The Antioch Company v. Western Trimming Corporation

347 F.3d 150, 68 U.S.P.Q. 2d (BNA) 1673, 2003 U.S. App. LEXIS 21100, 2003 WL 22382569
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 20, 2003
Docket02-3380
StatusPublished
Cited by26 cases

This text of 347 F.3d 150 (The Antioch Company v. Western Trimming Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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The Antioch Company v. Western Trimming Corporation, 347 F.3d 150, 68 U.S.P.Q. 2d (BNA) 1673, 2003 U.S. App. LEXIS 21100, 2003 WL 22382569 (6th Cir. 2003).

Opinion

OPINION

GILMAN, Circuit Judge.

This appeal involves the question of whether, as a matter of law, the Antioch Company’s scrapbook album configuration is functional and therefore ineligible for trade dress protection. By seeking trade dress protection for its album design, Antioch is trying to bar Western Trimming Corporation (Westrim) from selling “knock-off’ copies of the album format under the Westrim trademark. For the reasons set forth below, we AFFIRM the district court’s grant of summary judgment for Westrim.

I. BACKGROUND

A. Factual background

Antioch produces and markets a scrapbook album under the trademark “CREATIVE MEMORIES” that has several distinctive features. The album utilizes a dual strap-hinge design that permits the pages to lie flat when the album is open, facilitates the turning of the pages, and enables the easy insertion of additional pages. Another design element of the CREATIVE MEMORIES album is its spine cover that conceals the dual strap-hinge, which causes it to be known as a “closed back” or “bookshelf’ album. A third element of Antioch’s album is the laminated, padded album covers. Finally, the CREATIVE MEMORIES album pages have ribbed edges that provide reinforcement, keep them separated, and hold the staples together. Antioch seeks trade dress protection for the CREATIVE MEMORIES album that encompasses these above-described features.

In 1997, Westrim, a competitor of Antioch in the hobby and craft industry, decided to copy the Antioch strap-hinge album in order to provide its customers with the functional benefits of the design. After determining that Antioch’s patents that potentially covered the features in question had expired, Westrim developed and marketed its own version of the strap-hinge albums — the “Cherished Line” — -under its existing “MEMORIES FOREVER” trademark. Through the use of its own distinctive logo and scroll work on the album covers, Westrim links the Cherished Line to its other photo, scrapbook, and related accessories in the MEMORIES FOREVER product line.

*153 B. Procedural background

Westrim presented the Cherished Line products at a craft industry trade show on June 5,1998. Antioch filed suit three days later, alleging trademark and trade dress infringement violations under the Lanham Act, 15 U.S.C. §§ 1051-1127, as well as various state-law claims for trademark infringement, unfair competition, and deceptive trade practices. It essentially protested Westrim’s sale of an album that was virtually identical to its own. In addition, Antioch sought to immediately enjoin Wes-trim from introducing the Cherished Line albums into the U.S. market pending resolution of the litigation.

On July 29, 1998, the district court denied Antioch’s motion for a preliminary injunction, focusing its discussion primarily on the trademark infringement issue. The district court found that Westrim adopted Antioch’s album design in order to achieve its functional benefits, not to confuse scrapbook enthusiasts about the supplier or source of the album. In an unpublished opinion, a prior panel of this court affirmed the district court’s denial of a preliminary injunction, concluding that Westrim would probably defeat Antioch’s claim of likelihood of confusion when the case went to trial. Antioch Co. v. Western Trimming Corp., Nos. 98-3876, 98-3943, 1999 WL 777556, at *6 (6th Cir.1999).

Although it found the oversight harmless, the prior panel acknowledged that the district court had not addressed the trade dress infringement issue. The panel, nonetheless, drew several tentative conclusions about the trade dress claim. In particular, it expressed skepticism regarding the distinctiveness and attachment of secondary meaning to the Antioch albums, and also observed that the contested spine cover was purely functional. Id. at *4.

Following the denial of the preliminary injunction and the clear indication that Antioch was unlikely to prevail on its trademark infringement claim, Antioch abandoned that cause of action. Antioch instead filed an amended complaint on March 13, 2000, focusing its efforts on its federal and common law trade dress claims, as well as implied passing-off claims under § 43(a) of the Lanham Act, 15 U.S.C. 1125(a), and Chapter 4165.02 of the Ohio Revised Code. The district court granted Westrim summary judgment on the implied passing-off claims on September 20, 2001. As a consequence, only the trade dress claims remained.

Antioch has alleged that Westrim’s Cherished Line albums infringe on Antioch’s CREATIVE MEMORIES album-configuration trade dress and page-configuration trade dress. Westrim moved for summary judgment on several grounds, one of which was that the album and page configurations were functional and thus not entitled to trade dress protection. Adhering to this court’s decision in Marketing Displays, Inc., v. TrafFix Devices, Inc., 200 F.3d 929 (6th Cir.1999), the district court applied the “competitive-necessity” test to the trade dress claim. This test evaluates whether use of the particular album design was dictated by competitive necessity because the configuration was purely functional. Westrim’s motion was denied because “the existence of alternative [album] designs was sufficient to raise a genuine issue of material fact” concerning the functionality of Antioch’s album and page configurations. The district court did, however, invite Westrim to renew its motion for summary judgment if the Supreme Court, which at the time had under advisement the TrafFix Devices decision, altered the legal framework for assessing trade dress protection claims.

In TrafFix Devices, Inc. v. Marketing Displays, Inc., 532 U.S. 23, 121 S.Ct. 1255, 149 L.Ed.2d 164 (2001), the Supreme *154 Court in fact reversed this court’s prior decision and provided clarification regarding the appropriate test for evaluating whether a product was nonfunctional and thereby eligible for trade dress protection. Based upon the changed landscape after TrafFix Devices, Westrim renewed its motion for summary judgment in the district court. The district court subsequently granted Westrim’s motion in accordance with the Supreme Court’s TrafFix Devices guidance. Antioch Co. v. Western Trimming Corp., 196 F.Supp.2d 635, 648 (S.D.Ohio 2002). From this decision, Antioch appeals.

II. ANALYSIS

A. Standard of review

We review a district court’s grant of summary judgment de novo. Therma-Scan, Inc. v. Thermoscan, Inc., 295 F.3d 623, 629 (6th Cir.2002). Summary judgment is proper where there exists no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P.

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347 F.3d 150, 68 U.S.P.Q. 2d (BNA) 1673, 2003 U.S. App. LEXIS 21100, 2003 WL 22382569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-antioch-company-v-western-trimming-corporation-ca6-2003.