The People v. Yoselyn Ortega

CourtNew York Court of Appeals
DecidedNovember 20, 2023
Docket74
StatusPublished

This text of The People v. Yoselyn Ortega (The People v. Yoselyn Ortega) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The People v. Yoselyn Ortega, (N.Y. 2023).

Opinion

State of New York OPINION Court of Appeals This opinion is uncorrected and subject to revision before publication in the New York Reports.

No. 74 The People &c., Respondent, v. Yoselyn Ortega, Appellant.

Abigail Everett, for appellant. Dana Poole, for respondent. The Innocence Project; District Attorneys Association of the State of New York, amici curiae.

SINGAS, J.:

At issue in this case is whether the admission of two autopsy reports through an

expert witness who did not perform the autopsies, as well as that witness’s testimony,

violated defendant’s Sixth Amendment right to confrontation where defendant had not -1- -2- No. 74

been given a prior opportunity to cross-examine the performing medical examiner. We

hold that the admission of those reports and the expert witness’s testimony violated

defendant’s constitutional right to confrontation, but conclude that the error was

nevertheless harmless.

I.

In October 2012, defendant Yoselyn Ortega was employed as a nanny by a family

living in Manhattan and entrusted with the care of three young children. On October 25,

2012, defendant brought two of those children, aged two and six, into a bathroom of their

Upper West Side home where she repeatedly stabbed them, thereby killing them.

Defendant was charged with two counts of murder in the first degree and two counts of

murder in the second degree. During defendant’s 2018 trial, she conceded that she had

killed the two children but asserted a defense of not guilty by reason of insanity (see Penal

Law § 40.15).

The autopsy reports of the two victims were admitted into evidence at trial through

the People’s witness, Dr. Susan Ely of the New York City Office of Chief Medical

Examiner (OCME). Dr. Ely did not perform either autopsy, nor was she present when the

autopsies were conducted. Still, after a review of the autopsy reports, dictation tapes, and

autopsy photographs, Dr. Ely testified to the number, type, and pattern of the victims’

wounds, as well as to the cause and manner of death of each child. The autopsies were

performed, and the reports created, by Dr. James A. Hayes of OCME. It is undisputed that

defendant lacked the prior opportunity to cross-examine Dr. Hayes regarding these reports.

-2- -3- No. 74

Though the entirety of each report was available to the jury, the jury only viewed

seven diagrams of the decedents’ bodies. These diagrams were displayed during Dr. Ely’s

testimony. Three of the diagrams depicted the outline of a generic human body, with

indications of where the victims sustained stab wounds. The other diagrams narrowed in

on the victims’ necks and the six-year-old victim’s hands. On each diagram, Dr. Hayes

had drawn the location of the victims’ wounds and annotated these markings with

descriptions of the size, location, and type of the respective wound. During jury

deliberations, the jury requested to inspect the diagrams of the six-year-old victim’s body;

the jury did not request to view any other material from the autopsy reports.

Defendant objected to the admission of each autopsy report and Dr. Ely’s testimony

on the ground that they violated her constitutional right to confront the individual that

conducted the autopsies. Supreme Court overruled defendant’s objections. The jury

ultimately found defendant guilty of two counts of murder in the first degree and two counts

of murder in the second degree. The Appellate Division dismissed the two counts of

murder in the second degree as “inclusory concurrent counts of the first-degree murder

counts” and otherwise affirmed the judgment (202 AD3d 489, 492 [1st Dept 2022]). The

Court agreed with Supreme Court that the admission of the autopsy reports through Dr.

Ely did not violate defendant’s right to confrontation, concluding that the reports were not

testimonial because they “ ‘[did] not link the commission of the crime to a particular

person’ ” (id. at 491, quoting People v John, 27 NY3d 294, 315 [2016], and citing People

v Freycinet, 11 NY3d 38, 42 [2008]). Regardless, the Court determined that “any error

-3- -4- No. 74

was harmless under the standards for constitutional error” (id. at 492, citing People v

Crimmins, 36 NY2d 230 [1975]). A Judge of this Court granted defendant leave to appeal

(38 NY3d 1073 [2022]).

II.

A.

