The Legal Significance of Presidential Signing Statements

Department of Justice Office of Legal Counsel·Decided November 3, 1993·Published

Opinion

The Legal Significance of Presidential Signing Statements

M any Presidents have used signing statem ents to make substantive legal, constitutional, or adm inistra­ tive pronouncem ents on the bill being signed. These uses of Presidential signing statem ents gener­ ally serve legitim ate and defensible purposes.

November 3, 1993

M e m o r a n d u m O p i n i o n f o r t h e C o u n s e l t o t h e P r e s id e n t

This memorandum provides you with an analysis of the legal significance of presidential signing statements. It is addressed to the questions that have been raised about the usefulness or validity of such statements. We believe that such statements may on appropriate occasions perform useful and legally significant functions. These functions include: (1) explaining to the public, and particularly to constituencies interested in the bill, what the President believes to be the likely effects of its adoption; (2) directing subordinate officers within the executive branch how to interpret or administer the enactment; and (3) informing Congress and the public that the Executive believes that a particular provision would be un­ constitutional in certain of its applications, or that it is unconstitutional on its face, and that the provision will not be given effect by the executive branch to the extent that such enforcement would create an unconstitutional condition.1 These functions must be carefully distinguished from a much more controversial — and apparently recent — use of presidential signing statements, i.e., to create legislative history to which the courts are expected to give some weight when con­ struing the enactment. In what follows, we outline the rationales for the first three functions, and then consider arguments for and against the fourth function.2 The Appendix to the memorandum surveys the use of signing statements by earlier Presidents and provides examples of such statements that were intended to have legal significance or effects.

I.

To begin with, it appears to be an uncontroversial use of signing statements to explain to the public, and more particularly to interested constituencies, what the

1 In addition, signing statem ents have frequently been used for purposes o f little or no legal or c o n stitu ­ tional significance, e.g., to applaud o r criticize the policy behind certain provisions, to advise C ongress how the President will respond lo future legislation, to condem n practices such as attaching riders to om nibus bills, to congratulate m em bers o f C ongress or the public w ho have assisted in the b ill’s p assage, and so forth 2 We d o not in this m em orandum attem pt to reach a definitive conclusion on the question w hether the use o f signing statem ents to create legislative history on w hich the courts are to rely is or is not legitim ate W e w ould be p leased to provide you w ith further research and analysis on that question should you so desire.

131 O pinions o f th e Office o f L egal C ounsel

President understands to be the likely effects of the bill, and how the bill coheres or fails to cohere with the Administration’s views or programs.3 A second, and also generally uncontroversial, function of presidential signing statements is to guide and direct executive officials in interpreting or administering a statute. The President has the constitutional authority to supervise and control the activity of subordinate officials within the executive branch. See Franklin v. Massachusetts, 505 U.S. 788, 800 (1992). In the exercise of that authority he may direct such officials how to interpret and apply the statutes they administer.4 Cf Bowsher v. Synar, 478 U.S. 714, 733 (1986) (“[interpreting a law enacted by Congress to implement the legislative mandate is the very essence of ‘execution’ of the law.”). Signing statements have frequently expressed the President’s intention to construe or administer a statute in a particular manner (often to save the statute from unconstitutionality), and such statements have the effect of binding the statu­ tory interpretation of other executive branch officials.5 A third function, more controversial than either of the two considered above, is the use of signing statements to announce the President’s view of the constitution­ ality of the legislation he is signing. This category embraces at least three species: statements that declare that the legislation (or relevant provisions) would be uncon­ stitutional in certain applications; statements that purport to construe the legislation in a manner that would “save” it from unconstitutionality; and statements that state flatly that the legislation is unconstitutional on its face. Each of these species of statement may include a declaration as to how — or whether — the legislation will be enforced. Thus, the President may use a signing statement to announce that, although the legislation is constitutional on its face, it would be unconstitutional in various ap­ plications, and that in such applications he will refuse to execute it. Such a Presi­ dential statement could be analogized to a Supreme Court opinion that upheld

3 For ex am p le, on signing the Omnibus C rim e C ontrol and Safe S treets Act o f 1968, President Johnson e x plained in som e d etail how the w iretapping and eav esd ro p p in g provisions of the bill both agreed w ith and differed fro m his A d m in istra tio n ’s original p ro p o sals to C ongress, criticized C o n g ress’s decision to sanction certain law en fo rcem en t eavesdropping and w iretap p in g , ask ed C ongress to reconsider that decision, served notice that the D epartm ent o f Ju stice would co n tin u e to follow a n arro w er policy o f confining w iretapping and e a v e sd ro p p in g to n ational security cases o n ly , and urged caution and restraint on the states m exercising the pow ers th at the bill allo w ed them See I Pub. P apers o f Lyndon B Johnson 726-27 (1968-69). And President K en n ed y sig n ed an education bill “ w ith extrem e relu ctan ce,” objecting to several provisions, in­ cluding “the co n tin u atio n o f the discrim inatory and in effectiv e non-C om m um st disclaim er affidavit.” Pub. P apers o f J o h n F. K ennedy 637 (1961) 4 T h e re are, o f co u rse, lim its to this Presidential authority Thus, the President cannot read into the Im m i­ gration and N atio n ality A ct protection for a c la ss o f asylum seekers w hom C ongress did not include am ong those e lig ib le for asylum S ee M em orandum fo r the A ttorney G eneral, from W alter D ellinger, A cting A ssis­ tant A tto rn e y G en eral, O ffice o f Legal C ounsel at 3 (A ug. 20, 1993) 5 F or ex am p le, w hen signing legislation g o v ern in g the recruitm ent o f agricultural w orkers from M exico, P residen t K en n ed y m ade c le a r that the L abor D epartm ent w ould ad m inister it so as to protect “the w ages and w orking c o n d itio n s o f dom estic agricultural w o rk ers.” Pub. P apers o f John F K ennedy at 640 Sim ilarly, P resident T ru m a n ex p lain ed that the National S ecurity C ouncil w ould m ake broad use o f the pow ers given to it u n d e r a rid e r to a foreign aid bill restncting trade w ith the C o m m u nist bloc to create exceptions from such restrictio n s S e e P u b P a p ers o f H arry S. T ru m a n 319 (1951).

132 The Legal Significance o f P residential Signing Statem ents

legislation against a facial constitutional challenge, but warned at the same time that certain applications of the act would be unconstitutional. Cf. Bowen v. Ken­ drick, 487 U.S. 589, 622-24 (1988) (O’Connor, J., concurring).

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