Thomas J. Grimes v. Denis McDonough

CourtUnited States Court of Appeals for Veterans Claims
DecidedApril 28, 2021
Docket18-1017
StatusPublished

This text of Thomas J. Grimes v. Denis McDonough (Thomas J. Grimes v. Denis McDonough) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas J. Grimes v. Denis McDonough, (Cal. 2021).

Opinion

UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

No. 18-1017

THOMAS J. GRIMES, APPELLANT,

V.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, APPELLEE.

On Appeal from the Board of Veterans' Appeals

(Decided April 28, 2021)

Glenn R. Bergmann, of Bethesda, Maryland, for appellant.

James M. Byrne, General Counsel; Mary Ann Flynn, Chief Counsel; James B. Cowden, Deputy Chief Counsel; and Joshua L. Wolinsky, all of Washington, D.C., were on the brief for appellee.

Before BARTLEY, Chief Judge, and PIETSCH and JAQUITH, Judges.

BARTLEY, Chief Judge: Veteran Thomas J. Grimes appeals through counsel a December 18, 2017, Board of Veterans' Appeals (Board) decision (1) denying entitlement to an initial compensable disability evaluation for bilateral hearing loss; (2) remanding a claim for service connection for a sinus disability; and (3) referring to a VA regional office (RO) for initial development and adjudication a claim for service connection for hyperacusis.1 Record (R.) at 2- 10.2 This appeal, over which the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a), was referred to a panel of the Court to address the interplay between VA's obligation under Clemons v. Shinseki, 23 Vet.App. 1 (2009), to broadly construe a claim consistent with a lay claimant's reasonable expectations and the general rule of Ephraim v. Brown, 82 F.3d 399 (Fed. Cir. 1996), vacating 5 Vet.App. 549 (1993), and Boggs v. Peake, 520 F.3d 1330 (Fed. Cir. 2008),

1 "Hyperacusis" is "[a]bnormal or painful sensitiveness to noise." 1 J.E. SCHMIDT, ATTORNEYS ' DICTIONARY OF M EDICINE & WORD FINDER H-224 (2019). 2 Because the sinus disability and hyperacusis claims were remanded and referred, respectively, the Court lacks jurisdiction to review the merits of those claims at this time. See Howard v. Gober, 220 F.3d 1341, 1344 (Fed. Cir. 2000); Breeden v. Principi, 17 Vet.App. 475, 478 (2004) (per curiam order); Link v. West, 12 Vet.App. 39, 47 (1998); 38 C.F.R. § 20.1100(b) (2020). The Court, however, does have jurisdiction to consider those claims for the limited purpose of determining whether referral of the hyperacusis claim was appropriate. See Young v. Shinseki, 25 Vet.App. 201, 202-03 (2012) (en banc order). that separately diagnosed conditions with distinct factual bases should ordinarily be treated as separate claims. We hold that these authorities are complementary and that, pursuant to Clemons, a claim for service connection may encompass a related condition that is initially referenced by the claimant but not diagnosed until later in the appeal stream, regardless of whether the claim is initially granted or denied by the RO. Accordingly, and for the reasons that follow, the Court will set aside the portion of the December 2017 Board decision denying entitlement to an initial compensable evaluation for bilateral hearing loss and remand that matter for further development, if necessary, and readjudication consistent with this decision. The Court will also modify the December 2017 Board decision to strike the Board's referral of service connection for hyperacusis and remand for the Board to adjudicate, in the first instance, entitlement to compensation for hyperacusis, as part of either the hearing loss or sinus disability claim over which it had jurisdiction.

I. FACTS Mr. Grimes served on active duty in the U.S. Air Force from May 1966 to May 1970. R. at 996. In July 2011, he filed a claim for service connection for "loss of hearing, ear aches, sinus pressure, tinnitus." R. at 822. The next month, he submitted a statement in support of claim (SSC) describing in-service exposure to jet engine noise with minimal hearing protection. R. at 789. He also asserted that his "jaw and sinus and hearing [were] never the same" after an in -service wisdom tooth extraction where a military dentist hammered and broke one of his teeth with a chisel. Id.; see R. at 726-27 (April 2012 SSC reiterating those contentions). In April 2012, Mr. Grimes underwent a VA audiology examination. R. at 737 -43. When asked to describe the functional impact of his hearing loss, the veteran stated: "I seem to have to turn things up more. Everyone wants to know why it's so loud. I really have to pay attention if someone is talking. I have to press the phone close to my ear for me to hear it." R. at 741. He also reported that his tinnitus disturbed sleep patterns and interfered with daily activities. R. at 743. In October 2012, the RO contacted Mr. Grimes to clarify the scope of his claims. R. at 708. The report of contact reflects that the veteran "stated the only contentions he wants considered are: hearing loss, tinnitus, and aches, sinus pressure. He did not want any other conditions added. . . ." Id. That same day, the RO issued a rating decision granting service connection for

2 bilateral hearing loss and tinnitus and assigning noncompensable and 10% evaluations for those conditions, respectively. R. at 715-18. Although the rating decision did not discuss any other claim, the attached code sheet indicated that "[s]ervice connection for aches, sinus [was] denied," R. at 715, and the cover letter to the decision stated that "service connection couldn’t be granted" for aches, sinus pressure, R. at 701. Mr. Grimes filed a Notice of Disagreement (NOD) as to that decision the next month, arguing that his claims were "incomplete" or "not properly expressed." R. at 690. He described sinus pressure and ear pain since service and asserted that he was entitled to service connection for "sinus pressure/ear pressure blockage/and headaches" related to his duties as an aircraft mechanic and the in-service dental surgery. R. at 690-91. In June 2013, an RO employee completed a Report of General Information that outlined the procedural history of the veteran's claims. R. at 682. According to that Report, Mr. Grimes filed a claim for hearing loss, ear aches, tinnitus, and a sinus condition in July 2011; he raised an "unclear claim of wisdom teeth jaw condition and sinus and tinnitus" in September 2012; he clarified that his claims included only service connection for hearing loss, tinnitus, and aches/sinus pressure in October 2012; the RO denied service connection for aches and sinus pressure that same month; and he filed a "new claim for headaches and ear aches and ear blockage as secondary to non-service[-]connected aches, sinus pressure due to wisdom teeth removal in service" in November 2012. Id. The Report directed the RO to open a new claim for secondary service connection for headaches, ear aches, and ear blockage and to send the veteran a clarification letter "letting him know the only condition currently on appeal is service connection for aches, sinus pressure." Id. In September 2013, the RO issued a Statement of the Case (SOC) continuing the noncompensable evaluation for bilateral hearing loss and the denial of service connection for aches, sinus pressure. R. at 651-73. Later that month, Mr. Grimes filed a Substantive Appeal of those claims, once again asserting that he suffered from "pain and disability from [his] service in the military," particularly the in-service dental surgery and exposure to jet-engine noise. R. at 632- 33.

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