Thomas J. Duff v. Kimberly K. Reynolds, Glen Dickinson, Leslie Hickey and Dan Huitink

• Court: Court of Appeals of Iowa
• Decided: February 19, 2020
• Docket: 19-1789
• Status: Published

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 19-1789 Filed February 19, 2020

THOMAS J. DUFF, Plaintiff-Appellee/Cross-Appellant,

vs.

GOVERNOR KIMBERLY K. REYNOLDS, GLEN DICKINSON, LESLIE HICKEY and DAN HUITINK, Defendants-Appellants/Cross-Appellees. ________________________________________________________________

Appeal from the Iowa District Court for Polk County, Joseph Seidlin, Judge.

Appellants appeal, and appellee cross-appeals, a district court ruling on

appellants’ motion to dismiss. AFFIRMED IN PART, REVERSED IN PART, AND

REMANDED ON BOTH APPEALS.

Thomas J. Miller, Attorney General, Jeffrey S. Thompson, Solicitor General,

and David M. Ranscht and Thomas J. Ogden, Assistant Attorneys General, for

appellants.

Bob Rush and Nate Willems of Rush & Nicholson, P.L.C., Cedar Rapids,

for appellee.

Heard by Bower, C.J., Mullins, J., Greer, J., Danilson, S.J.*, and Potterfield,

S.J.* May, Schumacher, and Ahlers, JJ., take no part.

*Senior judge assigned by order pursuant to Iowa Code section 602.9206

(2020). 2

MULLINS, Judge.

This appeal concerns the “role of the courts in a democratic society,” see

Godfrey v. State, 752 N.W.2d 413, 418 (Iowa 2008) (quoting Allen v. Wright, 468

U.S. 737, 750 (1984)), and involves a district court ruling on a motion to dismiss a

lawsuit challenging divisions XIII and XIV of Senate File (SF) 638.1 On

interlocutory appeal, the appellants2 appeal, and appellee Thomas Duff cross-

appeals, the district court’s partial grant and partial denial of the appellants’ motion

to dismiss. The appellants argue the court erred in concluding Duff has standing

to sue as a previously unsuccessful judicial applicant before the State Judicial

Nominating Commission (Commission). Duff argues the court erred in failing to

also conclude he has standing to sue as a member of the Iowa bar, he should

alternatively be excepted from the standing requirement because his lawsuit

concerns a matter of great public importance, and the court erred in declining to

grant a temporary injunction.

I. Background Facts and Proceedings

On April 27, 2019, the legislature passed SF 638, which amended how

commissioners on the Commission are selected as well as the election and term

of office of the Chief Justice of the Iowa Supreme Court. See generally 2019 Iowa

Acts ch. 89, §§ 46–48, 50, 61–62 (codified at Iowa Code §§ 46.1–.2A, .6, 602.4103,

1 We file this decision contemporaneously with our decision in a separate appeal concerning the district court’s grant of a motion to dismiss a separate lawsuit forwarding generally identical claims. See generally Rush v. Reynolds, No. 19- 1109, 2020 WL _______ (Iowa Ct. App. Feb. 19, 2020). 2 The appellants include Governor Kimberly Reynolds, Director of the Legislative

Services Agency Glen Dickinson, Iowa Code Editor Leslie Hickey, and Dan Huitink, an appointee to the State Judicial Nominating Commission—all in their official capacities. 3

.4103A (2019)). The amendments to the commissioner-selection procedures

became effective upon enactment. Id. § 60. On May 8, Governor Reynolds signed

the legislation into law. Two days later, Governor Reynolds appointed Huitink to

fill the newly-created, ninth appointed position on the Commission.

In July, due to a retirement, a vacancy opened on the Iowa Court of Appeals.

Duff—a lawyer licensed to practice law in the State of Iowa—applied for the

vacancy and, on August 5, was interviewed by the Commission. The Commission

did not submit Duff to Governor Reynolds as a nominee for the judicial vacancy.

On August 29, the Governor appointed a judge from the nominees submitted to

her.

In September, Duff filed a petition and application for injunctive relief and

expedited hearing. The petition alleged the new laws violated article III, section 29

of the Iowa Constitution and separation-of-powers principles. As to article III,

section 29, the petition alleged the legislation violated “the Iowa constitutional

protection against logrolling” and the “constitutional protection to prevent surprise

and fraud from being visited on the legislature and the public.” The petition also

alleged the legislation, “by dictating to a separate and co-equal branch how its

leadership ([c]hief [j]ustice) should be selected and the term of office,” amounted

to an unconstitutional “encroachment on judicial powers.” The petition requested

a temporary injunction and expedited consideration.

