Tho Dinh Tran v. DINH TROUNG TRAN

166 F. Supp. 2d 793, 6 Wage & Hour Cas.2d (BNA) 1674, 2001 U.S. Dist. LEXIS 4543, 2001 WL 379223
District Court, S.D. New York·Decided April 16, 2001·No. 91 CIV. 6818 RPP·Published·Cited by 18 cases

Opinion

OPINION AND ORDER

ROBERT P. PATTERSON, JR., District Judge.

The following post-trial motions are before the Court: Defendants’ motion for reconsideration, pursuant to Fed.R.Civ.P. 59(e) and Loc. Civ. R. 6.3; Plaintiffs motion for attorneys’ fees, pursuant to Fed. R.Civ.P. 54(d); and Plaintiffs motion to amend the pleadings, pursuant to Fed. R.Civ.P. 15(b).

Background

Plaintiff initiated this action with a Verified Complaint filed on October 10, 1991, alleging that Defendants violated the Fair Labor Standards Act, 29 U.S.C. §§ 206-207 (“FLSA”). 1 A lengthy and complicat *795 ed procedural history followed, including counterclaims, numerous motions and cross-motions, orders to show cause, and stipulations. Plaintiff filed an Amended Verified Complaint on October 14, 1992. This Court dismissed Plaintiffs remaining claim under the FLSA on March 3, 1994. Tran v. Tran, 847 F.Supp. 306 (S.D.N.Y.1994). Plaintiff appealed the dismissal, and on May 5, 1995, the Second Circuit reversed the judgment and remanded to this Court for further proceedings. Tran v. Tran, 54 F.3d 115 (2d Cir.1995). Plaintiff filed a Second Amended Complaint on February 9, 1998, which contained one claim for violation of FLSA and one claim for violation of the Racketeer Influenced and Corrupt Organizations Act (“RICO”). 2 A bench trial was held before this Court from June 6 through June 9, 2000. Following the trial, this Court issued its Opinion and Order, finding that Defendants violated the FLSA and RICO and holding that Plaintiff was entitled to recover damages for his RICO claim, totaling $595,639.05, plus reasonable attorneys’ fees. 3 Tran v. Tran, No. 91 Civ. 6818(RPP), 2000 WL 1099906 (S.D.N.Y. Aug.4, 2000). These motions followed.

Discussion

I Motion to Amend the Pleadings

Plaintiff moves under Fed.R.Civ.P. 15(b) to amend his pleadings so that they conform to the evidence presented at trial. Defendants did not submit briefs in opposition to this motion, although the arguments made in their motion for reconsideration could be construed as arguments opposing Plaintiffs motion.

Fed.R.Civ.P. 15(b) states:

When issues not raised by the pleadings are tried by express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings. Such amendment of the pleadings as may be necessary to cause them to conform to the evidence and to raise these issues may be made upon motion of any party at any time, even after judgment; but failure so to amend does not affect the result of the trial of these issues. If evidence is objected to at the trial on the ground that it is not within the issues made by the pleadings, the court may allow the pleadings to be amended and shall do so freely when the presentation of the merits of the action will be subserved thereby and the objecting party fails to satisfy the court that the admission of such evidence would prejudice the party in maintaining the party’s action or defense upon the merits. The court may grant a continuance to enable the objecting party to meet such evidence.

Under Rule 15 as interpreted by the Second Circuit, courts considering post-trial 15(b) motions must apply a two-prong test. See Hillburn v. Maher, 795 F.2d 252, 264-65 (2d Cir.1986); Hamilton v. Accu-Tek, 62 F.Supp.2d 802, 815-17 (E.D.N.Y.1999); Sudul v. Computer Out *796 sourcing Servs., Inc., 917 F.Supp. 1033, 1041 (S.D.N.Y.1996). First, if the parties presented the evidence and tried the issues “by express or implied consent,” the court must grant the motion to amend the pleadings. See Ostano Commerzanstalt v. Telewide Sys. Inc., 880 F.2d 642, 646 (2d Cir.1989) (“Rule 15(b) is ‘mandatory, not merely permissive,’ in requiring that issues that are tried, though not raised in the pleadings, be treated as if they were raised in the pleadings.” (quoting SEC v. Rapp, 304 F.2d 786, 790 (2d Cir.1962))). Second, if the parties objected to the evidence and did not consent to trying the issues, the court has the discretion to grant the motion to amend the pleadings and may do so if the amendment will not prejudice the opposing party and if the interests of justice require the amendment. See Gussack Realty Co. v. Xerox Corp., 224 F.3d 85, 94 (2d Cir.2000) (noting that a district court should grant post-trial motions to amend if it will not prejudice the opposing party); Grand Light & Supply Co. v. Honeywell, Inc., 771 F.2d 672, 680-81 (2d Cir.1985) (noting that district courts have discretion to grant post-trial motions to amend and may do so if the opposing party will not be prejudiced).

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Tho Dinh Tran v. DINH TROUNG TRAN, 166 F. Supp. 2d 793, 6 Wage & Hour Cas.2d (BNA) 1674, 2001 U.S. Dist. LEXIS 4543, 2001 WL 379223 (S.D.N.Y. 2001).

166 F. Supp. 2d 793 (Tho Dinh Tran v. DINH TROUNG TRAN) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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