State of New York OPINION Court of Appeals This opinion is uncorrected and subject to revision before publication in the New York Reports.
No. 14 The People &c., Appellant, v. Jayquaine Seignious, Respondent.
Franklin R. Guenthner, for appellant. Jan Hoth, for respondent.
GARCIA, J.:
Defendant was charged with burglary in the second degree as a sexually motivated
felony. This charge required the People to prove both that defendant committed the
underlying burglary and that the burglary was motivated, at least in substantial part, by -1- -2- No. 14
defendant’s own sexual gratification. At the People’s request, the trial court charged
second-degree burglary as a lesser included offense. The Appellate Division reversed
defendant’s burglary conviction, holding that the People had so limited their theory of the
case to the more serious offense that requiring defendant to defend against the lesser
offense violated his right to notice of the charges against him. We disagree and reverse.
I.
Defendant confronted, assaulted, and groped several women outside of a New York
University dormitory, including grabbing a student by the throat and sexually assaulting
her. The students managed to run from defendant and into their dormitory. Shortly
thereafter, defendant entered the dormitory and had an altercation with the building’s
security guard who tried to block his way, but defendant pushed through the turnstiles that
separated the dormitory’s public lobby from the elevator bank that led to the private
residences. The security guard was able to return defendant to the lobby, where defendant
continued to harass students until police arrived and arrested him.
Defendant was indicted on charges of burglary in the second degree as a sexually
motivated felony (Penal Law §§ 130.91 [1], 140.25 [2]), sexual abuse in the first degree
(Penal Law § 130.65 [1]), and criminal obstruction of breathing or blood circulation (Penal
Law § 121.11 [a]), among other crimes. He was not indicted for burglary in the second
degree.
Defendant proceeded to trial. At a mid-trial charge conference, the People asked
the court to charge the jury on burglary in the second degree as a lesser included offense
of burglary as a sexually motivated felony. Defense counsel objected to the submission of
-2- -3- No. 14
that charge, arguing that ordinary burglary is not a lesser included offense and that, because
of the People’s theory of the case, defendant was deprived of notice that he would need to
defend against a crime that was not sexual in nature. The trial court rejected defendant’s
arguments, holding that ordinary second-degree burglary met the two-prong test for
submission of lesser included offenses set out in CPL 300.50 (1). As to notice, the court
explained that while defense counsel kept “talking about [whether defendant] intended to
commit a sex crime, . . . that’s not really what the extra component is. The extra component
has to do with what his ultimate goal was and whether it was his own sexual gratification”
and that the court could “envision…the evidence unfolding such that there is a reasonable
view of the evidence that [defendant] entered with the intent to forcibly touch women, but
not for his own direct sexual gratification, which would make him guilty of Burglary in the
Second Degree, but not as a sexually motivated felony.” The court repeated that “the
evidence could end up showing that he intended to harass women sexually, but not for his
own sexual gratification.” Prior to summations, defense counsel again objected to a jury
charge on second degree burglary, citing this Court’s decision in People v Shealy (51 NY2d
933, 934 [1980] [“Having pleaded that defendant entered or remained with intent to
commit the crime of sexual abuse, the People were obligated to prove just that”]), and the
court again denied the objection. Defendant never requested that the jury charge on the
lesser included offense be narrowed to a specific theory of the crime; he asked only that
the charge be precluded entirely. Defendant was convicted of, among other crimes,
second-degree burglary but was acquitted of the sexually motivated felony.
-3- -4- No. 14
The Appellate Division reversed defendant’s burglary conviction (202 AD3d 511
[1st Dept 2022]). While the court agreed that the requirements of CPL 300.50 were met,
the court nevertheless held that the trial court “improperly charged the lesser-included
offense because the People, through the way they presented their case, deprived defendant
of notice of the possibility that the jury would be asked to consider a lesser-included” (id.
at 514-515). The court saw no merit in the People’s argument that they “never overtly
relinquished” the lesser included charge submitted to the jury, reasoning that “it should not
make any difference that a defendant was deprived of notice because the People
affirmatively abandoned their pursuit of a conviction on a potential offense…or…so
constricted their theory of the case that a defendant would be lulled into defending against
that crime only, and not any potential lesser included crimes” (id. at 515, citing People v
Rothman, 117 AD2d 535 [1st Dept 1986], affd for reasons stated below 69 NY2d 767
[1987]). As a result, the court dismissed the second-degree burglary count, reducing
defendant’s sentence from 13 to 7 years, and otherwise affirmed.
