The People v. Andre Harrison / The People v. Marino Serrano

52 N.E.3d 223, 27 N.Y.3d 281
CourtNew York Court of Appeals
DecidedMay 5, 2016
Docket60 - 61
StatusPublished
Cited by15 cases

This text of 52 N.E.3d 223 (The People v. Andre Harrison / The People v. Marino Serrano) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The People v. Andre Harrison / The People v. Marino Serrano, 52 N.E.3d 223, 27 N.Y.3d 281 (N.Y. 2016).

Opinions

OPINION OF THE COURT

Fahey, J.

In People v Ventura (17 NY3d 675 [2011]), we held that the Appellate Division abused its discretion in dismissing two pending direct appeals due to the involuntary deportations of the defendants. In the present appeals, we are asked to clarify Ventura’s application. We hold that Ventura prohibits intermediate appellate courts from dismissing pending direct appeals due to the defendant’s involuntary deportation, regardless of the contentions raised by the defendant on appeal. We conclude, however, that, consistent with this Court’s authority to dismiss pending permissive appeals due to the defendant’s involuntary deportation, intermediate appellate courts retain their discretionary authority to dismiss permissive appeals on that ground after Ventura.

I.

Defendant Andre Harrison, a citizen of Jamaica, was convicted, upon his plea of guilty, of attempted criminal possession of a weapon in the second degree. After serving his sentence, he was transferred into the custody of U.S. Immigration and Customs Enforcement (ICE). While in ICE custody, Harrison moved pursuant to CPL 440.10 to vacate the judg[285]*285ment, alleging, among other things, that his attorney gave him erroneous advice about the immigration consequences of his guilty plea. Supreme Court denied Harrison’s motion without a hearing. Harrison sought leave to appeal to the Appellate Division pursuant to CPL 460.15. A Justice of that Court granted Harrison’s application. While Harrison’s permissive appeal was pending in the Appellate Division, he was deported. The People moved to dismiss the appeal on the ground that Harrison was no longer available to obey the mandate of the court.

The Appellate Division granted the People’s motion to dismiss Harrison’s appeal (115 AD3d 980 [2d Dept 2014]), distinguishing Ventura on two grounds. First, the Court noted that in Ventura, the defendants had raised issues that would result “in either an affirmance or outright dismissal of the convictions,” neither of which would require the defendants’ further legal participation, whereas if Harrison were successful on appeal, his further legal participation would be required {id. at 982). Second, the Appellate Division reasoned that in Ven-tura, this Court considered the dismissal of two direct appeals, but Harrison was appealing by permission (see id. at 981-982). A Judge of this Court granted Harrison leave to appeal (24 NY3d 1084 [2014]).

Defendant Marino Serrano, a citizen of Mexico, pleaded guilty to driving while intoxicated and driving while ability impaired. While his direct appeal was pending before the Appellate Term, Serrano was deported. The People moved to dismiss the appeal on the ground that Serrano was unavailable to obey the mandate of the court.

The Appellate Term granted the People’s motion to dismiss Serrano’s direct appeal (45 Misc 3d 69 [App Term, 2d Dept. 2d, 11th & 13th Jud Dists 2014]). The court concluded that Serrano’s contention that the plea colloquy was insufficient had merit (see id. at 71-72). The court nevertheless dismissed Serrano’s direct appeal, holding that Ventura was distinguishable. The Appellate Term noted that in Ventura, the defendants raised appellate issues that would result in “ ‘either an af-firmance or outright dismissal of the convictions; neither outcome would require the continued legal participation of [the] defendants’ ” (id. at 72, quoting Ventura, 17 NY3d at 682). By contrast, Serrano raised an appellate issue that, if meritorious, would require his continued legal participation, “which is not possible because he has been deported” (45 Misc 3d at 72). A Judge of this Court granted Serrano leave to appeal (25 NY3d 953 [2015]).

[286]*286II.

In Ventura, this Court considered whether the Appellate Division had abused its discretion in dismissing two direct appeals. Both defendants, Ventura and Gardner, had been involuntarily deported while their direct appeals were pending. We held that cases in which appellate courts had dismissed appeals because the defendant had voluntarily absconded from the jurisdiction were inapposite, inasmuch as Ventura and Gardner were involuntarily deported, and “their extrication lacked the scornful or contemptuous traits that compel courts to dismiss appeals filed by those who elude criminal proceedings” (Ventura, 17 NY3d at 679-680). We reiterated that CPL 450.10 granted the defendants “an absolute right to seek appellate review of their convictions” (id. at 679, citing People v Montgomery, 24 NY2d 130, 132 [1969]).

We further distinguished this Court’s own discretion to dismiss pending permissive appeals on the ground of involuntary deportation, reasoning that “[t]he invariable importance of the fundamental right to an appeal, as well as the distinct role assumed by the Appellate Divisions within New York’s hierarchy of appellate review . . . , makes access to intermediate appellate courts imperative” Ventura, 17 NY3d at 680-681). We “acknowledge [d] the broad authority of the intermediate appellate courts to dismiss pending appeals,” but we held that “this discretionary power cannot be accorded such an expansive view as to curtail defendants’ basic entitlement to appellate consideration” (id. at 681-682). We concluded that, “[a]s a matter of fundamental fairness, all criminal defendants shall be permitted to avail themselves of intermediate appellate courts as ‘the State has provided an absolute right to seek review in criminal prosecutions’ ” (id. at 682, quoting Montgomery, 24 NY2d at 132).

Finally, we noted that “in our view, the perceived inability to obey the mandate of the court is not implicated here” Ventura, 17 NY3d at 682). We observed that “[i]n other jurisdictions, defendants who continue prosecution of their appeals through representation of counsel are not deemed unavailable to obey the mandate of the court” (id.). The Court further noted that “disposition of the discrete appellate issues would result in either an affirmance or outright dismissal of the convictions; neither outcome would require the continued legal participation of defendants” (id.).

[287]*287This last sentence of the Court’s decision in Ventura provides the sole basis upon which the Appellate Term distinguished Serrano from Ventura in dismissing Serrano’s pending direct appeal. The Appellate Term concluded that because Serrano’s further legal participation would be required if he were successful on appeal, the holding of Ventura did not apply (see Serrano, 45 Misc 3d at 72). We disagree.

The fact that Ventura and Gardner were raising appellate issues that would result in either an affirmance or outright dismissal was not a necessary predicate to the Court’s holding in Ventura, but rather an additional reason supporting the Court’s conclusion that the Appellate Division had abused its discretion in dismissing the direct appeals. The Court’s holding in Ventura was based upon the fundamental right to a direct appeal to the intermediate appellate courts granted to all criminal defendants by CPL 450.10. We now clarify that Ven-tura applies to all direct appeals pending in intermediate appellate courts, regardless of the appellate contentions raised by the defendant. The Appellate Term’s interpretation of Ventura

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Cite This Page — Counsel Stack

Bluebook (online)
52 N.E.3d 223, 27 N.Y.3d 281, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-people-v-andre-harrison-the-people-v-marino-serrano-ny-2016.