Texas Farm Bureau v. United States

822 F. Supp. 371, 71 A.F.T.R.2d (RIA) 1681, 1993 U.S. Dist. LEXIS 5206, 1993 WL 184660
CourtDistrict Court, W.D. Texas
DecidedApril 12, 1993
Docket3:91-cr-00206
StatusPublished
Cited by1 cases

This text of 822 F. Supp. 371 (Texas Farm Bureau v. United States) is published on Counsel Stack Legal Research, covering District Court, W.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Texas Farm Bureau v. United States, 822 F. Supp. 371, 71 A.F.T.R.2d (RIA) 1681, 1993 U.S. Dist. LEXIS 5206, 1993 WL 184660 (W.D. Tex. 1993).

Opinion

MEMORANDUM OPINION AND ORDER

WALTER S. SMITH, Jr., District Judge.

Came on to be considered the Defendant’s Motion for Summary Judgment. The Plaintiff has responded to this Motion, to which the Defendant has replied.

I. Background

This case was originally filed by the Texas Farm Bureau (“TFB”) against the United States of America (“USA”) seeking a tax refund of $2,126,208.48 for TFB’s fiscal years ending October 31, 1984-1987. The tax refund claims relate to income received by TFB from Southern Farm Bureau Casualty Insurance Company (“Casualty), and from Southern Farm Bureau Life Insurance Company (“Life”). The two issues raised in this case, and serving as the basis for the refund claims, are: (1) whether the income paid to TFB is taxable as “unrelated business income” pursuant to I.R.C. §§ 511-513 because the activities giving rise to the income are not “substantially related” to the purpose constituting the basis for TFB’s exemption, and, if so, (2) whether the income paid to TFB falls into the royalty income exception to the unrelated business income tax pursuant to I.R.C. § 512.

Casualty and Life were formed by two different groups of state Farm Bureaus located in the Southern region of the United States, including TFB. At the time of their formation, Casualty and Life were to serve two goals: (1) provide insurance to rural *373 residents at reasonable rates, and (2) provide member benefits for Farm Bureau members, most of whom were located on farms, ranches, and in rural areas.

Under agreements with Life and Casualty, TFB is paid a low percentage of premiums, one percent (1%) for Casualty products, and a varied percentage for various Life products. On its original returns for the years in suit, TFB reported and paid an “unrelated business income” tax on certain income received from Casualty and Life. Subsequently, TFB filed a claim for refund of its 1984, 1985, 1986, and 1987 tax years. It sought refunds of $321,766.00, $579,051.00, $411,-424.00, and $550,263.00, which it had paid on insurance fees of $2,855,989.00, $3,335,827.00, $2,962,538.00, and $3,170,750.00 for the 1984, 1985,1986, and 1987 years, respectively, for a total of $1,862,504.00, 1 plus interest paid of $263,704.48, for a grand total of $2,126,-208.48, plus statutory interest. 2

Count One of TFB’s Second Amended Complaint states that the income from which TFB seeks a tax refund is royalty income primarily derived from the use by Life and Casualty of its name and, in small part, derived from rental of approximately 1700 square feet in the Texas Farm Bureau building in Waco, Texas. Therefore, TFB believes that pursuant to I.R.C. § 512 said income is not taxable.

Count Two of TFB’s Second Amended Complaint states that said income is not unrelated business taxable income under I.R.C. § 512(a)(1) because: (1) it is not income from a “trade or business”; or (2) if it is a trade or business, it is not regularly carried on; or (3) if it is income from a trade or business, it is substantially related to the performance of the exempt functions of TFB.

II. Summary Judgment

Summary judgment is appropriate only if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). The party seeking summary judgment bears an “exacting burden of demonstrating that there is no actual dispute • as to any material fact in the case.” Impossible Electronic Techniques, Inc. v. Wackenhut Protective Systems, Inc., 669 F.2d 1026, 1031 (5th Cir.1982).

In determining whether the movant has met its burden, the Court must view the evidence introduced and all factual inferences from the evidence in the light most favorable to the party opposing summary judgment. See id. at 1031. All reasonable doubts as to the existence of a genuine issue of material fact must be resolved against the movant. See id. at 1031; Jones v. Western Geophysical Co., 669 F.2d 280, 283 (5th Cir.1982). When determining whether to grant summary judgment, the Court is merely determining whether a factual dispute exists and is not required to resolve those disputes. See Jones, 669 F.2d at 283. The fact that it appears to the Court that the non-movant party is unlikely to prevail at trial or that the movant’s statement of facts appears more plausible is not a reason to grant summary judgment. See id. at 283.

Once the movant has shown the absence of material factual issues, the opposing party has a duty to respond with any factual assertion that would preclude summary judgment. See Cleckner v. Republic Van & Storage Co., 556 F.2d 766, 771 (5th Cir.1977). Rule 56(e) of the Federal Rules of Civil Procedure provides that “[wjhen a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of his pleading, but his response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial. If he does not so respond, summary judgment, if appropriate, *374 shall be entered- against him.” In this respect, the burden on the non-moving party is not especially heavy; however, he must show specific facts that present a genuine issue of material fact worthy of trial rather than showing mere general allegations. See Gossett v. Du-Ra-Kel Corp., 569 F.2d 869, 872 (5th Cir.1978).

III. Discussion

As a general rule, agricultural organizations, such as TFB, are exempt from taxation pursuant to § 501(c)(5) of the Internal Revenue Code. Exempt organizations are liable for certain taxes under limited circumstances. One such potential tax, and the tax in dispute in this case, is the unrelated business income tax. Section 512(a) of the Internal Revenue Code provides that “unrelated business taxable income” is gross income derived from any unrelated trade or business regularly carried on by it, less any deductions allowed by this provision. Section 513(a) provides that “unrelated trade or business” means any trade or business the conduct of which is not substantially related to the organization’s exempt purpose.

A. UNRELATED BUSINESS INCOME:

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Texas Farm Bureau v. United States
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822 F. Supp. 371, 71 A.F.T.R.2d (RIA) 1681, 1993 U.S. Dist. LEXIS 5206, 1993 WL 184660, Counsel Stack Legal Research, https://law.counselstack.com/opinion/texas-farm-bureau-v-united-states-txwd-1993.