The Rawlplug Company, Inc. v. Illinois Tool Works, Inc.

11 F.3d 1036, 28 U.S.P.Q. 2d (BNA) 1908, 1993 U.S. App. LEXIS 30163, 1993 WL 479665
CourtCourt of Appeals for the Federal Circuit
DecidedNovember 23, 1993
Docket92-1356
StatusPublished
Cited by33 cases

This text of 11 F.3d 1036 (The Rawlplug Company, Inc. v. Illinois Tool Works, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Rawlplug Company, Inc. v. Illinois Tool Works, Inc., 11 F.3d 1036, 28 U.S.P.Q. 2d (BNA) 1908, 1993 U.S. App. LEXIS 30163, 1993 WL 479665 (Fed. Cir. 1993).

Opinion

PLUNKETT, District Judge.

The Rawlplug Company (“Rawlplug”) claims infringement of two of its patents by Illinois Tool Works’ (“ITW”) line of masonry anchors manufactured and sold under the names of New Striker and Hammer Loc. Both the patents in suit and ITWs alleged infringing anchors relate to a single piece, pre-shaped anchoring device for use in masonry.

After a bench trial, the district court, in a written opinion and order, entered judgment in favor of the Defendant ITW and dismissed the Complaint. Rawlplug appeals, claiming that the district court erred in both interpreting the patent claims and in limiting their scope. For the reasons that follow, we reverse and remand.

BACKGROUND

This patent dispute concerns certain anchors designed to secure fixtures such as roofing material to masonry surfaces. The appellant Rawlplug manufactures and sells various fasteners, including masonry anchors, for use in the construction industry. In the early 1980’s Rawlplug’s Vice-President for Manufacturing and Engineering, Louis Gian-nuzzi, conceived a design for a simple yet efficient masonry anchor. The design of this anchor can be generally described as consisting of a shank formed of resilient material such as heat tempered steel, which is shaped during manufacture to include at least one bend along its longitudinal axis. This metal shank has a memory such that, when forcibly deformed — e.g., pounded into a hole — it seeks to recover its original bent shape. As it returns to this original shape, the anchor exerts outward pressure on the walls of the *1038 hole into which it has been driven. Rawl-plug’s patents on this device, which are set out in detail below, are the subject of this suit.

Through its Buildex and Ramset/Redhead Divisions, appellee ITW is also engaged in the manufacture and sale of masonry anchors. ITW manufactures two masonry anchors under the tradenames “New Striker” and “Hammer-Loc.” For purposes of this litigation the parties have stipulated that these two anchors are essentially the same. Hence, we refer to them collectively under the title “New Striker.”

Rawlplug filed suit in the United States District Court for the Southern District of New York 1 against ITW arguing that ITW’s New Striker anchor infringed two of Rawl-plug’s patents, specifically U.S. Patent Nos. 4,828,445 (“the ’445 patent”) and 4,963,062 (“the ’062 patent”). 2 Rawlplug sought damages for willful infringement. ITW denied infringement.

After a four-day bench trial, the district court concluded in a written opinion that the New Striker did not infringe the claims asserted by Rawlplug, either literally or under the doctrine of equivalents. Rawlplug Co. v. Illinois Tool Works, 23 USPQ2d 1054, 1992 WL 91703 (S.D.N.Y.1992). Rawlplug has appealed from this judgment.

I. The Patents in Suit

In its suit against ITW, Rawlplug charges that the ITW New Striker infringed claims 1-4 of the ’445 patent and claims 1-3 and 25 of the ’062 patent. The language of the patents in suit is straightforward.

A. The ’445 Patent

Claim 1 of patent ’445 is the focus of our attention, for claims 2, 3, and 4 are all dependent on claim 1 and add additional limitations not relevant to this appeal. Claim 1, which is fully set forth in Appendix I, states the following: 3

(a) one piece, pre-shaped anchor;
(b) containing at least one indentation in the shank;
(c) which indentation creates a bend resulting in a peak on one side of the shank and upper and lower base on the other. This configuration can be described as arcuate, i.e., bent or curved in the form of a bow;
(d) the anchor’s shank is of a constant diameter that is slightly less than the pre-drilled masonry hole;
(e) the shank is made of a resilient material whose “memory” is such that after it is driven into the masonry hole, it seeks to regain its original shape.

When the resilient shank seeks to regain its original shape, it creates an outward pressure on at least three points — the peak and the two base points. In essence then, claim 1 teaches that the pressure of driving the anchor into the masonry hole tends to straighten the shank without damaging the hole, and that after the shank has been driven, its resiliency causes the anchor to regain its original shape.

The language of the ’445 patent also reveals that the claim is not limited in the number of undulations or bends. Claim 1 requires “at least one undulation” or bend, but the language covers an anchor with more. Secondly, the shank cannot chisel its own original shape into the pre-drilled ma *1039 sonry hole. If such occurs, the memory of the shank is not actuated, and the anchor will not hold.

B. The ’062 Patent

Rawlplug’s other patent in suit, U.S. Patent No. 4,963,062, is similar but adds various head configurations not germane to the present appeal. The ’062 patent does require that the resilient material of the shank have a “non-abrading bearing surface” so that the anchor, when hammered into the hole, will not “score, chisel or otherwise mutilate the hole.” Claim 1 of this patent (on which claims 2 and.3 depend) reads in pertinent part:

... said masonry being of a material which if scored, chiseled or otherwise mutilated by the anchor would alter the shape of the hole wall and thereby weaken the holding power of the anchor.
... said shank being formed of resilient material and having a non-abrading bearing surface, so that when it is forcibly driven into said tightly fitting hole it will not score, chisel or otherwise mutilate the hole wall, and said undulation will be forcibly altered by reaction with the wall of the hole, and in seeking to recover its original shape, will frictionally secure the anchor in place.

'(emphasis added). Claim 25, like claim 1, contains this “non-abrading” language. 4 Claim 25, however, does not require that the anchor have at least one undulation.

Rawlplug manufactured a product called the “Rawlplug Spike” in accordance with the disclosures of these two patents. The spike has enjoyed remarkable success in the industry as a substantial improvement over prior fastening methods.

II. The Alleged Infringing ITW New Striker

At trial, ITW never contested that it set out to engineer around the Rawlplug patents. A civil engineer at ITW named Nilsen purchased several Rawlplug Spike anchors. After testing those anchors and reviewing the Rawlplug patents, Mr. Nilsen designed the ITW anchors. Mr.. Nilsen’s anchors were:

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11 F.3d 1036, 28 U.S.P.Q. 2d (BNA) 1908, 1993 U.S. App. LEXIS 30163, 1993 WL 479665, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-rawlplug-company-inc-v-illinois-tool-works-inc-cafc-1993.