The People v. Jose Delorbe

CourtNew York Court of Appeals
DecidedMarch 31, 2020
Docket21
StatusPublished

This text of The People v. Jose Delorbe (The People v. Jose Delorbe) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The People v. Jose Delorbe, (N.Y. 2020).

Opinion

State of New York OPINION Court of Appeals This opinion is uncorrected and subject to revision before publication in the New York Reports.

No. 21 The People &c., Respondent, v. Jose Delorbe, Appellant.

Robin Nichinsky, for appellant. Alexander Michaels, for respondent. Immigrant Defense Project, amicus curiae.

GARCIA, J.:

“[D]ue process compels a trial court to apprise a defendant that, if the defendant is

not an American citizen, he or she may be deported as a consequence of a guilty plea to a

felony” (People v Peque, 22 NY3d 168, 176 [2013]). However, before we may consider -1- -2- No. 21

whether a trial court fulfilled that obligation, we must determine whether a defendant

preserved the claim as a matter of law for our review or whether an exception to the

preservation doctrine applies (see id. at 182; see also NY Const Art VI, § 3 [a]; CPL

470.05[2]). Here, service on defendant, in open court and months before the plea

proceedings, of a “Notice of Immigration Consequences” form provided him with a

reasonable opportunity to object to the plea court’s failure to advise him of the potential

deportation consequences of his plea, making the narrow exception to the preservation

doctrine unavailable to him (see Peque, 22 NY3d at 182-183; see also People v Williams,

27 NY3d 212, 214 [2016]). Therefore, because defendant did not preserve the claim he

now raises, and because defendant’s other contentions are without merit, we affirm.

I

In July 2011, the victim in this case arrived home and discovered an intruder. She

observed the perpetrator run from her bedroom and leave the apartment. The victim later

determined that money was missing from her apartment. Police developed fingerprints

from a box in the victim’s bedroom, and a match was made to defendant. He was arrested

and charged with burglary in the second degree.

Defendant, who emigrated from the Dominican Republic to the United States at an

early age and became a legal permanent resident, was arraigned in Supreme Court on the

burglary charge in August 2011. During the proceedings, the People filed a “Notice of

Immigration Consequences” (the “Notice”) with the court and provided a copy to defense

counsel. After defendant was arraigned, his counsel stated on the record that he was

“handing [defendant] the [notice of] immigration consequences [form],” which the court

-2- -3- No. 21

affirmatively acknowledged. That Notice, provided to defendant in three languages

(including English and Spanish), stated as follows:

“If you are not a United States citizen, a plea of guilty to any offense, a conviction by trial verdict, or a youthful offender adjudication subjects you to a risk that adverse consequences will be imposed on you by the United States immigration authorities, including, but not limited to, removal from the United States, exclusion from admission to the United States, and/or denial of naturalization. Because the immigration consequences applicable in your particular case may depend on factors such as your current immigration status, your length of residence in the United States, and your previous criminal history, you should consult with your attorney for advice specific to your circumstances.

“The following are designated as deportable offenses . . . : . . .

“[A]ny offense designated an ‘aggravated felony’ under 8 U.S.C. § 1101 (a) (43), including, but not limited to: . . . burglary, robbery, receipt of stolen property, or any other theft-related offense or crime of violence for which a sentence of one year or more is imposed . . . .

“In addition, if the offense constitutes an ‘aggravated felony,’ or if you are not a lawful permanent resident of the United States (or have not been such for at least five years with at least seven years’ continuous residency) and the offense is any deportable offense, there will be additional consequences, including, but not limited to, your ineligibility for discretionary cancellation of removal by the Attorney General” (emphases added).

After eight months and several calendar calls at which the People presented a plea

offer to defendant, he appeared with counsel and pleaded guilty to attempted burglary in

the second degree. Despite his status as a second violent felony offender upon his second

attempted burglary conviction (see Penal Law § 70.02 [1] [c]; Penal Law § 70.04 [1] [a]),

the People did not seek to adjudicate defendant a predicate violent felon. During the plea

colloquy and allocution, which preceded this Court’s decision in Peque, Supreme Court

did not mention immigration consequences that could result from the conviction, nor did

defendant ask about potential immigration consequences. The following month, defendant -3- -4- No. 21

was sentenced to agreed-upon terms of five years of incarceration plus three years of post-

release supervision. 1 He did not seek to withdraw his plea and, again, did not inquire about

potential immigration consequences.

Four years later, defendant filed a pro se motion pursuant to CPL 440.10 to vacate

his conviction. Defendant alleged that his counsel provided ineffective assistance because

– according to defendant – she had neglected to inform him of potential immigration

consequences resulting from his plea. Defendant asked Supreme Court to vacate his

conviction or, in the alternative, to either require his counsel to submit an affidavit

responding to his allegations or to appoint new counsel in the CPL 440.10 proceeding to

assist with obtaining such an affidavit. Defendant’s motion was supported by two cursory

affidavits alleging that his counsel had “fail[ed] to inform [him] that pleading guilty could

[affect him] in immigration” and “did not explain anything about [defendant] losing [his]

residency.”

Supreme Court denied defendant’s motion, finding that his unsworn assertion in his

supporting papers that, had he been informed of the immigration consequences of his plea,

he would have asked his attorney to negotiate a plea with less severe immigration

consequences was “conclusory” and “unsupported by any factual allegations regarding the

significance that potential deportation holds for him or his incentive to remain in the United

States,” as required by the Criminal Procedure Law (see CPL 440.30 [4] [b]). In addition,

1 Defendant was originally offered, and accepted, a sentence of five years of incarceration plus five years of post-release supervision. The term of post-release supervision was, however, limited by statute to a period of up to three years (see Penal Law § 70.45 [2] [e]). -4- -5- No. 21

the court noted that defense counsel had negotiated a particularly favorable plea deal, and

succeeded in avoiding a sentence enhancement for defendant as a second violent felony

offender (see generally Penal Law § 70.04). As a result, the court denied defendant’s

motion without a hearing.

The Appellate Division unanimously affirmed both defendant’s conviction on his

direct appeal – concluding that his Peque claim was unpreserved – and Supreme Court’s

summary denial of defendant’s CPL 440.10 motion (see People v Delorbe, 165 AD3d 531,

531 [1st Dept 2018]). According to the court, provision of the Notice to defendant meant

that his direct appeal did not fit within “the narrow exception to the preservation

requirement” set forth in Peque, as defendant had been given “the opportunity to raise the

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