19-3342-cv Theodat v. City of New York, et al
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the 2 Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3 1st day of July, two thousand twenty. 4 5 Present: 6 BARRINGTON D. PARKER, 7 DEBRA ANN LIVINGSTON, 8 MICHAEL H. PARK, 9 Circuit Judges, 10 _____________________________________ 11 12 JEFFREY THEODAT, 13 14 Plaintiff-Appellee, 15 16 v. 19-3342-cv 17 18 CITY OF NEW YORK, NYPD OFFICER JOEL CROOMS, 19 NYPD OFFICER CHRISTOPHER MCDONALD 20 21 Defendants-Appellants, 22 23 JOHN DOE #1, JOHN DOE #2, NYPD OFFICER DALSH 24 VEVE, 25 26 Defendants. 27 _____________________________________ 28 29 For Defendants-Appellants: JAMISON DAVIES, (Deborah A. Brenner, Richard P. 30 Dearing on the brief), for James E. Johnson, 31 Corporation Counsel of the City of New York, New 32 York, NY
1 33 For Plaintiff-Appellee: JOHN KNUDSEN, Law Offices of John Knudsen (Edward 34 Sivin, Sivin & Miller LLP, on the brief), New York, NY 35 36 Appeal from a judgment of the United States District Court for the Eastern District of New
37 York (Block, S.J.).
38 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
39 DECREED that the judgment of the district court is AFFIRMED.
40 Defendants-Appellants Officer Joel Crooms and Officer Christopher McDonald appeal
41 from a September 26, 2019 final judgment of the United States District Court for the Eastern
42 District of New York (Block, S.J.) entered after a jury trial, upholding the jury’s verdict of liability
43 on Theodat’s false arrest, battery, and failure-to-intervene claims, denying the Defendants-
44 Appellants’ motions for a new trial and judgment as a matter of law, and remitting the jury’s award
45 of punitive damages from $357,500 to $20,000. We assume the parties’ familiarity with the
46 underlying facts, the procedural history of the case, and the issues on appeal.
47 I. New Trial Motion
48 On appeal, Officer Crooms challenges the district court’s denial of his new-trial motion,
49 arguing that the district court erred when instructing the jury on the elements of a false-arrest claim
50 by failing to include an instruction stating that the arrest would have been justified if probable
51 cause existed for any grounds for arrest. The district court instructed the jury that the arrest would
52 have been justified by probable cause if, given the evidence available to Officer Crooms at the
53 time, probable cause existed to suspect that Theodat had been smoking marijuana in public in
54 violation of New York Penal Law § 221.10(1). Officer Crooms argues that, given the testimony
55 at trial, the jury also could have believed that probable cause existed to arrest Theodat for
56 possessing marijuana in violation of New York Penal Law § 221.05. Because we conclude that,
2 1 even if the district court erred in its instructions, any error was harmless, we affirm the district
2 court’s denial of Officer Crooms’s new-trial motion.
3 A. Legal Principles
4 We review a district court’s denial of a Rule 59 motion for a new trial for abuse of
5 discretion, viewing the evidence “in the light most favorable to the nonmoving party.” Ali v.
6 Kipp, 891 F.3d 59, 64 (2d Cir. 2018) (quoting Atkins v. New York City, 143 F.3d 100, 102 (2d Cir.
7 1998)). Here, we review the district court's jury instructions de novo. Bank of China, N.Y.
8 Branch v. NBM LLC, 359 F.3d 171, 176 (2d Cir. 2004). “An erroneous instruction requires a
9 new trial unless the error is harmless.” Id.; see also US Airways, Inc. v. Sabre Holdings Corp.,
10 938 F.3d 43, 54 (2d Cir. 2019). “An omission, or an incomplete instruction, is less likely to be
11 prejudicial than a misstatement of the law.” Lore v. City of Syracuse, 670 F.3d 127, 156 (2d Cir.
