Thalheim v. Town of Greenwich

775 A.2d 947, 256 Conn. 628, 2001 Conn. LEXIS 274
CourtSupreme Court of Connecticut
DecidedJuly 17, 2001
DocketSC 16363
StatusPublished
Cited by30 cases

This text of 775 A.2d 947 (Thalheim v. Town of Greenwich) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thalheim v. Town of Greenwich, 775 A.2d 947, 256 Conn. 628, 2001 Conn. LEXIS 274 (Colo. 2001).

Opinion

Opinion

KATZ, J.

This case is before us on a writ of error1 brought by the plaintiff in error, Peter A. Thalheim, an attorney, who seeks reversal of an order of the trial court sanctioning him for filing an amicus brief in the underlying matter; see Leydon v. Greenwich, 57 Conn. [631]*631App. 712, 750 A.2d 1122, cert. granted, 254 Conn. 904, 905, 755 A.2d 881, 882 (2000); Leydon v. Greenwich, 57 Conn. App. 727, 750 A.2d 492 (2000); without first obtaining permission from the court or filing an appearance in the case. Brenden Leydon and the town of Greenwich, the plaintiff and the defendant, respectively, in the underlying action, informed this court that they did not intend to file a brief or participate in this proceeding despite being named by Thalheim as the defendants in error.2 We subsequently granted the motion of the attorney general, Richard Blumenthal, to intervene and be made the defendant in error in order to defend the trial court’s decision. We conclude that the trial court did not abuse its discretion. Accordingly, we affirm the judgment of the trial court.

The following facts and procedural history as set out by the Appellate Court are relevant to our resolution of this writ. “In April, 1995, Brenden P. Leydon filed an amended complaint challenging an ordinance of the defendant town of Greenwich (town) that restricts use of its public parks and public beaches to residents of the town. On August 30, 1995, the trial court ordered that notice be published inviting interested parties to apply to the court to be made parties to that action. The court’s order required Leydon to publish the notice prior to September 29, 1995, in the Greenwich Time newspaper and further stated that any person desiring to be made a party to the action must apply within twenty-one days of the publication date. Thalheim did not move to intervene to become a party.

“The [trial] court heard the underlying case in early 1998 with final arguments scheduled for March 26,1998. On March 23, 1998, the trial judge received, by hand [632]*632delivery through the clerk’s office, a twenty-three page ‘Amicus Memorandum of Law In Opposition Of Relief Claimed By Plaintiff,’ signed by Thaiheim. Although [Thaiheim] is an attorney admitted to the practice of law in this state, his brief did not identify him as purporting to represent any party in the action, nor did it represent that he had filed an appearance in the case or had been granted permission to file an amicus curiae brief. On March 26, 1998, the [trial] court discussed the receipt of the brief with the attorneys in the case. The consensus was that the court should not read the brief, and it did not do so.”3 Leydon v. Greenwich, supra, 57 Conn. App. 728-30.

The following additional facts are also relevant to this writ. On July 8, 1998, the trial court rendered judgment for the defendants in the underlying action,4 and on July 9, 1998, the court issued an order to Thaiheim to appear and show cause why he should not be sanctioned under General Statutes § 51-845 for filing an amicus curiae brief without following the rules of practice. Because the notice did not specify which rules were alleged to have been violated, Thaiheim wrote to the trial court requesting notification as to which rules he allegedly had violated. The court thereafter informed Thaiheim that it was his burden to show the court which rule he had followed in filing the brief.

[633]*633At the July 22, 1998 show cause hearing, the trial court determined that an amicus curiae brief could not be filed without first obtaining permission from the court. Accordingly, it concluded that Thalheim had violated Practice Book §§ 3-2 through 3-8, 5-1, 10-6 and 11-1 because he had not filed an appearance in the underlying action or obtained permission from the court to file an amicus curiae brief.6 The court sanctioned [634]*634Thalheim pursuant to § 51-84; see footnote 5 of this [635]*635opinion; ordering him “to read the Connecticut Practice Book, to listen to audiocassettes available from the Connecticut Bar Association pertaining to civil practice and procedure in Connecticut courts, and to certify to the court within four months that he had listened to the tapes and read the entire Connecticut Practice Book, including the rules concerning professional conduct.” Leydon v. Greenwich, supra, 57 Conn. App. 730.

Although not a party in the underlying action, Thalheim filed a direct appeal from the trial court’s order in the Appellate Court, under the case caption “Leydon v. Town of Greenwich,” on August 7, 1998. Id. Pursuant to Practice Book § 67-3,7 both the plaintiff and the defendant in the underlying case indicated that they did not intend to file a brief or participate in the appeal. The [636]*636attorney general moved to intervene and be made a party defendant in order to defend the decision of the trial court. The Appellate Court granted this request. On May 16, 2000, in light of our decision in State v. Salmon, 250 Conn. 147, 167, 735 A.2d 333 (1999), in which this court clarified that only an actual party to the underlying action may file an appeal, the Appellate Court dismissed Thalheim’s appeal.8 Because Thalheim was not a party to the underlying action, the Appellate Court concluded that he had “no right of appellate review pursuant to [General Statutes] § 52-263. ”9 Leydon v. Greenwich, supra, 57 Conn. App. 730-31. This writ of error by Thalheim followed. Because the parties to the underlying action again notified the court that they did not intend to participate in this proceeding, insofar as it did not affect their interests, we granted the attorney general’s motion to intervene as the defendant in error (defendant).10

[637]*637Thalheim claims in his writ of error that the trial court improperly sanctioned him under § 51-84 for filing an amicus curiae brief in the underlying matter without first obtaining permission from the trial court or filing an appearance in the case. Specifically, Thalheim raises two constitutional issues. First, he contends that the rules of practice are void for vagueness, both on their face and as applied to him in this case, because they do not address the filing of amicus curiae briefs in the Superior Court. Second, he maintains that § 51-84 is unconstitutional on its face because it provides for the deprivation of property without providing for notice or a hearing. In addition, Thalheim argues that the trial court’s order requiring him to show cause as to why he should not be sanctioned violated his procedural due process rights because that order did not specify which rules of practice he had violated.

Thalheim also makes several claims that challenge the trial court’s authority to sanction him. Specifically, he claims that the trial court did not meet its burden of proof by clear and convincing evidence under § 51-84 that he had violated any of the rules of practice. He argues further that, because § 51-84 requires a violation of a specific rule before sanctions may be imposed and he did not violate any of the rules of practice, the trial court improperly sanctioned him under that statute.

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Bluebook (online)
775 A.2d 947, 256 Conn. 628, 2001 Conn. LEXIS 274, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thalheim-v-town-of-greenwich-conn-2001.