NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS FEB 16 2024 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
THOMAS H. LUTGE, P.E., No. 23-15057
Plaintiff-Appellant, D.C. No. 3:22-cv-00585-TLT
v. MEMORANDUM* TYRA HARRINGTON, J.D. and M.B.A.; et al.,
Defendants-Appellees.
Appeal from the United States District Court for the Northern District of California Trina L. Thompson, District Judge, Presiding
Submitted February 9, 2024** San Francisco, California
Before: R. NELSON, FORREST, and SANCHEZ, Circuit Judges.
Plaintiff Thomas H. Lutge appeals the district court’s dismissal of his
constitutional claims brought against Tyra Harrington, Michael Carey, Mark
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The panel unanimously concludes this case is suitable for decision without oral argument. See Fed. R. App. P. 34(a)(2). Franceschi, and Scott Hunsperger of Sonoma County, California (County),1 and
denial of his requests for preliminary relief. We have jurisdiction under 28 U.S.C.
§ 1291, and we affirm.
1. Substantive Due Process Claim. “[S]ubstantive due process . . . forbids
the government from depriving a person of life, liberty, or property in such a way
that shocks the conscience or interferes with rights implicit in the concept of ordered
liberty.” Nunez v. City of Los Angeles, 147 F.3d 867, 871 (9th Cir. 1998) (citation
omitted). We apply the test in Washington v. Glucksberg to determine whether a
right is protected by the Due Process Clause, which includes a determination that the
right asserted is “deeply rooted in this Nation’s history and tradition.” 521 U.S. 702,
720–21 (1997) (citation omitted); see United States v. Langley, 17 F.4th 1273, 1275
(9th Cir. 2021).
Lutge does not meet the heavy burden of establishing a substantive due
process claim. See Slidewaters LLC v. Wash. State Dep’t of Lab. & Indus., 4 F.4th
747, 758 (9th Cir. 2021). He does not have a fundamental right or liberty interest at
1 Harrington, Carey, Franceschi, and Hunsperger are all County employees. Lutge vacillates between allegations against the County and the individual Defendants throughout his brief, but only lists the individual Defendants in his Notice of Appeal filed with the district court. See Lutge v. Harrington, No. 22-CV- No. 22-CV-00585-TLT (N.D. Cal. Dec. 20, 2022) (ECF No. 52). Consequently, we lack jurisdiction over the County. See Le v. Astrue, 558 F.3d 1019, 1021–22 (9th Cir. 2009); see also Meehan v. County of Los Angeles, 856 F.2d 102, 105 (9th Cir. 1988). However, for ease of reference, and because Lutge’s claims against the individual Defendants rise and fall together, we refer to Appellees as “County.”
2 stake in erecting a Crime Memorial on his property. See id. (“The right to use
property as one wishes is . . . not a fundamental right.”). Additionally, he cannot
“show that [the County’s] actions are clearly arbitrary and unreasonable, having no
substantial relation to the public health, safety, morals or general welfare.” Id.
(citation omitted); see also Matsuda v. City & County of Honolulu, 512 F.3d 1148,
1156 (9th Cir. 2008) (“[S]tate action which ‘neither utilizes a suspect classification
nor draws distinctions among individuals that implicate fundamental rights’ will
violate substantive due process only if the action is ‘not rationally related to a
legitimate governmental purpose.’” (quoting Richardson v. City & County of
Honolulu, 124 F.3d 1150, 1162 (9th Cir. 1997))). The County repeatedly explained
that Lutge must obtain a “use permit” before proceeding with his building permits,
and the County’s use-permit requirements are related to building safety, public
nuisance, and aesthetic values. Thus, the County had legitimate reasons for blocking
his permit applications that satisfy the applicable rational basis test. See City of
Cuyahoga Falls v. Buckeye Cmty. Hope Found., 538 U.S. 188, 198 (2003) (rejecting
substantive due process claim because city engineer’s refusal to issue building
permits “in no sense constituted egregious or arbitrary government conduct”).