12 2012) (quoting Henderson v. Kibbe, 431 U.S. 145, 155 (1977)). And “[i]f the instructions, read
13 as a whole, presented the issues to the jury in a fair and evenhanded manner, they do not warrant
14 reversal.” Id.
15 B. Application
16 Here we conclude that, even assuming arguendo that the district court erred by failing to
17 give the requested instruction, any error on this front was harmless. In attempting to show
18 prejudice, Officer Crooms argues that, based on the testimony at trial, the jury could have believed
19 that Theodat possessed the marijuana without smoking it. We disagree.
20 The evidence Officer Crooms offered at trial on the question of Theodat’s use or possession
21 of marijuana was his own testimony that he saw Theodat smoking marijuana, he smelled
22 marijuana, and he observed Theodat drop something on the ground. A marijuana cigarette that
23 Officer Crooms purported to have recovered from the scene was also introduced at trial. The
3 1 evidence supporting probable cause for possession was thus essentially identical to the evidence
2 supporting a claim of probable cause as to smoking marijuana in public. The district court
3 therefore did not err in concluding that because the jury rejected this evidence in returning a verdict
4 in favor of Theodat, any error in failing to instruct the jury on the possibility of probable cause to
5 arrest for possession of marijuana was harmless. Accordingly, we affirm the district court’s
6 denial of Officer Crooms’s motion for a new trial.
7 II. Judgment as a Matter of Law
8 On appeal, Officer McDonald argues that the district court erred in denying his motion for
9 judgment as a matter of law on Theodat’s failure-to-intervene claim. Because there was
10 sufficient evidence for a jury to conclude that Officer McDonald had both knowledge and the
11 requisite opportunity to intervene, we affirm the district court’s denial of Officer McDonald’s
12 motion for judgment as a matter of law.
13 A. Legal Principles
14 “The standard for post-verdict judgment as a matter of law is the same as for summary
15 judgment under [Federal Rule of Civil Procedure] 56.” Runner v. N.Y. Stock Exch., Inc., 568
16 F.3d 383, 386 (2d Cir. 2009) (internal quotation marks omitted). “A judgment notwithstanding
17 the verdict may only be granted if there exists such a complete absence of evidence supporting the
18 verdict that the jury’s findings could only have been the result of sheer surmise and conjecture, or
19 the evidence in favor of the movant is so overwhelming that reasonable and fair minded persons
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19-3342-cv Theodat v. City of New York, et al
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the 2 Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3 1st day of July, two thousand twenty. 4 5 Present: 6 BARRINGTON D. PARKER, 7 DEBRA ANN LIVINGSTON, 8 MICHAEL H. PARK, 9 Circuit Judges, 10 _____________________________________ 11 12 JEFFREY THEODAT, 13 14 Plaintiff-Appellee, 15 16 v. 19-3342-cv 17 18 CITY OF NEW YORK, NYPD OFFICER JOEL CROOMS, 19 NYPD OFFICER CHRISTOPHER MCDONALD 20 21 Defendants-Appellants, 22 23 JOHN DOE #1, JOHN DOE #2, NYPD OFFICER DALSH 24 VEVE, 25 26 Defendants. 27 _____________________________________ 28 29 For Defendants-Appellants: JAMISON DAVIES, (Deborah A. Brenner, Richard P. 30 Dearing on the brief), for James E. Johnson, 31 Corporation Counsel of the City of New York, New 32 York, NY
1 33 For Plaintiff-Appellee: JOHN KNUDSEN, Law Offices of John Knudsen (Edward 34 Sivin, Sivin & Miller LLP, on the brief), New York, NY 35 36 Appeal from a judgment of the United States District Court for the Eastern District of New
37 York (Block, S.J.).
38 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
39 DECREED that the judgment of the district court is AFFIRMED.
40 Defendants-Appellants Officer Joel Crooms and Officer Christopher McDonald appeal
41 from a September 26, 2019 final judgment of the United States District Court for the Eastern
42 District of New York (Block, S.J.) entered after a jury trial, upholding the jury’s verdict of liability
43 on Theodat’s false arrest, battery, and failure-to-intervene claims, denying the Defendants-
44 Appellants’ motions for a new trial and judgment as a matter of law, and remitting the jury’s award
45 of punitive damages from $357,500 to $20,000. We assume the parties’ familiarity with the
46 underlying facts, the procedural history of the case, and the issues on appeal.
