The NC State Bar v. Sutton

791 S.E.2d 881, 2016 N.C. App. LEXIS 1069
CourtCourt of Appeals of North Carolina
DecidedOctober 18, 2016
Docket15-1198
StatusPublished
Cited by7 cases

This text of 791 S.E.2d 881 (The NC State Bar v. Sutton) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The NC State Bar v. Sutton, 791 S.E.2d 881, 2016 N.C. App. LEXIS 1069 (N.C. Ct. App. 2016).

Opinion

DAVIS, Judge.

David C. Sutton ("Defendant") appeals from an order of discipline entered by the Disciplinary Hearing Commission (the "DHC") of the North Carolina State Bar suspending his law license for a period of five years after determining that he had committed numerous violations of the North Carolina Rules of Professional Conduct. In addition to asserting challenges to various constitutional and procedural aspects of his disciplinary proceeding, Defendant argues on appeal that a number of the DHC's findings of fact were not supported by evidence in the record and that several of its legal conclusions were incorrect. After careful review, we affirm.

*886 Factual Background

The State Bar initiated this disciplinary proceeding by filing a complaint on 3 April 2013. At all relevant times, Defendant, who was admitted to the North Carolina Bar in 2001, was engaged in the practice of law and maintained an office in Greenville, North Carolina. Defendant's disciplinary proceeding concerned allegations of misconduct by him that spanned multiple years and involved his representation of clients in a number of different cases.

The matter was assigned to a hearing panel of the DHC on 23 April 2013. After an earlier amended complaint was filed, the DHC permitted the State Bar to file its second amended complaint on 4 December 2014.

Disciplinary proceedings are divided into two phases: (1) the adjudicatory phase, during which the DHC determines whether the defendant has committed misconduct; and (2) the dispositional phase, during which the DHC determines the appropriate sanction for any misconduct that was found to exist. N.C. State Bar v. Talford , 356 N.C. 626 , 636, 576 S.E.2d 305 , 312 (2003). The DHC received evidence and heard arguments in connection with the adjudicatory phase of the proceeding from 5-9 May and 9-11 June 2014. On 8 August 2014, the DHC issued its final findings and conclusions relating to the adjudicatory phase in which it determined that Defendant had committed 28 separate violations of the Rules of Professional Conduct. 1

The allegations against Defendant stemmed from his actions in seven specific matters during the course of his practice of law. The following is an overview of the facts relating to these matters and the accompanying findings of misconduct made by the DHC in connection with each of them.

I. The Pollard Matter

Defendant represented Barbara Pollard in a wrongful death lawsuit against her daughter-in-law in connection with the 2005 death of Pollard's son, Stacey Pollard. During Pollard's May 2011 deposition, which was taken by attorney Kathryn Fagan, Defendant repeatedly interjected his own questions and commentary, made sarcastic remarks, coached Pollard on how to respond to particular questions, and answered questions for Pollard. After the deposition had concluded, Defendant stated-in the presence of his client, the court reporter, and a law student in attendance-"Fagan, you know what your problem is? Your problem is that you need a boyfriend or a husband or something. ... I understand your client goes both ways so ... maybe you could have a little lickety-lick with her." 2

In connection with Defendant's representation of Pollard, a website (justice4stacey.com) was created in July 2007 to solicit information from members of the public who may have had knowledge relating to the death of Pollard's son. News articles were also posted on the website, and there was a section where members of the public could post public comments.

In August 2011, Fagan filed a motion for a change of venue based on what she characterized as the "vilification" of her client resulting from the website, which she asserted was "sponsored" by Defendant. In response, Defendant filed an affidavit in which he falsely stated that he "did not 'sponsor' any website [.]" Defendant made this representation despite the fact that he (1) had taken part in discussions with Pollard's family regarding setting up the website; (2) was the initial registrant and administrator of the website and paid the web hosting fees; (3) possessed the password necessary to post materials on the website and did, in fact, post certain items; and (4) was listed as the website's *887 contact person along with his email address and phone number. 3

II. The Langston Matter

In 2011, Defendant represented Rita Langston in a family law case in which the opposing counsel was Brantley Peck, Jr. During Langston's May 2011 deposition, Defendant repeatedly interrupted Peck's questioning, provided testimony for Langston, and interjected his own questions. Defendant also accused Peck during the deposition of being "complicit" with theft and referred to one of Peck's statements as "a damn lie." Shortly after this attack, Defendant abruptly terminated the deposition and refused to allow Peck to complete his deposition of Langston. 4

Approximately one year later, Defendant made two false statements in connection with the Langston Matter. First, Defendant informed the court that a corporation formed by the parties in the case had been "aned" by North Carolina's Secretary of State because the opposing party had forged corporate documents. In reality, Defendant knew that the corporation had been administratively dissolved by the Secretary of State rather than dissolved because of fraud. Second, Defendant accused opposing counsel in open court of "slipping" a handwritten provision into a settlement agreement without Defendant's knowledge or approval when, in fact, Defendant knew about-and had actually agreed to-the added provision. 5

III. The Gorham Matter

During a trial in Greene County Superior Court in 2012 at which Defendant was representing a defendant charged with murder, Judge Phyllis Gorham admonished Defendant for repeatedly failing to display respect for the court and to yield to its rulings. Later in the trial, with the jury present in the courtroom, Defendant approached the bench without having received permission and in a "loud and argumentative" tone accused the prosecutor of attempting to offer inadmissible evidence. He then noticeably grimaced at Judge Gorham. This behavior necessitated Judge Gorham calling a recess in order to address Defendant's behavior. 6

IV. The Davenport Matter

In 2012, Defendant represented Jonathan Davenport in a dispute arising from a previous business relationship between Davenport and Billy Roughton.

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Cite This Page — Counsel Stack

Bluebook (online)
791 S.E.2d 881, 2016 N.C. App. LEXIS 1069, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-nc-state-bar-v-sutton-ncctapp-2016.