2. First Amendment Claims. Lutge failed to replead his First Amendment
claims in his operative complaint, and they are waived. See Sierra Med. Servs. All.
v. Kent, 883 F.3d 1216, 1223 (9th Cir. 2018) (holding that substantive claims raised
3 on appeal and presented in the initial complaint but omitted from plaintiffs’ operative
amended complaint were waived).
Alternatively, these claims fail on their merits. Lutge cannot show that his
failure to obtain building permits was a violation of his right to petition the
government and seek redress, nor does he explain how his building-permit
applications implicate his associational or speech interests. See WMX Techs., Inc. v.
Miller, 197 F.3d 367, 373 (9th Cir. 1999) (concluding the application for a use-
permit did not implicate the applicant’s associational or speech interests). And
Lutge’s free speech claim fails because the County ordinances at issue are content
neutral, cf. City of Austin v. Reagan Nat’l Advert. of Austin, LLC, 596 U.S. 61, 71
(2022) (A law is content based if it “single[s] out any topic or subject matter for
differential treatment,” (alteration in original), and “further[] an important or
substantial governmental interest unrelated to the suppression of free speech” and
do not “burden substantially more speech than is necessary to further those
interests,” In re Nat’l Sec. Letter, 33 F.4th 1058, 1070 (9th Cir. 2022) (citation
omitted)). The County’s zoning and use-permit requirements are related to building
safety, public nuisance, and aesthetic values and allow the County to exercise
reasonable discretion on behalf of the public welfare and safety. See City of
Lakewood v. Plain Dealer Publ’g Co., 486 U.S. 750, 760–61 (1988) (“[L]aws of
general application that are not aimed at conduct commonly associated with
4 expression and do not permit licensing determinations to be made on the basis of
ongoing expression or the words about to be spoken, carry with them little danger of
censorship. . . . [A] law requiring building permits is rarely effective as a means of
censorship.”).
3. Preliminary Relief. “[T]he legal standards applicable to [temporary
restraining orders (TRO)] and preliminary injunctions are ‘substantially identical.’”
Washington v.
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NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS FEB 16 2024 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
THOMAS H. LUTGE, P.E., No. 23-15057
Plaintiff-Appellant, D.C. No. 3:22-cv-00585-TLT
v. MEMORANDUM* TYRA HARRINGTON, J.D. and M.B.A.; et al.,
Defendants-Appellees.
Appeal from the United States District Court for the Northern District of California Trina L. Thompson, District Judge, Presiding
Submitted February 9, 2024** San Francisco, California
Before: R. NELSON, FORREST, and SANCHEZ, Circuit Judges.
Plaintiff Thomas H. Lutge appeals the district court’s dismissal of his
constitutional claims brought against Tyra Harrington, Michael Carey, Mark
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The panel unanimously concludes this case is suitable for decision without oral argument. See Fed. R. App. P. 34(a)(2). Franceschi, and Scott Hunsperger of Sonoma County, California (County),1 and
denial of his requests for preliminary relief. We have jurisdiction under 28 U.S.C.
§ 1291, and we affirm.
1. Substantive Due Process Claim. “[S]ubstantive due process . . . forbids
the government from depriving a person of life, liberty, or property in such a way
that shocks the conscience or interferes with rights implicit in the concept of ordered
liberty.” Nunez v. City of Los Angeles, 147 F.3d 867, 871 (9th Cir. 1998) (citation
omitted). We apply the test in Washington v. Glucksberg to determine whether a
right is protected by the Due Process Clause, which includes a determination that the
right asserted is “deeply rooted in this Nation’s history and tradition.” 521 U.S. 702,
720–21 (1997) (citation omitted); see United States v. Langley, 17 F.4th 1273, 1275
(9th Cir. 2021).
