Thomas A. Shields, et al. v. Federation Internationale de Natation

District Court, N.D. California·Decided October 17, 2025·No. 3:18-cv-07393·Unknown

Opinion

THOMAS A. SHIELDS, et al., Case No. 3:18-cv-07393-JSC

Plaintiffs, ORDER RE: MOTION FOR v. PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT NATATION, Re: Dkt. No. 423 Defendant.

Thomas A. Shields and Katinka Hosszú are professional swimmers who bring federal antitrust claims and a state law tort claim against World Aquatics (formerly known as the Fédération Internationale de Natation (“FINA”)), related to World Aquatics’ control over international swimming competitions. After the Ninth Circuit Court of Appeals reversed this Court’s grant of summary judgment in Defendant’s favor, the parties stipulated to certification of a Rule 23(b)(3) damages class and thereafter reached a classwide settlement. (Dkt. Nos. 413, 420.1) Plaintiffs’ unopposed motion for preliminary approval of this class action settlement is now pending before the Court. (Dkt. No. 423.) Having considered the briefing and relevant legal authority, including the supplemental submission, and having had the benefit of oral argument on October 16, 2025, the Court GRANTS the motion for preliminary approval. The Court assumes the parties’ familiarity with the lengthy procedural history of this action and incorporates Plaintiffs’ discussion of it by reference. (Dkt. No. 423 at 13.) A. The Settlement Class The Agreement identifies three different Settlement Classes. 1. The Injunctive Relief Settlement Class:

All swimmers who signed contracts to participate in the International Swimming League from January 1, 2018 through the date of the Settlement Agreement (August 29, 2025). 2. The 2018 Damages Settlement Class:

All swimmers who signed contracts to participate in the International Swimming League’s December 2018 event set to take place in Turin, Italy. 3. The 2019 Damages Settlement Class:

All swimmers who signed contracts to participate in the International Swimming League’s 2019 season. (Dkt. No. 423-2, Settlement Agreement, ¶¶ 1(k), (u).) B. Payment Terms Under the Settlement Agreement, Defendant will pay a total of $4,627,084.00 in settlement damages, consisting of $1,127,084.00 for the 2018 Damages Settlement Class and $3,500,000.00 for the 2019 Damages Settlement Class (together, the “Damages Classes Settlement Funds”). (Dkt. No. 423-2 at ¶ 1(j).) The damages for each of the subclasses shall be distributed in pro rata shares based on the damage allocation methodology in Dr. Rascher’s class certification reports. The reports take into account what each individual swimmer would have earned in prize money and appearance fees absent Defendant’s anticompetitive conduct. (Dkt. No. 423 at 19-20; Dkt. No. 246-7 at ¶¶ 139-145.) The pro rata shares will be calculated after deducting court-approved attorneys’ fees, costs, the proposed service awards for the named Plaintiffs, and taxes. (Dkt. No. 423-2 at ¶¶ 7, 28.) C. Injunctive Relief In addition to the monetary relief, the Settlement Agreement provides for the following injunctive relief: 1) no restrictions on a “Swimmer’s participation in any Sanctioned Event”; 2) World Aquatics “will not maintain or enforce any rule, policy, or practice that restricts the organization of ” independent swimming events; 3) World Aquatics “will not maintain or enforce any rule, policy, or practice that restricts or penalizes any Swimmer’s, [World Aquatics] National Federation’s or [World Aquatics] Continental Organization’s participation in any” independent events; and 4) participation in any independent swimming event will not give rise to any penalties imposed by World Aquatics on the Swimmer, World Aquatics National Federation, or World Aquatics Continental Organization. (Dkt. No. 423-2, Appx. A at ¶¶ 3-5.) Further, any swimmer’s results at independent swimming events shall be recognized by World Aquatics and will be part of World Aquatics’ official results, guaranteeing the same treatment for results achieved at such events so long as they comply with certain World Aquatics competition regulations that World Aquatics applies to its own events. (Id. at ¶ 6(b).) D. Scope of Release Under the Settlement Agreement, the Damages Classes release all claims that were or could have been raised in this action

prior to filing for preliminary approval of the Settlement Agreement on account of, arising out of, resulting from, or in any way relating to the facts, circumstances, and events alleged in the Action, including using certain of [World Aquatics] Rules to organize a group boycott against ISL and preventing top-tier swimmers from participating in professional swimming competitions and earning appearances fees and prize money from those competitions. (Dkt. No. 423-3 at ¶ 1(gg).) Class members also release

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