Thomas Dubuc v. Treasurer of the State of Missouri Custodian of the Second Injury Fund

Supreme Court of Missouri·Decided January 10, 2023·No. SC99605·Published

Opinion

SUPREME COURT OF MISSOURI en banc

THOMAS DUBUC, ) Opinion issued January 10, 2023 )

Appellant, )

)

v. ) No. SC99605 )

TREASURER OF THE STATE OF ) MISSOURI CUSTODIAN OF THE ) SECOND INJURY FUND, )

)

Respondent. )

APPEAL FROM THE LABOR AND INDUSTRIAL RELATIONS COMMISSION

Thomas Dubuc appeals the Labor and Industrial Relations Commission’s (“Commission”) decision denying his claim for benefits from the Second Injury Fund (“Fund”). Dubuc challenges the Commission’s overruling of his motion to conduct additional discovery and submit additional evidence after this Court handed down its opinion in Cosby v. Treasurer of Missouri, 579 S.W.3d 202 (Mo. banc 2019), interpreting section 287.220. 1 Dubuc also challenges the Commission’s finding that he failed to show any “medically documented” qualifying preexisting disabilities that “directly and significantly aggravated or accelerated his primary injury.”

1 All statutory references are to RSMo 2016.

The Commission did not abuse its discretion by not allowing additional discovery and evidence. Further, Dubuc failed to establish any “medically documented” preexisting disabilities that “directly and significantly aggravated or accelerated” his primary injury pursuant to section 287.220.3(2)(a)a(iii). The Commission’s decision is affirmed.

Background

In 2013, the legislature amended section 287.220, which governs Fund liability, to limit the number of workers eligible for fund benefits because the Fund was insolvent. Weibrecht v. Treasurer of Mo., No. SC99493, ___ S.W.3d ___, slip op. at 2 (Mo. banc Jan. 10, 2023). Section 287.220.2 retained the pre-amendment framework for Fund liability for compensable work-related injuries that occurred before January 1, 2014. Id. Section 287.220.3 was added to govern compensable work-related injuries that occurred after January 1, 2014. The new section eliminated Fund liability for permanent partial disability (“PPD”) claims and limited Fund liability for permanent total disability (“PTD”) claims by requiring that the claimant’s preexisting disabilities be medically documented, equal at least 50 weeks of PPD, and meet one of the criteria listed in section 287.220.3(2)(a)a(i)-(iv). Id.

The primary injury in this case occurred in October 2015 when Dubuc fell off a ladder injuring his wrist, kidneys, and lower back. After settling his workers’ compensation claim with his employer, Dubuc filed a claim against the Fund, alleging his preexisting disabilities, which included multiple hernias and factor V leiden mutation

with anticoagulation, combined with his primary injury, rendered him permanently and totally disabled. He asserted Fund liability under section 287.220.2 for PTD benefits.

A hearing was held before the ALJ in June 2018, after which the ALJ denied Fund benefits. The ALJ found Dubuc failed to show he was rendered permanently and totally disabled due to the combination of his primary injury and preexisting disabilities. Instead, the ALJ determined Dubuc’s primary injury alone was sufficient to render him permanently and totally disabled. Dubuc appealed to the Commission, which reversed the ALJ’s decision and awarded him Fund benefits under section 287.220.2. The Fund appealed the Commission’s award to the court of appeals.

While this case was pending before the court of appeals, this Court handed down its opinion in Cosby. Prior to Cosby, the court of appeals had held in Gattenby v. Treasurer of Missouri, 516 S.W.3d 859, 862 (Mo. App. 2017), that section 287.220.3 applied only when both the preexisting and primary injuries occurred after January 1, 2014. But Cosby held that, under the statutory definition of “injury” and the plain and ordinary language of section 287.220.3, subsection 2 applies when all injuries occurred prior to January 1, 2014, and subsection 3 applies when any injury occurred after January 1, 2014. 579 S.W.3d at 206-08. Cosby further directed that, to the extent Gattenby held otherwise, it “should no longer be followed.” Id. at 208 n.5.

The court of appeals ruled in Dubuc’s appeal that, under Cosby, he was required to meet the standards set forth in section 287.220.3 to prove his claim. Accordingly, it reversed the Commission’s award and remanded the case, instructing the Commission to determine whether Dubuc was entitled to Fund liability under section 287.220.3. Dubuc

v. Treasurer of Mo., 597 S.W.3d 372, 374 (Mo. App. 2020). On remand, Dubuc filed a motion to conduct additional discovery, submit additional evidence, and submit supplemental briefs. He contended he had “newly discovered evidence which with reasonable diligence could not have been produced at the hearing before the [ALJ].” 8 C.S.R. 20-3.030(2)(A). The Commission overruled Dubuc’s motion, 2 reasoning that allowing additional evidence would be contrary to the court of appeals’ mandate. 3

2 The Commission overruled Dubuc’s motion to conduct additional discovery and submit additional evidence but sustained Dubuc’s request to submit supplemental briefs. 3 The court of appeals’ opinion provided the determinations the Commission was instructed to make on remand would:

[R]equire the Commission to consider all of the evidence and to make additional factual findings before applying the correct legal standard to the facts. [The court of appeals’] standard of review does not permit [the court]

to make additional factual findings. As such, modification of the Final Award is not appropriate. Instead, [the court] reverse[s] the Final Award and remand[s] this matter to the Commission to properly apply the law to the evidence.

Dubuc, 597 S.W.3d at 384 (internal citations omitted). The court of appeals’ mandate stated:

This matter is remanded to the Commission with instructions to apply the proper legal standards described in section 287.220.3 to the evidence to determine whether Dubuc has sustained his burden to establish the right to an award of permanent total disability benefits from the Fund.

Id. The Commission reasoned:

We interpret the court’s opinion and mandate as specifically instructing the Commission to make additional factual findings and to apply § 287.220.3 to employee’s Second Injury Fund permanent total disability claim based on the evidence in the record. Because employee’s request to conduct additional discovery and submit additional evidence is contrary to the court’s expressed instructions and mandate, we deny this part of employee’s Motion.

Based on the existing record, the Commission denied Fund liability, finding Dubuc failed to establish any “medically documented” qualifying preexisting disability that “directly and significantly aggravated or accelerated” his primary injury. First, the Commission reasoned there was no “direct evidence” in the record of Dubuc’s hernias but, rather, only “self-reported history.” 4 It concluded self-reporting did not “satisfy the requirement of [section 287.220.3(2)(a)a] that an employee’s preexisting disability be ‘medically documented.’” Second, the Commission found there was no evidence showing Dubuc’s factor V leiden mutation and anticoagulation “directly and significantly aggravated or accelerated” his primary injury. It found that, when discussing the relationship between Dubuc’s preexisting injuries and primary injury, factor V leiden mutation and chronic anticoagulation were specifically omitted from Dubuc’s expert’s report. 5 Dubuc appeals the Commission’s decision. 6 Standard of Review

The Commission’s decision must be “supported by competent and substantial evidence upon the whole record.” Mo. Const. art. V, sec. 18. On appeal, the

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Thomas Dubuc v. Treasurer of the State of Missouri Custodian of the Second Injury Fund, (Mo. 2023).

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