Lutge does not meet the heavy burden of establishing a substantive due
process claim. See Slidewaters LLC v. Wash. State Dep’t of Lab. & Indus., 4 F.4th
747, 758 (9th Cir. 2021). He does not have a fundamental right or liberty interest at
1 Harrington, Carey, Franceschi, and Hunsperger are all County employees. Lutge vacillates between allegations against the County and the individual Defendants throughout his brief, but only lists the individual Defendants in his Notice of Appeal filed with the district court. See Lutge v. Harrington, No. 22-CV- No. 22-CV-00585-TLT (N.D. Cal. Dec. 20, 2022) (ECF No. 52). Consequently, we lack jurisdiction over the County. See Le v. Astrue, 558 F.3d 1019, 1021–22 (9th Cir. 2009); see also Meehan v. County of Los Angeles, 856 F.2d 102, 105 (9th Cir. 1988). However, for ease of reference, and because Lutge’s claims against the individual Defendants rise and fall together, we refer to Appellees as “County.”
2 stake in erecting a Crime Memorial on his property. See id. (“The right to use
property as one wishes is . . . not a fundamental right.”). Additionally, he cannot
“show that [the County’s] actions are clearly arbitrary and unreasonable, having no
substantial relation to the public health, safety, morals or general welfare.” Id.
(citation omitted); see also Matsuda v. City & County of Honolulu, 512 F.3d 1148,
1156 (9th Cir. 2008) (“[S]tate action which ‘neither utilizes a suspect classification
nor draws distinctions among individuals that implicate fundamental rights’ will
violate substantive due process only if the action is ‘not rationally related to a
legitimate governmental purpose.’” (quoting Richardson v. City & County of
Honolulu, 124 F.3d 1150, 1162 (9th Cir. 1997))). The County repeatedly explained
that Lutge must obtain a “use permit” before proceeding with his building permits,
and the County’s use-permit requirements are related to building safety, public
nuisance, and aesthetic values. Thus, the County had legitimate reasons for blocking
his permit applications that satisfy the applicable rational basis test. See City of
Cuyahoga Falls v. Buckeye Cmty. Hope Found., 538 U.S. 188, 198 (2003) (rejecting
substantive due process claim because city engineer’s refusal to issue building
permits “in no sense constituted egregious or arbitrary government conduct”).
2. First Amendment Claims. Lutge failed to replead his First Amendment
claims in his operative complaint, and they are waived. See Sierra Med. Servs. All.
v. Kent, 883 F.3d 1216, 1223 (9th Cir. 2018) (holding that substantive claims raised
3 on appeal and presented in the initial complaint but omitted from plaintiffs’ operative
amended complaint were waived).
Alternatively, these claims fail on their merits. Lutge cannot show that his
failure to obtain building permits was a violation of his right to petition the
government and seek redress, nor does he explain how his building-permit
applications implicate his associational or speech interests. See WMX Techs., Inc. v.
Miller, 197 F.3d 367, 373 (9th Cir. 1999) (concluding the application for a use-
permit did not implicate the applicant’s associational or speech interests). And
Lutge’s free speech claim fails because the County ordinances at issue are content
neutral, cf. City of Austin v. Reagan Nat’l Advert. of Austin, LLC, 596 U.S. 61, 71
(2022) (A law is content based if it “single[s] out any topic or subject matter for
differential treatment,” (alteration in original), and “further[] an important or
substantial governmental interest unrelated to the suppression of free speech” and
do not “burden substantially more speech than is necessary to further those
interests,” In re Nat’l Sec. Letter, 33 F.4th 1058, 1070 (9th Cir. 2022) (citation
omitted)). The County’s zoning and use-permit requirements are related to building
safety, public nuisance, and aesthetic values and allow the County to exercise
reasonable discretion on behalf of the public welfare and safety. See City of
Lakewood v. Plain Dealer Publ’g Co., 486 U.S. 750, 760–61 (1988) (“[L]aws of
general application that are not aimed at conduct commonly associated with
4 expression and do not permit licensing determinations to be made on the basis of
ongoing expression or the words about to be spoken, carry with them little danger of
censorship. . . . [A] law requiring building permits is rarely effective as a means of
censorship.”).
3. Preliminary Relief. “[T]he legal standards applicable to [temporary
restraining orders (TRO)] and preliminary injunctions are ‘substantially identical.’”
