Texas Department of Public Safety v. Caruana

363 S.W.3d 558, 55 Tex. Sup. Ct. J. 479, 2012 Tex. LEXIS 265, 2012 WL 1059347
CourtTexas Supreme Court
DecidedMarch 30, 2012
Docket10-0321
StatusPublished
Cited by32 cases

This text of 363 S.W.3d 558 (Texas Department of Public Safety v. Caruana) is published on Counsel Stack Legal Research, covering Texas Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Texas Department of Public Safety v. Caruana, 363 S.W.3d 558, 55 Tex. Sup. Ct. J. 479, 2012 Tex. LEXIS 265, 2012 WL 1059347 (Tex. 2012).

Opinions

Justice HECHT

delivered the opinion of the Court,

in which Justice WAINWRIGHT, Justice MEDINA, Justice GREEN, Justice JOHNSON, Justice WILLETT, and Justice GUZMAN joined.

The issue in this case is whether a peace officer’s arrest report must be excluded from evidence if not sworn as required by law. Because it is no less a criminal offense to make a false statement in a governmental record than it is to make one under oath, we hold that an officer’s failure to swear to a report does not deprive it of the assurance of veracity or render it inadmissible. Consequently, we reverse the court of appeals’ judgment1 and remand the case to that court.

Stephen Joseph Caruana, age 21, was arrested by state trooper Eric Flores for driving while intoxicated.2 A person arrested for driving while intoxicated in Texas is deemed to have consented to submit [559]*559to the taking of a breath or blood specimen to determine its alcohol concentration.3 Under the state Administrative License Revocation (“ALR”) program, if the person refuses to provide a specimen, or if the specimen provided has an alcohol concentration in excess of the legal limit, the Texas Department of Public Safety will automatically suspend the person’s driver’s license.4 Flores requested a breath specimen from Caruana and read him the statutory warning about possible consequences of providing or refusing to provide a specimen.5 Caruana provided a specimen that tested 0.16B and 0.157, about twice the legal limit.

Flores filed an arrest report with the Texas Department of Public Safety. When a person provides a specimen that fails the alcohol concentration test, suspension of his driver’s license is governed by chapter 524 of the Texas Transportation Code.6 The arresting officer is required to send the department “a sworn report of information relevant to the arrest.”7 Had Caruana refused to provide the requested specimen, administrative suspension of his driver’s license would have been governed by chapter 724 of the Texas Transportation Code. In that situation, the arresting officer must only “make a written report of the refusal” for the department.8 Chapter 724 does not require the report to be sworn.9

The Department suspended Caruana’s driver’s license, and Caruana requested an [560]*560administrative hearing to challenge the suspension.10 At that hearing, conducted by an administrative law judge (“ALJ”) employed by the State Office of Administrative Hearings (“SOAH”),11 the Department called Flores to testify and offered his report of the incident.12 Although the report stated that Flores had sworn to it,13 he admitted on questioning by Caruana’s counsel that he had not actually done so. Caruana’s counsel objected to admission of the report on that basis.

Under the Administrative Procedure Act and SOAH rules, ALR proceedings are governed by “the rules of evidence as applied in a non-jury civil case in a district court of this state”.14 Rule 803(8) of the Texas Rules of Evidence, applicable in district courts, states that the following are not excluded from evidence by the hearsay rule:

Records, reports, statements, or data compilations, in any form, of public offices or agencies setting forth:

(A) the activities of the office or agency;
(B) matters observed pursuant to duty imposed by law as to which matters there was a duty to report, excluding in criminal cases matters observed by police officers and other law enforcement personnel; or
(C) in civil cases as to any party and in criminal cases as against the state, factual findings resulting from an investigation made pursuant to authority granted by law;
unless the sources of information or other circumstances indicate lack of trustworthiness.15

SOAH’s Rule 159.23,16 in effect at the time, also provided that “[a]n officer’s sworn [561]*561report of relevant information shall be admissible as a public record.”17 Rule 803(8) does not require that reports be sworn to be admissible. Rule 159.23 did not specifically address unsworn reports.

The ALJ overruled Caruana’s objection. Flores then testified that everything in the report was true and correct “to the best of my knowledge.” Based on the report and the breath test results, the ALJ sustained the suspension of Caruana’s driver’s license.

Caruana appealed to the county court, which reversed the administrative ruling. On appeal by the Department, a divided court of appeals affirmed the county court.18 The majority concluded that to admit unsworn reports in evidence would be inconsistent with Rule 159.23’s specific provision making sworn reports admissible and would allow the Department to circumvent the statutory requirement that reports be sworn.19 To sustain the suspension of Caruana’s license, the Department was required to prove not only that the alcohol concentration in his breath exceeded the legal limit, but that he had been operating a motor vehicle in a public place at the time and that there was probable cause to arrest.20 Flores did not provide such evidence himself, and therefore, the majority held, without the report there was no evidence to support the ALJ’s ruling.21 The dissent argued that admission of unsworn reports was not specifically prohibited by Rule 159.23 and is permitted by Rule 803(8).22

We granted the Department’s petition for review.23

The Department argues that the court of appeals misconstrued the text of Rule 159.23. We agree. By expressly providing for the admission of sworn reports, the rule does not imply that unsworn reports are inadmissible. The inverse of a statement is not always true. Thus, if B is true when A is true — all men (A) are mortal (B) — it does not follow that B is false when A is false — all other creatures (not-A) are immortal (not-B). The fact that a sworn report (A) is admissible (B) does not mean that an unsworn report (not-A) is inadmissible (not-B); as a matter of logic, the former simply does not speak to the latter. By expressly making sworn reports admissible, Rule 159.23 does not foreclose the admission of unsworn reports; rather, it leaves the matter to Rule 803(8), which imposes no condition that public offices’ reports be sworn.

Furthermore, the admission of unsworn reports does not subvert the statutory ALR scheme. Chapter 724, which governs cases in which a driver has refused to provide a specimen, has its origins in a 1969 statute, which required an officer’s report to be sworn.24 The requirement assured the report’s truthfulness by sub-[562]*562jeeting the officer to the criminal penalty for perjury.25 But in the 1973 overhaul of the Texas Penal Code, the Legislature created a new offense — for making a false statement in a governmental record26

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Cite This Page — Counsel Stack

Bluebook (online)
363 S.W.3d 558, 55 Tex. Sup. Ct. J. 479, 2012 Tex. LEXIS 265, 2012 WL 1059347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/texas-department-of-public-safety-v-caruana-tex-2012.