The Sixth Amendment of the Federal Constitution provides that “[i]n all criminal

prosecutions, the accused shall enjoy the right . . . to be confronted with the witnesses

against [them]” (US Const Amend VI). Pursuant to this Confrontation Clause, a witness’s

out-of-court “testimonial” statement may only be admitted for its truth where the witness

appears at trial or, if the witness is unavailable for trial, where the defendant has had a prior

opportunity to cross-examine that witness (Crawford v Washington, 541 US 36, 68 [2004]).

In Crawford, the United States Supreme Court defined “testimony” as “[a] solemn

declaration or affirmation made for the purpose of establishing or proving some fact” (id.

at 51 [internal quotation marks omitted]). The Court provided several examples of the

“core class of ‘testimonial’ statements” but acknowledged that “[v]arious formulations . .

. exist” (id.). These formulations include, as relevant here, “statements that were made

under circumstances which would lead an objective witness reasonably to believe that the

statement would be available for use at a later trial’ ” (id. at 51-52 [internal quotation marks

omitted]).

This Court had occasion to consider the impact of Crawford and its progeny on the

admission of autopsy reports in Freycinet, where it held that a redacted autopsy report was

-4- -5- No. 74

not testimonial for purposes of the Confrontation Clause (11 NY3d at 39). In reaching this

conclusion, the Court evaluated four purported “indicia of testimoniality”: (1) “the extent

to which the entity conducting the procedure is an arm of law enforcement”; (2) “whether

the contents of the report are a contemporaneous record of objective facts”; (3) “whether a

pro-law-enforcement bias is likely to influence the contents of the report”; and (4) “whether

the report’s contents are directly accusatory in the sense that they explicitly link the

defendant to the crime” (id. at 41 [internal quotation marks and citations omitted]). All

four factors, the Court concluded, weighed in the People’s favor and thus, the autopsy

report at issue was not testimonial (id. at 42).

Though the United States Supreme Court has never considered the testimonial

nature of autopsy reports, the Court did address the testimonial nature of forensic reports

in a trilogy of cases that inform our analysis here. Shortly after Freycinet, the Supreme

Court decided Melendez-Diaz v Massachusetts, in which the Court brought forensic reports

directly within the ambit of the Confrontation Clause (557 US 305 [2009]). In that case,

the Court considered whether sworn “certificates of analysis” were testimonial where the

certificates concluded that a substance recovered from the petitioner was cocaine and

further established the weight of that substance (id. at 308-309). The Court held that the

certificates were testimonial because they were affidavits—“a solemn declaration or

affirmation made for the purpose of establishing or proving some fact”—and the affidavits

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Crawford v. Washington
541 U.S. 36 (Supreme Court, 2004)
Davis v. Washington
547 U.S. 813 (Supreme Court, 2006)
Melendez-Diaz v. Massachusetts
557 U.S. 305 (Supreme Court, 2009)
Nardi v. Pepe
662 F.3d 107 (First Circuit, 2011)
Williams v. Illinois
132 S. Ct. 2221 (Supreme Court, 2012)
State of Arizona v. Ronnie Lovelle Joseph
283 P.3d 27 (Arizona Supreme Court, 2012)
State v. Navarette
2013 NMSC 3 (New Mexico Supreme Court, 2013)
People v. Goldstein
843 N.E.2d 727 (New York Court of Appeals, 2005)
People v. MAHER (KENNETH)
677 N.E.2d 728 (New York Court of Appeals, 1997)
United States v. Williams
740 F. Supp. 2d 4 (District of Columbia, 2010)
MAHDAVI v. STATE
2020 OK CR 12 (Court of Criminal Appeals of Oklahoma, 2020)
Garlick v. Lee
1 F.4th 122 (Second Circuit, 2021)
People v. Freycinet
892 N.E.2d 843 (New York Court of Appeals, 2008)
People v. John
52 N.E.3d 1114 (New York Court of Appeals, 2016)
People v. Sugden
323 N.E.2d 169 (New York Court of Appeals, 1974)
People v. Crimmins
326 N.E.2d 787 (New York Court of Appeals, 1975)
Hambsch v. New York City Transit Authority
469 N.E.2d 516 (New York Court of Appeals, 1984)
Commonwealth v. Reavis
992 N.E.2d 304 (Massachusetts Supreme Judicial Court, 2013)
State v. Kennedy
735 S.E.2d 905 (West Virginia Supreme Court, 2012)
United States v. Ignasiak
667 F.3d 1217 (Eighth Circuit, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
The People v. Yoselyn Ortega, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-people-v-yoselyn-ortega-ny-2023.