Washington v. Trump, 847 F.3d 1151, 1159 n.3 (9th Cir. 2017) (per curiam) (quoting
Stuhlbarg Int’l Sales Co. v. John D. Brush & Co., 240 F.3d 832, 839 n.7 (9th Cir.
2001)). A plaintiff “must establish that he is likely to succeed on the merits, that he
is likely to suffer irreparable harm in the absence of preliminary relief, that the
balance of equities tips in his favor, and that an injunction is in the public interest.”
Am. Trucking Ass’ns, Inc. v. City of Los Angeles, 559 F.3d 1046, 1052 (9th Cir.
2009) (citation omitted). Lutge offers no viable theory linking the denial of his
permit applications to constitutional violations, nor does he show a likelihood of
suffering irreparable harm. Younger abstention also counsels against granting the
requested relief because the County’s enforcement action remains ongoing in state
court. Martinez v. Newport Beach City, 125 F.3d 777, 781 (9th Cir. 1997), overruled
on other grounds by Green v. City of Tucson, 255 F.3d 1086, 1093 (9th Cir. 2001).
4. Lutge’s Motions. Lutge moved to add two documents to the record on
appeal: (1) a June 15, 2023, email from the County counsel, and (2) a website
5 printout of the County’s building-permit application for the property at issue. Federal
Rule of Appellate Procedure 10(e)(2) allows the court to supplement the record on
appeal “[i]f anything material to either party is omitted from or misstated in the
record by error or accident.” The documents that Lutge identifies add nothing new
to the record. Despite his assertion that the County counsel’s email “confirm[s] that
no use permit” is required, the documents simply underscore that Lutge failed to
abate the unlawful substandard structures on his property. We deny this motion. See
United States v. Boulware, 558 F.3d 971, 976 (9th Cir. 2009) (recognizing that
“except in extraordinary circumstances” the court “will not allow parties to
supplement the record on appeal”).
Lutge also requests that the panel take judicial notice of pleadings filed in the
parallel state litigation. A court may “take judicial notice of undisputed matters of
public record, including documents on file in federal or state courts.” Harris v.
County of Orange, 682 F.3d 1126, 1132 (9th Cir. 2012) (citations omitted). The
parallel state case is relevant to this appeal and informs our analysis. Despite
opposing judicial notice, the County itself acknowledges that “the pending state
court action would reinforce the County’s ongoing need to enforce its abatement
notices and support the district court’s dismissal of injunctive relief claims based on
the Younger abstention doctrine due to the County’s continuing enforcement action.”
Accordingly, we take judicial notice of the existence of the state court pleadings as
6 publicly filed court records, but not the truth of the statements and assertions made
within those pleadings. See id.
We deny Lutge’s request for judicial notice as to any pleadings, exhibits, and
other documents that are already included in the record on appeal. See Park v.
Aurora Loan Servs., 485 F. App’x 901, 902 (9th Cir. 2012) (denying judicial notice
as “unnecessary because the documents are already part of the district court record”).
5. County’s Motion. The County moved “to strike all improper references
to documents and allegations not supported by the record on appeal, as well as any
and all unsupported, immaterial and inflammatory personal accusations against
County employees,” including Lutge’s contention that the County’s safe-harbor
letter shows the County had “a pretextual intention.” The County also moved to
strike documents from Lutge’s motion for post-appeal evidence and reply brief. We
deny the County’s motion as relates to extra-record materials as moot and
unnecessary. We further deny as moot the County’s motion as relates to new
contentions made by Lutge in reply because we decline to consider these
contentions. United States v. Wright, 215 F.3d 1020, 1030 n.3 (9th Cir. 2000). As
we do not rest our decision on any new facts raised in Lutge’s reply brief, we need
not address the County’s remaining arguments raised in its motion to strike
incendiary allegations raised in reply. See Smith v. S.F. Unified Sch. Dist., 189 F.
App’x 663, 664 (9th Cir. 2006).
7 AFFIRMED.