A Judge of this Court granted leave (38 NY3d 1035 [2022]), and we now reverse.1
II.
Under Penal Law § 130.91 (1), “[a] person commits a sexually motivated felony
when he or she commits a specified offense for the purpose, in whole or substantial part,
of his or her own direct sexual gratification.” The statute specifies thirty qualifying
1 We reject defendant’s arguments that the issue of law raised by the People on this appeal is unpreserved or otherwise beyond this Court’s power of review.
-4- -5- No. 14
offenses (as well as the conspiracy or felony attempt to commit an enumerated offense),
including second degree burglary (Penal Law § 130.91 [2]). To establish a defendant’s
guilt of a sexually motivated felony, the People must prove each element of the underlying
specified crime—here, the burglary—and the additional element that the motivation for
committing that crime was “in whole or substantial part” for the defendant’s own sexual
gratification (see CJI2d [NY] Penal Law § 130.91 [1]).
The second-degree burglary statute, Penal Law § 140.25, provides in relevant part
that a person who “knowingly enters or remains unlawfully in a building (that is a dwelling)
with intent to commit a crime therein” (Penal Law § 140.25 [2]), is guilty of that crime.
This Court has made clear that “to secure a conviction for burglary the State need not
establish what particular crime the intruder intended to commit, nor is it necessary that the
intended crime in fact be committed” (People v Mackey, 49 NY2d 274, 279 [1980] [internal
quotation marks and citations omitted]). In this case, to convict defendant of second-degree
burglary as a sexually motivated felony, the People needed to prove all the elements of the
underlying crime of burglary.
Two points are necessary to frame defendant’s argument that he lacked notice of the
lesser charge. First, by charging second-degree burglary as the underlying crime, the
Free access — add to your briefcase to read the full text and ask questions with AI
State of New York OPINION Court of Appeals This opinion is uncorrected and subject to revision before publication in the New York Reports.
No. 14 The People &c., Appellant, v. Jayquaine Seignious, Respondent.
Franklin R. Guenthner, for appellant. Jan Hoth, for respondent.
GARCIA, J.:
Defendant was charged with burglary in the second degree as a sexually motivated
felony. This charge required the People to prove both that defendant committed the
underlying burglary and that the burglary was motivated, at least in substantial part, by -1- -2- No. 14
defendant’s own sexual gratification. At the People’s request, the trial court charged
second-degree burglary as a lesser included offense. The Appellate Division reversed
defendant’s burglary conviction, holding that the People had so limited their theory of the
case to the more serious offense that requiring defendant to defend against the lesser
offense violated his right to notice of the charges against him. We disagree and reverse.
I.
Defendant confronted, assaulted, and groped several women outside of a New York
University dormitory, including grabbing a student by the throat and sexually assaulting
her. The students managed to run from defendant and into their dormitory. Shortly
thereafter, defendant entered the dormitory and had an altercation with the building’s
security guard who tried to block his way, but defendant pushed through the turnstiles that
separated the dormitory’s public lobby from the elevator bank that led to the private
residences. The security guard was able to return defendant to the lobby, where defendant
continued to harass students until police arrived and arrested him.
Defendant was indicted on charges of burglary in the second degree as a sexually
motivated felony (Penal Law §§ 130.91 [1], 140.25 [2]), sexual abuse in the first degree
(Penal Law § 130.65 [1]), and criminal obstruction of breathing or blood circulation (Penal
Law § 121.11 [a]), among other crimes. He was not indicted for burglary in the second
degree.