In October, the appellants filed a pre-answer motion to dismiss, arguing Duff

lacked standing to challenge the new laws as either a lawyer in general or an

unsuccessful applicant before the Commission. The State also submitted waiver 4

of the standing requirement would be inappropriate because the matter is not an

issue of great public importance.

Duff resisted. He argued he had standing “as a (1) judicial applicant now

and in the future, and (2) member of the [Iowa] [b]ar.” He alternatively argued the

issue was “a matter of great public importance” and the standing requirement

should be waived.

Following a hearing, the district court entered an order partially granting the

appellants’ motion to dismiss. As to the changes to the commissioner-selection

procedures, the district court concluded Duff’s status as an Iowa attorney was

insufficient to establish standing. However, the court concluded Duff’s status as

an unsuccessful applicant before the Commission “is enough to show a sufficient

specific personal stake in the controversy” to establish standing. As to the

legislative amendments concerning the election and term of office of the chief

justice, the court concluded Duff lacked standing to challenge the legislation. The

court denied Duff’s request for temporary enjoinment of enforcement and

publication of the new laws.

The supreme court granted the parties’ cross-applications for interlocutory

appeal and transferred the matter to this court for resolution.

II. Standard of Review

We review questions of standing and rulings denying a motion to dismiss

for correction of errors at law. Homan v. Branstad, 864 N.W.2d 321, 327 (Iowa

2015) (standing); Madden v. City of Iowa City, 848 N.W.2d 40, 44 (Iowa 2014)

(motions to dismiss). “A motion to dismiss should only be granted if the allegations

in the petition, taken as true, could not entitle the plaintiff to any relief.” King v. 5

State, 818 N.W.2d 1, 9 (Iowa 2012) (quoting Sanchez v. State, 692 N.W.2d 812,

816 (Iowa 2005)). Denying a motion to dismiss is appropriate unless the petition

“on its face shows no right of recovery under any state of facts.” Ritz v. Wapello

Cty. Bd. of Supervisors, 595 N.W.2d 786, 789 (Iowa 1999) (quoting Schaffer v.

Frank Moyer Constr., Inc., 563 N.W.2d 605, 607 (Iowa 1997)). “[W]e accept as

true the petition’s well-pleaded factual allegations, but not its legal conclusions.”

Shumate v. Drake Univ., 846 N.W.2d 503, 507 (Iowa 2014).

III. Analysis

A. Appeal

The appellants challenge the district court’s conclusion that Duff, as a

previous unsuccessful judicial applicant, has standing to challenge the changes to

the makeup and selection of the Commission.

The standing doctrine “serves to limit which persons may bring a lawsuit.”

Godfrey, 752 N.W.2d at 417–18; accord Standing, Black’s Law Dictionary (11th

ed. 2019) (defining standing as “[a] party’s right to make a legal claim or seek

judicial enforcement of a duty or right”). Iowa’s doctrine of standing “parallels the

federal doctrine, even though standing under federal law is fundamentally derived

from constitutional strictures not directly found in the Iowa Constitution.” Godfrey,

752 N.W.2d at 418. “Whether litigants have standing does not depend on the legal

merits of their claims, but rather whether, if the wrong alleged produces a legally

cognizable injury, they are among those who have sustained it.” Citizens for

Responsible Choices v. City of Shenandoah, 686 N.W.2d 470, 475 (Iowa 2004).

In order to establish standing to sue, the “complaining party must (1) have

a specific personal or legal interest in the litigation and (2) be injuriously affected.” 6

Horsfield Materials, Inc. v. City of Dyersville, 834 N.W.2d 444, 452 (Iowa 2013)

(quoting Citizens, 686 N.W.2d at 475). “The first element—the plaintiff has a

specific personal or legal interest” requires a party to “have a special interest in the

challenged action, ‘as distinguished from a general interest.’” Godfrey, 752

N.W.2d at 419 (quoting City of Des Moines v. Pub. Emp’t Relations Bd., 275

N.W.2d 753, 759 (Iowa 1979)). “The second requirement—the plaintiff must be

injuriously affected—means the plaintiff must be ‘injured in fact.’” Id. (citation

omitted). “To satisfy the second element, ‘the injury cannot be “conjectural” or

“hypothetical,” but must be “concrete” and “actual or imminent.”’” Hawkeye

Foodservice Distrib., Inc. v. Iowa Educators Corp., 812 N.W.2d 600, 606 (Iowa

2012) (quoting Godfrey, 752 N.W.2d at 420). A “plaintiff must establish a causal

connection between the injury and the conduct complained of and that the injury

is likely, as opposed to merely speculative, to be redressed by a favorable

decision.” Horsfield Materials, 834 N.W.2d at 457–58 (citation omitted).

