Thaw's Estate

97 A. 108, 252 Pa. 99, 1916 Pa. LEXIS 577
CourtSupreme Court of Pennsylvania
DecidedJanuary 3, 1916
DocketAppeal, No. 101
StatusPublished
Cited by7 cases

This text of 97 A. 108 (Thaw's Estate) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thaw's Estate, 97 A. 108, 252 Pa. 99, 1916 Pa. LEXIS 577 (Pa. 1916).

Opinion

Opinion by

Mr. Justice Stewart,

The appellant comes before us in his own name and in ■his own right, contesting in his own behalf an order and decree of the Orphans’ Court of Allegheny County confirming the account of his trustee, in which credit is claimed for certain disbursements which appellant insists were improperly allowed. These disbursements were made under unusual conditions; not pursuant to any order of the court; nevertheless, as will appear later on, with the implied consent and approval of the court. It is not complained that the disbursements were disproportioned to the services which they procured; the complaint simply is that these services were procured and rendered in the interest of the trustee, for its own protection against a danger or risk which it had no reason to apprehend. These were the facts. Under the last Avill of William Thaw, deceased, who died in 1889, the Fidelity Trust Company, appellee, was made trustee in a spendthrift trust created by the will, in Avhich the appellant, Henry Kendall Thaw, Avas made a life beneficiary. The principal of the trust fund amounted to [101]*101nearly a half million dollars, and the appellant was entitled to be paid the income and interest derived therefrom semi-annually. In 1908 the appellant was regularly indicted and tried in the State of New York on a charge of felonious homicide. He was found not guilty because of insanity at the time of the commission of the offense, and, under the laws of the State of New York, he was thereupon committed by the court to Matteawan State Hospital, there to remain until discharged by due course of law. While he was thus confined, 10th of July, 1913, he caused to be presented to the Orphans’ Court of Allegheny County, his petition setting forth that during the five years last past the trustee had not paid him any part of the income, that he had made a demand of the trustee for the sum of $30,000, a sum well within the accumulations of interest then in the hands of the trustee, that said trustee had refused his demand, and praying that the court order payment of the same. Whereupon a rule issued to show cause why such order should not be made. The trustee answered admitting the material allegations in the petition, but alleging that the refusal on its part to comply with the demand of appellant was because of the fact that he had been committed to Matteawan asylum where he still was under judicial finding that he was insane; and having brought such fact to the attention of the court, the trustee submitted to such order as the court might deem proper in the premises. Appellant replied admitting the facts set out in the answer but averring that “he is, and was at the time of filing his petition, sane and capable of conducting his affairs,” and asked that the issue of his sanity be certified to the Common Pleas of Allegheny County, of which county he was a citizen. In a supplemental petition he asked that the trustee be required to pay over to him the entire income shown to be in the hands of the trustee. To this supplemental petition the trustee replied that the petitioner was still in custody with the finding of his insanity unreversed. Meanwhile the trus[102]*102tee filed an account of its trust showing the balance of the income in its hands. This balance came before the court for distribution 24th January, 1914. In this proceeding it was agreed by counsel “that the audit was to be confined to the disposition of the balance of $160,-780.50, admitted to be the income on the face of the account filed by the trustee, and further, that the petition of Henry Kendall Thaw pending at No. 328, June Term, 1913, the answer thereto, and all the supplements and amendments to said petition and answer, as also the replication filed therein, should be taken into consideration by the court in the same manner, and with the same effect as if said petition, answer and other pleadings, had been filed in the present case, at the proper time in the course of the audit.” After hearing by the presiding judge, 22d January, 1914, the trustee was directed to pay over to the petitioner out of the income the sum of $30,000, the distribution of the balance to be suspended until further order. Exceptions having been filed to this decree the matter came before the full bench, and after hearing it was ordered and decreed, 22d February, 1914, “that the order and decree of 22d January, 1914, be set aside and vacated, and that further proceedings be suspended for a period of sixty days for the purpose of giving an opportunity to those whose interest or duty it may be to do so, to institute proper proceedings for the determination of the question of insanity, and appointment of a committee for Henry Kendall Thaw, and the accountant is directed to give notice by mail to the relations by blood or marriage, of Henry Kendall Thaw, whose addresses are known to it, of this decree.” The rule thus issued was duly served. Thereupon the trustee filed another petition setting out this fact, and averring that inasmuch as the duty might rest on the petitioner, under the opinion filed by the court, to make application for the appointment of a commission to inquire into the lunacy of Henry Kendall Thaw, upon failure of his relatives by blood or marriage [103]*103so to do, petitioner could only feel justified in beginning such proceeding as it was better informed as to the mental condition of said Henry Kendall Thaw; that with a view of obtaining the necessary information petitioner had selected certain experts in mental diseases to make personal examination and investigation of the subject, and report their conclusion; that conducting such examination would be attended with considerable expense, concluding with a prayer that a reasonable sum be allowed it out of the income for such purpose. Thereupon a citation issued directed to Henry Kendall Thaw to show cause why the order prayed for should not be granted. A supplemental petition of the trustee followed, setting forth that the said Henry Kendall Thaw, in obedience to the suggestion contained in said order of court, had submitted to some extent to an examination by the experts the petitioner had selected, and that these experts had reported as follows: “The alienists sent by the Fidelity Title and Trust Company, viz, Dr. Walker, of Pittsburgh; Dr. Wholey, of Pittsburgh, and Dr. Farrar, of Trenton, all report that they find in the patient a condition of constitutional or hereditary mental disorder, showing itself in an exaggerated sense of self, which so distorted, or unsettled the mental balance, or perspective, as to render him abnormal, and make it unwise to commit any very large sums of money into his personal charge.” This petition further averred that under the report of the experts it was justified in refusing further payments of income and instituting proceedings for the purpose of having the question of the sanity of Henry Kendall Thaw judicially determined, concluding with a prayer for an allowance from the estate sufficient to cover the expense of taking the testimony of the experts and others, the costs, counsel fees, etc., necessary in connection with the contemplated proceedings in lunacy. Again a citation was awarded directed to Henry K. Thaw, who caused a demurrer to be entered to the petition, which was disposed of by the [104]*104court in an opinion filed, from which we make the following extracts:

“It is not alleged in the petition that Henry Kendall Thaw is a lunatic nor do the alienists find that he is.

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Bluebook (online)
97 A. 108, 252 Pa. 99, 1916 Pa. LEXIS 577, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thaws-estate-pa-1916.