Defendant proceeded to trial. At a mid-trial charge conference, the People asked
the court to charge the jury on burglary in the second degree as a lesser included offense
of burglary as a sexually motivated felony. Defense counsel objected to the submission of
-2- -3- No. 14
that charge, arguing that ordinary burglary is not a lesser included offense and that, because
of the People’s theory of the case, defendant was deprived of notice that he would need to
defend against a crime that was not sexual in nature. The trial court rejected defendant’s
arguments, holding that ordinary second-degree burglary met the two-prong test for
submission of lesser included offenses set out in CPL 300.50 (1). As to notice, the court
explained that while defense counsel kept “talking about [whether defendant] intended to
commit a sex crime, . . . that’s not really what the extra component is. The extra component
has to do with what his ultimate goal was and whether it was his own sexual gratification”
and that the court could “envision…the evidence unfolding such that there is a reasonable
view of the evidence that [defendant] entered with the intent to forcibly touch women, but
not for his own direct sexual gratification, which would make him guilty of Burglary in the
Second Degree, but not as a sexually motivated felony.” The court repeated that “the
evidence could end up showing that he intended to harass women sexually, but not for his
own sexual gratification.” Prior to summations, defense counsel again objected to a jury
charge on second degree burglary, citing this Court’s decision in People v Shealy (51 NY2d
933, 934 [1980] [“Having pleaded that defendant entered or remained with intent to
commit the crime of sexual abuse, the People were obligated to prove just that”]), and the
court again denied the objection. Defendant never requested that the jury charge on the
lesser included offense be narrowed to a specific theory of the crime; he asked only that
the charge be precluded entirely. Defendant was convicted of, among other crimes,
second-degree burglary but was acquitted of the sexually motivated felony.
-3- -4- No. 14
The Appellate Division reversed defendant’s burglary conviction (202 AD3d 511
[1st Dept 2022]). While the court agreed that the requirements of CPL 300.50 were met,
the court nevertheless held that the trial court “improperly charged the lesser-included
offense because the People, through the way they presented their case, deprived defendant
of notice of the possibility that the jury would be asked to consider a lesser-included” (id.
at 514-515). The court saw no merit in the People’s argument that they “never overtly
relinquished” the lesser included charge submitted to the jury, reasoning that “it should not
make any difference that a defendant was deprived of notice because the People
affirmatively abandoned their pursuit of a conviction on a potential offense…or…so
constricted their theory of the case that a defendant would be lulled into defending against
that crime only, and not any potential lesser included crimes” (id. at 515, citing People v
Rothman, 117 AD2d 535 [1st Dept 1986], affd for reasons stated below 69 NY2d 767
[1987]). As a result, the court dismissed the second-degree burglary count, reducing
defendant’s sentence from 13 to 7 years, and otherwise affirmed.
A Judge of this Court granted leave (38 NY3d 1035 [2022]), and we now reverse.1
II.
Under Penal Law § 130.91 (1), “[a] person commits a sexually motivated felony
when he or she commits a specified offense for the purpose, in whole or substantial part,
of his or her own direct sexual gratification.” The statute specifies thirty qualifying
1 We reject defendant’s arguments that the issue of law raised by the People on this appeal is unpreserved or otherwise beyond this Court’s power of review.
-4- -5- No. 14
offenses (as well as the conspiracy or felony attempt to commit an enumerated offense),
including second degree burglary (Penal Law § 130.91 [2]). To establish a defendant’s
guilt of a sexually motivated felony, the People must prove each element of the underlying
specified crime—here, the burglary—and the additional element that the motivation for
committing that crime was “in whole or substantial part” for the defendant’s own sexual
gratification (see CJI2d [NY] Penal Law § 130.91 [1]).
The second-degree burglary statute, Penal Law § 140.25, provides in relevant part
that a person who “knowingly enters or remains unlawfully in a building (that is a dwelling)
with intent to commit a crime therein” (Penal Law § 140.25 [2]), is guilty of that crime.