47 I. New Trial Motion
48 On appeal, Officer Crooms challenges the district court’s denial of his new-trial motion,
49 arguing that the district court erred when instructing the jury on the elements of a false-arrest claim
50 by failing to include an instruction stating that the arrest would have been justified if probable
51 cause existed for any grounds for arrest. The district court instructed the jury that the arrest would
52 have been justified by probable cause if, given the evidence available to Officer Crooms at the
53 time, probable cause existed to suspect that Theodat had been smoking marijuana in public in
54 violation of New York Penal Law § 221.10(1). Officer Crooms argues that, given the testimony
55 at trial, the jury also could have believed that probable cause existed to arrest Theodat for
56 possessing marijuana in violation of New York Penal Law § 221.05. Because we conclude that,
2 1 even if the district court erred in its instructions, any error was harmless, we affirm the district
2 court’s denial of Officer Crooms’s new-trial motion.
3 A. Legal Principles
4 We review a district court’s denial of a Rule 59 motion for a new trial for abuse of
5 discretion, viewing the evidence “in the light most favorable to the nonmoving party.” Ali v.
6 Kipp, 891 F.3d 59, 64 (2d Cir. 2018) (quoting Atkins v. New York City, 143 F.3d 100, 102 (2d Cir.
7 1998)). Here, we review the district court's jury instructions de novo. Bank of China, N.Y.
8 Branch v. NBM LLC, 359 F.3d 171, 176 (2d Cir. 2004). “An erroneous instruction requires a
9 new trial unless the error is harmless.” Id.; see also US Airways, Inc. v. Sabre Holdings Corp.,
10 938 F.3d 43, 54 (2d Cir. 2019). “An omission, or an incomplete instruction, is less likely to be
11 prejudicial than a misstatement of the law.” Lore v. City of Syracuse, 670 F.3d 127, 156 (2d Cir.
12 2012) (quoting Henderson v. Kibbe, 431 U.S. 145, 155 (1977)). And “[i]f the instructions, read
13 as a whole, presented the issues to the jury in a fair and evenhanded manner, they do not warrant
14 reversal.” Id.
15 B. Application
16 Here we conclude that, even assuming arguendo that the district court erred by failing to
17 give the requested instruction, any error on this front was harmless. In attempting to show
18 prejudice, Officer Crooms argues that, based on the testimony at trial, the jury could have believed
19 that Theodat possessed the marijuana without smoking it. We disagree.
20 The evidence Officer Crooms offered at trial on the question of Theodat’s use or possession
21 of marijuana was his own testimony that he saw Theodat smoking marijuana, he smelled
22 marijuana, and he observed Theodat drop something on the ground. A marijuana cigarette that
23 Officer Crooms purported to have recovered from the scene was also introduced at trial. The
3 1 evidence supporting probable cause for possession was thus essentially identical to the evidence
2 supporting a claim of probable cause as to smoking marijuana in public. The district court
3 therefore did not err in concluding that because the jury rejected this evidence in returning a verdict
4 in favor of Theodat, any error in failing to instruct the jury on the possibility of probable cause to
5 arrest for possession of marijuana was harmless. Accordingly, we affirm the district court’s
6 denial of Officer Crooms’s motion for a new trial.
7 II. Judgment as a Matter of Law
8 On appeal, Officer McDonald argues that the district court erred in denying his motion for
9 judgment as a matter of law on Theodat’s failure-to-intervene claim. Because there was
10 sufficient evidence for a jury to conclude that Officer McDonald had both knowledge and the
11 requisite opportunity to intervene, we affirm the district court’s denial of Officer McDonald’s
12 motion for judgment as a matter of law.
