir. 1991) (holding that the failure to give notice and an opportunity to respond prior to dismissal is not per se reversible error when it is "patently obvious" the plaintiff could not prevail based on the facts alleged in the complaint); Baker v. Director, U.S. Parole Comm'n, 916 F.2d 725, 726 (D.C. Cir. 1990) (same), and (2) amendment would be futile, see Shockley v. Jones, 823 F.2d 1068, 1072-73 (7th Cir. 1987) (holding that a sua sponte dismissal without notice or the opportunity to be heard is improper but reversal is not mandated when amendment would be futile); Tyler v. Mmes. Pasqua & Toloso, 748 F.2d 283, 287 (5th Cir. 1984) (similar), overruled on other grounds by, Victorian v. Miller, 813 F.2d 718 (5th Cir. 1987).4

II. The Complaint

Budnick's complaint is written in a narrative, and somewhat dramatic, form. It contains much extraneous and disjointed information. But construing this inartful pleading by a pro se litigant in a liberal fashion, as we must, Haines v. Kerner, 404 U.S. 519, 520 (1972), and accepting as true the factual allegations pled, Rodi v. Ventetuolo, 941 F.2d 22, 23 (1st Cir. 1991), we can distill from the complaint that Budnick's claims stem from what he alleges was an unlawful arrest. The complaint alleges the following:

On September 23, 1990, Budnick resided at his parents' home on Division Street in Harwich, Massachusetts. That house apparently is in very close proximity to the boundary between Harwich, and Dennis, Massachusetts. Budnick alleges that, on that date, he began to cut down a pine tree on the property, which had been damaged in a storm. After making two cuts in the tree, his mother called the Harwich Police Department. Officer Jonathan Mitchell responded.

Budnick left the scene, putting away his chain saw and taking his car out for a ride, he says, to get the oil hot for an oil change. He returned in an hour and started to change the oil. He was, at that time, he alleges, 35 feet into Dennis. A Dennis police officer arrived, following which Harwich Police Officer Barry Mitchell arrived.

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989 F.2d 484, 1993 U.S. App. LEXIS 12389, 1993 WL 93133, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-p-budnick-v-barnstable-county-bar-advocates-ca1-1993.