This Court has made clear that “to secure a conviction for burglary the State need not
establish what particular crime the intruder intended to commit, nor is it necessary that the
intended crime in fact be committed” (People v Mackey, 49 NY2d 274, 279 [1980] [internal
quotation marks and citations omitted]). In this case, to convict defendant of second-degree
burglary as a sexually motivated felony, the People needed to prove all the elements of the
underlying crime of burglary.
Two points are necessary to frame defendant’s argument that he lacked notice of the
lesser charge. First, by charging second-degree burglary as the underlying crime, the
People do not necessarily limit their proof to a specific subset of crimes the defendant
intended to commit once inside the building. In other words, charging burglary as a
sexually motivated felony does not, by itself, limit the People to proving that a defendant
intended to commit what is traditionally considered a “sex crime” when he or she entered
the dwelling. Instead, the People must prove that, regardless of the crime the defendant
-5- -6- No. 14
intended to commit inside the dwelling, the burglary was motivated in substantial part by
personal sexual gratification. For example, the People may charge a sexually motivated
burglary based on a theory that the defendant intended to commit larceny once inside of a
dwelling, but still maintain the motivation for the burglary was sexual gratification.
Second, the inverse is also possible: the People may argue that the intended crime
was obviously sexual in nature, but the jury may find that, although the defendant entered
or remained in the dwelling intending to commit that crime, the motivation was something
other than sexual gratification. In that situation, as the trial court here made clear in
rejecting defendant’s argument, the proof may be insufficient to convict defendant of the
sexually motivated felony but sufficient as to the lesser included offense of burglary in the
second degree.
III.
There is no dispute that the two conditions required to obtain a jury charge on a
lesser included offense under Criminal Procedure Law 300.50 (1) and (2) were met here.
Second-degree burglary is a lesser included offense of second-degree burglary as a sexually
motivated felony and there is a reasonable view of the evidence from which the jury could
have determined that defendant committed second-degree burglary, but that it was not
sexually motivated (see 202 AD3d at 514; People v Glover, 57 NY2d 61, 64 [1982]). We
turn then to two other principles relevant to the submission of lesser included offenses
applicable to our analysis here. First, where the People have affirmatively abandoned their
pursuit of a conviction for a certain crime, the court may not then charge the jury on that
crime as a lesser included offense. For example, in People v Rothman, relied on by the
-6- -7- No. 14
Appellate Division below (see 202 AD3d at 515), the People initially indicted defendants
on charges of grand larceny and attempted grand larceny but, upon their own motion and
without explanation, dismissed the attempted grand larceny counts prior to trial (Rothman,
117 AD2d at 535). The trial court nevertheless charged the lesser included offense of
attempted grand larceny sua sponte over a defense objection. This Court affirmed the
holding that submitting the lesser included offense was an abuse of the trial court’s
discretion because, under these circumstances, the defendants were “deprived of their right
to know they were being tried for attempted grand larceny” because it was explicitly
dismissed by the People before the trial began (id. at 536, affd 69 NY2d 767).
This rule has no application here: the People did not indict defendant on ordinary
burglary and later withdraw or affirmatively abandon that charge. Rather, the indictment
charging defendant with second-degree burglary as a sexually motivated felony
specifically identified the lesser included crime as the qualifying offense (see People v
Saenger, 39 NY3d 433, 438 [2023], quoting People v Iannone, 45 NY2d 589, 594 [1978]
[indictment is generally “ ‘considered as the necessary method of providing the defendant
with fair notice of the accusations made’ ”]; see also Rothman, 117 AD2d at 535-536
[“(o)rdinarily an indictment for a crime gives sufficient notice of any lesser included
crimes”] [internal citations omitted]; William C. Donnino, Practice Commentary,
McKinney’s Crim Proc Laws of NY, CPL 300.40 [“Each count of an indictment charges a
specific crime and by operation of law its applicable lesser included offenses”]). Nor did
the People take any action following the indictment indicating affirmative abandonment of
-7- -8- No. 14
that lesser included charge such that defendant was deprived of the constitutionally
required notice of the charges against him.