13 A. Legal Principles
14 “The standard for post-verdict judgment as a matter of law is the same as for summary
15 judgment under [Federal Rule of Civil Procedure] 56.” Runner v. N.Y. Stock Exch., Inc., 568
16 F.3d 383, 386 (2d Cir. 2009) (internal quotation marks omitted). “A judgment notwithstanding
17 the verdict may only be granted if there exists such a complete absence of evidence supporting the
18 verdict that the jury’s findings could only have been the result of sheer surmise and conjecture, or
19 the evidence in favor of the movant is so overwhelming that reasonable and fair minded persons
20 could not arrive at a verdict against it.” Wiercinski v. Mangia 57, Inc., 787 F.3d 106, 112 (2d
21 Cir. 2015) (internal quotation marks and alterations omitted). “[A] court may grant a motion for
22 judgment as a matter of law only if it can conclude that, with credibility assessments made against
23 the moving party and all inferences drawn against the moving party, a reasonable juror would have
4 1 been compelled to accept the view of the moving party.” Zellner v. Summerlin, 494 F.3d 344,
2 370–71 (2d Cir. 2007) (emphasis in original, internal quotation marks omitted). In other words,
3 we should uphold the jury’s determination on liability unless “considering all the evidence, a
4 reasonable jury could not possibly conclude otherwise.” Terebesi v. Torreso, 764 F.3d 217, 244
5 (2d Cir. 2014) (quoting Anderson v. Branen, 17 F.3d 552, 557 (2d Cir. 1994)).
6 “It is widely recognized that all law enforcement officials have an affirmative duty to
7 intervene to protect the constitutional rights of citizens from infringement by other law
8 enforcement officers in their presence.” Anderson, 17 F.3d at 557. To succeed on a failure-to-
9 intervene claim in connection with a false arrest, the plaintiff is required to show that (1) the officer
10 had reason to know that a citizen was being unjustifiably arrested, and (2) the officer had a realistic
11 opportunity to intervene to prevent the arrest from occurring. See id. “Whether an officer had
12 sufficient time to intercede or was capable of preventing the harm being caused by another officer
13 is an issue of fact for the jury unless, considering all the evidence, a reasonable jury could not
14 possibly conclude otherwise.” Id.
16 Here there was sufficient evidence for a jury to believe that Officer McDonald failed to
17 intervene. First, regardless of when the arrest was complete, the testimony is clear that Officer
18 McDonald was present for the arrest and, crediting the evidence favoring the nonmoving party,
19 that Officer McDonald also handled Theodat during the process of the arrest. Officer McDonald
20 claimed at trial to have no memory of the arrest. But in addition to the evidence of Officer
21 McDonald’s presence at and involvement in the arrest process, Theodat testified that, immediately
22 prior to Officer Crooms’s handcuffing of Theodat, Officers Crooms and McDonald huddled
23 together with other officers and had a conversation, during which Theodat overheard one officer
5 1 say “good to go.” The testimony was thus clear that Officer McDonald had ample chance to
2 intervene.
3 As to Officer McDonald’s awareness of the falsity of the arrest, because he was present
4 from the outset, because he was part of the group of officers who had a discussion immediately
5 prior to handcuffing Theodat, and in light of the substantial evidence—including Theodat’s
6 testimony—supporting the jury’s finding of false arrest, there was sufficient evidence for a jury to
7 conclude that Officer McDonald knew that Officer Crooms’s arrest was not based on probable
8 cause and was therefore unconstitutional. The district court was thus correct to deny Officer
9 McDonald’s motion for judgment as a matter of law.
10 * * *
11 We have considered Defendants-Appellants’ remaining arguments and find them to be
12 without merit. Accordingly, we AFFIRM the judgment of the district court.
13 FOR THE COURT: 14 Catherine O’Hagan Wolfe, Clerk