THELMAN v. State

289 S.W.3d 76, 375 Ark. 116, 2008 Ark. LEXIS 718
CourtSupreme Court of Arkansas
DecidedNovember 13, 2008
DocketCR 08-444
StatusPublished
Cited by3 cases

This text of 289 S.W.3d 76 (THELMAN v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
THELMAN v. State, 289 S.W.3d 76, 375 Ark. 116, 2008 Ark. LEXIS 718 (Ark. 2008).

Opinion

Elana Cunningham Wills, Justice.

Appellant Joe Thel-man has attempted to appeal an order of the Phillips County Circuit Court by which he was granted immunity and ordered to testify in the ongoing criminal trial of Edward Joshaway. We hold that the order granting immunity is not a final, appealable order, and we dismiss his appeal.

The State of Arkansas charged Joshaway with theft in May of 2006. The grand jury indictment alleged that Joshaway and appellant Joe Thelman participated in taking money from the Helena-West Helena School District by deception. A second grand jury indictment charged Joshaway with conspiracy to commit theft, by conspiring with Thelman to create false invoices to be submitted to the Helena-West Helena School District.

The cases against Joshaway and Thelman were originally consolidated for trial. However, Thelman and another co-defendant, Bobby Jones, later moved for a severance from Josha-way. That motion was granted, and Thelman and Jones were subsequently tried and found not guilty. After those not guilty verdicts, the State proceeded to try Joshaway alone.

As part of its prosecution, the State named Thelman as a key witness against Joshaway. 1 The prosecutor, Fletcher Long, sent a letter and accompanying subpoena to Thelman on February 25, 2008, informing him that he would be required to appear and testify in the Joshaway trial. Thelman replied, informing Long that he would not testify and would invoke his Fifth Amendment privilege against self-incrimination. Long then filed a petition for grant of use immunity pursuant to Ark. Code Ann. § 16-43-603 (Repl. 1999) and Ark. Code Ann. § 16-43-604 (Repl. 1999), asking the circuit court to enter an order affording Thelman immunity from the use of his truthful testimony against him in any future proceeding that might be brought against him.

The circuit court entered such an order on March 10, 2008, granting Thelman use immunity and directing him to “testify fully and completely in this cause of action and responsively to any questions [that] he may be asked by the Prosecuting Attorney or defense counsel.” The court’s order cautioned Thelman that his “refusal to testify in accordance with this order constitutes a Class B misdemeanor and that he may be imprisoned or fined for his failure to so testify.”

In a hearing held the same day, Thelman informed the court that, despite the granting of immunity, he would not testify in the Joshaway trial. The circuit court then stated from the bench that it was holding him in contempt of court and ordered him confined in the Phillips County jail until he filed a notice of appeal. Thelman immediately filed his notice of appeal, stating his intent to appeal “from the ruling issued by [the circuit] court regarding [the] grant of use immunity.” On appeal, he argues that the circuit court erred in holding him in contempt for refusing to comply with the court’s order compelling his testimony.

Before we can consider the merits of Thelman’s argument on appeal, however, we must address an issue raised by the State in its response to Thelman’s jurisdictional statement. The State contends that Thelman has attempted to appeal from an order that is not final and appealable — the order granting him use immunity — and thus this court lacks jurisdiction to consider Thelman’s appeal under Ark. R. App. P.-Civ. 2(a)(1). We agree.

As just noted, Thelman’s sole point on appeal is that the circuit court erred in holding him in contempt for refusing to testify after he invoked his Fifth Amendment right against self-incrimination. An order of contempt is a final, appealable order. See, e.g., Cent. Emergency Med. Servs., Inc. v. State, 332 Ark. 592, 966 S.W.2d 257 (1998); Young v. Young, 316 Ark. 456, 872 S.W.2d 856 (1994). However, Thelman’s notice of appeal is not taken from a contempt order. Rather, as mentioned above, Thelman’s notice of appeal stated that he was appealing “from the ruling issued by [the circuit] court regarding [the] grant of use immunity.”

Rule 3(e) of the Rules of Appellate Procedure provides that a notice of appeal shall, among other things, “designate the judgment, decree, order, or part thereof appealed from.” Ark. R. App. P.-Civ. 3(e) (2008). A notice of appeal must therefore designate the judgment or order appealed from, and an order not mentioned in the notice of appeal is not properly before an appellate court. See Wright v. State, 359 Ark. 418, 198 S.W.3d 537 (2004) (citing Ruffin v. State, 64 Ark. App. 98, 983 S.W.2d 146 (1998)). In addition, our court of appeals has held that a notice of appeal must be “judged by what it recites and not what it was intended to recite.” Rawe v. Rawe, 100 Ark. App. 90, 249 S.W.3d 162 (2007); see also Ark. Dep’t of Human Servs. v. Shipman, 25 Ark. App. 247, 253, 756 S.W.2d 930, 933 (1988) (although it was “readily apparent” that Department ofHuman Services employees intended to appeal from their contempt conviction, that matter was not properly before the appellate court where the notice of appeal made no reference to the contempt order).

In this case, Thelman’s notice of appeal recites that he is appealing the circuit court’s order “regarding [the] grant of use immunity,” not the court’s decision to hold him in contempt. However, we have been unable to find any authority that would support a conclusion that an order compelling testimony in exchange for a grant of immunity is a final, appealable order. This court has held in an analogous context that an order denying a protective order to quash a prosecutor’s subpoena is “not a final order for appeal purposes.” In re Badami, 309 Ark. 511, 513, 831 S.W.2d 905, 906 (1992). There, we held that such an order “is not a final judgment or order under [Ark. R. App. P.-Civ.] 2(a)(1), nor is it an order under Rule 2(a)(2) which determines the ‘action.’ ” Id. at 513, 831 S.W.2d at 906. In a subsequent case, Central Emergency Medical Services v. State, 332 Ark. 592, 966 S.W.2d 257 (1998), this court noted that there was no “final appealable order” problem where the subject of a prosecutor’s subpoena duces tecum appealed from the order holding it in contempt, and not from the order denying its motion to quash the subpoena.

In a similar vein, over a century ago, the United States Supreme Court held that an order compelling testimony and the production of documents pursuant to a subpoena duces tecum was not appealable, even where the individual whose testimony was being compelled asserted a claim of privilege under the Fifth Amendment. See Alexander v. United States, 201 U.S. 117 (1906).

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Cite This Page — Counsel Stack

Bluebook (online)
289 S.W.3d 76, 375 Ark. 116, 2008 Ark. LEXIS 718, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thelman-v-state-ark-2008.