Next, the People may also restrict their theory of the crime to such an extent that
an appropriate limitation on the jury charge is required. In a burglary prosecution, the
People may do so by specifying the crime the defendant intended to commit in the
pleadings (see Shealy, 51 NY2d at 934), by providing such information in their bill of
particulars (see People v Edmonds, 165 AD3d 1494, 1495 [3d Dept 2018]), or through a
similarly explicit limitation in their presentation of the case (see People v Kolempear, 267
AD2d 327, 327-328 [2d Dept 1999] [the People’s theory of the case limited in their bill of
particulars and opening statement]; see also People v Barnes, 50 NY2d 375, 379 n 3 [1980]
[where the people “expressly limited” their theory of the burglary to one of larceny, they
were obligated to prove that narrow theory]).2 If so, the trial court must appropriately tailor
the burglary charge to the theory the People have presented (see CJI2d [NY] Penal Law §
140.25 [2] at 4 n 14 [“(i)f, in the indictment or bill of particulars, the People allege that the
defendant intended a specific crime, that crime must be specified . . . and the third element
should then be . . . (t)hat the defendant did so with the intent to commit (the specified crime)
inside the building”], citing Barnes, 50 NY2d at 379 n 3). But here, defendant never
requested that any limiting instruction be given if the charge were submitted. Instead, the
2 In Barnes, during the People’s summation at defendant’s bench trial for burglary and attempted petit larceny, the People asked the Court to “infer from the circumstantial evidence that the defendant had the intent to commit a crime, that crime being that he intended to take property from the store.” -8- -9- No. 14
defense argued, and the Appellate Division held, that the People were entirely precluded
from submitting the lesser included offense of burglary in the second degree to the jury.
Therefore, whether the People limited their theory to an extent requiring a more
circumscribed jury instruction is not at issue here.
The Appellate Division appears to have conflated the rule limiting the People to an
explicit theory of the crime intended with respect to a burglary charge (see Barnes, 50
NY2d at 379 n 3) with caselaw precluding submission of a lesser included offense where
the People have unequivocally signaled their intention to abandon that charge (see
Rothman, 117 AD2d at 536). The consequence of the court’s holding, that the People so
“constricted their theory of the case” that defendant was “lulled” into defending against
only burglary as a sexually motivated felony and not second degree burglary, would in
effect be to prevent a trial court from ever charging the lesser included offense whenever
the People charge second-degree burglary as a sexually motivated felony absent explicit
notice to the defendant of their intent to do so (202 AD3d at 515). This approach is
inconsistent with our caselaw and the criminal procedure law (see People v Glover, 57
NY2d 61 [1982] [setting out the standard for entitlement to a lesser included offense
charge]; People v Green, 56 NY2d 427, 429 [1982] [prejudicial error for trial court to
refuse defendant’s request for a jury charge on a lesser included offense of the crime
charged in the indictment]; see also CPL 300.50 [1] and [2]). Moreover, such a rule would
have an effect well beyond the specific charges at issue here (see e.g. Penal Law § 485.05
[3] [defining the elements of a hate crime]; see also People v Winston, 205 AD3d 32, 40
[1st Dept 2022] [rejecting trial court’s amendment of indictment to include lesser included
-9- - 10 - No. 14
offense in a hate crime case made pursuant to CPL 200.70 and additionally citing the
opinion below in this case and CPL 300.50]). We reject that reasoning and hold that, as
there is no notice issue presented on this record, the lesser included offense charge was
properly submitted to the jury (see CPL 300.50 [2]).
Accordingly, the Appellate Division order insofar as appealed from should be
reversed, defendant’s conviction of burglary in the second degree and sentence thereon
reinstated, and the case remitted to that Court for consideration of defendant’s excessive
sentence claim regarding that conviction.
Order insofar as appealed from reversed, defendant's conviction of burglary in the second degree and sentence thereon reinstated, and case remitted to the Appellate Division, First Department, for consideration of defendant's excessive sentence claim regarding that conviction. Opinion by Judge Garcia. Chief Judge Wilson and Judges Rivera, Singas, Cannataro, Troutman and Halligan concur.
Decided February 22, 2024
- 10 -