The district court concluded Duff satisfied the standing requirement

because he suffered an actual injury because the new legislation deprived him of

the opportunity to be considered by the “right commission”—a Commission

composed of an equal amount of elected and appointed members and a supreme

court justice and because the alleged claim that the change in Commission

composition is unconstitutional, said injury was in fact.

Prior to the enactment of SF 638, the Commission was composed of

seventeen commissioners—eight being elected by licensed Iowa attorneys; eight

being appointed by the governor; and one chairperson, the most senior supreme

court justice other than the chief justice. See Iowa Code §§ 46.1–.2A, .6 (2018); 7

see also Iowa Const. art. V, § 16. SF 638 changed the composition of the

Commission by allowing the governor to appoint nine commissioners, removing

the most senior justice as the chairperson, and providing for election of one of the

commissioners as a chairperson. See 2019 Iowa Acts ch. 89, §§ 46, 50.

The State argues Duff did not suffer a redressable constitutional injury and

his alleged injury does not entitle him to prospective relief. See, e.g., Godfrey, 752

N.W.2d at 421 (noting it must be “‘likely,’ as opposed to merely ‘speculative,’ that

the injury will be ‘redressed by a favorable decision’” (quoting Lujan v. Defs. of

Wildlife, 504 U.S. 555, 560–61 (1992))). Duff argues he had a past injury because

he was denied the opportunity to appear before a Commission comprised as

authorized by law prior to approval of SF 638. And he argues he will suffer an

injury in the future because he intends to apply for open positions in the future but

is discouraged because of politicization of the Commission.

First we address his claim of past injury. Duff applied to the Commission,

did not challenge the authority of the Commission, participated in the process, and

was not nominated. It is not clear whether his complaint is that he was not

nominated or simply that he was not able to appear before the “right Commission.”

To the extent his claim is that he was not nominated, his claim is not subject to

redress by any action of this court. The Commission in this case, and prior

Commissions, considered the applicants, deliberated in secret, voted individually,

and selected nominees. The governor appointed a judge from the selected

nominees. This court has no authority to undo what has been done. Duff can

neither show an injury nor could any such injury be subject to redress in this court. 8

To the extent he claims a right to have been able to appear before a “right

Commission” either in the past or in the future, we find nothing in article V, section

16, that confers rights to individual applicants. There is nothing in the legislative

history of article V, section 16 that identifies rights of individuals. Duff appeared

before the assembled Commission. He did not object. It was only after he was

not nominated and after the Governor appointed a judge from the slate of

nominees that he objected to the Commission by filing this lawsuit. His claim of

past injury suffers the same “not subject to redress” analysis as set forth above.

His claim concerning his future plans to apply are purely speculative and reveal no

“injury in fact.” See Alons v. Iowa Dist. Ct., 698 N.W.2d 858, 872 (Iowa 2005)

(“‘[S]imply anticipating some wrong or injury’ is not enough for standing.” (quoting

Polk Cty. v. Dist. Ct., 110 N.W. 1054, 1055 (Iowa 1907))). His claims fail.

We conclude Duff lacks standing as a past or future applicant before the

Commission. We therefore reverse the partial denial of the motion to dismiss on

the ground that Duff had standing as a judicial applicant.

B. Cross-Appeal

On cross-appeal, Duff argues the court erred in failing to also conclude he

has standing to sue as a member of the Iowa bar, he should alternatively be

excepted from the standing requirement because his lawsuit concerns a matter of

great public importance, and the court erred in declining to grant a temporary

injunction. We rejected the former two claims in Rush, and we follow suit here.

2020 WL ______, at *__, __. We need not consider Duff’s request for an

injunction. We affirm the district court’s partial grant of the appellants’ motion to

dismiss on these issues. 9

IV. Conclusion

We affirm the district court’s partial grant of the appellants’ motion to dismiss

but reverse its partial denial of the same. We remand the matter to the district

court to enter an order granting the appellants’ motion to dismiss in its entirety.

AFFIRMED IN PART, REVERSED IN PART, AND REMANDED ON BOTH

APPEALS.

Bower, C.J., and Greer, J., concur; Danilson, S.J., and Potterfield, S.J.,

concur in part and dissent in part. 10

DANILSON, Senior Judge (concurring in part and dissenting in part).

I respectfully dissent in part. I agree with my colleagues in the majority that

Duff does not have traditional standing to challenge divisions XIII and XIV of SF

638. I part ways with the majority in respect to the cross-appeal and would find

Duff is entitled to an exception to standing by raising an issue of great public

importance consistent with the reasons provided in Rush v. Reynolds, No. 19-

1109, 2020 WL __________ (Iowa Ct. App. Feb. 19, 2020). I would remand for

further proceedings.

Potterfield, S.J., joins this partial dissent.