UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD
TERRY SMITH JR., DOCKET NUMBER Appellant, CH-0714-23-0143-I-1
v.
DEPARTMENT OF VETERANS DATE: January 27, 2025 AFFAIRS, Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Veronica Harte , Esquire, and Michael I. Sheeter , Esquire, Dallas, Texas, for the appellant.
Gary Levine , Esquire, Nicholas Peluso , Esquire, and Justine Fernandez , Esquire, Hines, Illinois, for the agency.
BEFORE
Cathy A. Harris, Chairman* Raymond A. Limon, Vice Chairman Henry J. Kerner, Member
*The Board members voted on this decision before January 20, 2025.
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which affirmed the appellant’s removal under the provisions of 38 U.S.C. § 714.
1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2
Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to apply the law of Illinois regarding collateral estoppel, we AFFIRM the initial decision. Here, the agency removed the appellant from his Police Officer position based on two charges, conduct unbecoming and failure to meet position requirements. Initial Appeal File (IAF), Tab 5 at 20. The administrative judge sustained the charges, finding that the appellant was collaterally estopped from relitigating the facts underlying his criminal conviction for Reckless Conduct. IAF, Tab 20, Initial Decision (ID) at 11-12. Though not raised by either party on review, we find that the administrative judge mistakenly relied on the wrong standards for collateral estoppel. ID at 12 n.5. We nonetheless find that, under the proper standards, the requirements for collateral estoppel are satisfied in this case. Under the Board’s standards for collateral estoppel, a party is barred from relitigating an issue that was previously litigated if: (1) the issue is identical to that involved in the prior action; (2) the issue was actually litigated in the prior action; (3) the determination on the issue in the prior action was necessary to the resulting judgment; and (4) the party against whom issue preclusion is sought had 3
a full and fair opportunity to litigate the issue in the prior action, either as a party to the earlier action or one whose interests were otherwise fully represented in that action. McNeil v. Department of Defense, 100 M.S.P.R. 146, ¶ 15 (2005). However, in a case such as this, in which the prior action resulted in a criminal conviction in state court, the Board must apply that state’s collateral estoppel standards. Mosby v. Department of Housing and Urban Development , 114 M.S.P.R. 674, ¶¶ 5-6 (2010) (applying District of Columbia collateral estoppel standards). Accordingly, it is Illinois’s collateral estoppel standards that govern in this appeal. In Illinois, collateral estoppel applies when “(1) an issue decided in a prior adjudication is identical with the one presented in the current litigation, (2) there was a final judgment on the merits in the prior adjudication, and (3) the party against whom estoppel is asserted was a party or in privity with a party to the prior adjudication.” Givens v. City of Chicago, 2023 IL 127837, ¶ 48; Hope Clinic for Women, Ltd. v. Flores, 2013 IL 112673, ¶ 77. All the requirements for the application of collateral estoppel are met in this case. The issue in the criminal proceeding is identical to the issue presented in this appeal; there was a final judgment in the prior adjudication; and the appellant was a party to the criminal proceeding. We agree with the administrative judge that the appellant is precluded from re-litigating the facts underlying his criminal conviction for Reckless Conduct. ID at 12. For the reasons stated in the initial decision, we find that the agency proved its charges, nexus, and the reasonableness of the penalty. We also find that the appellant failed to prove his affirmative defenses of race discrimination and a violation of due process. Accordingly, we affirm the initial decision, which affirmed the appellant’s removal under the provisions of 38 U.S.C. § 714. 4
NOTICE OF APPEAL RIGHTS 2 The initial decision, as supplemented by this Final Order, constitutes the Boards final decision in this matter. 5 C.F.R. § 1201.113. You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of your claims determines the time limit for seeking such review and the appropriate forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following summary of available appeal rights, the Merit Systems Protection Board does not provide legal advice on which option is most appropriate for your situation and the rights described below do not represent a statement of how courts will rule regarding which cases fall within their jurisdiction. If you wish to seek review of this final decision, you should immediately review the law applicable to your claims and carefully follow all filing time limits and requirements. Failure to file within the applicable time limit may result in the dismissal of your case by your chosen forum. Please read carefully each of the three main possible choices of review below to decide which one applies to your particular case. If you have questions about whether a particular forum is the appropriate one to review your case, you should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking judicial review of a final Board order must file a petition for review with the U.S. Court of Appeals for the Federal Circuit, which must be received by the court within 60 calendar days of the date of issuance of this decision. 5 U.S.C. § 7703(b)(1)(A).
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UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD
TERRY SMITH JR., DOCKET NUMBER Appellant, CH-0714-23-0143-I-1
v.
DEPARTMENT OF VETERANS DATE: January 27, 2025 AFFAIRS, Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Veronica Harte , Esquire, and Michael I. Sheeter , Esquire, Dallas, Texas, for the appellant.
Gary Levine , Esquire, Nicholas Peluso , Esquire, and Justine Fernandez , Esquire, Hines, Illinois, for the agency.
BEFORE
Cathy A. Harris, Chairman* Raymond A. Limon, Vice Chairman Henry J. Kerner, Member
*The Board members voted on this decision before January 20, 2025.
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which affirmed the appellant’s removal under the provisions of 38 U.S.C. § 714.
1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2
Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to apply the law of Illinois regarding collateral estoppel, we AFFIRM the initial decision. Here, the agency removed the appellant from his Police Officer position based on two charges, conduct unbecoming and failure to meet position requirements. Initial Appeal File (IAF), Tab 5 at 20. The administrative judge sustained the charges, finding that the appellant was collaterally estopped from relitigating the facts underlying his criminal conviction for Reckless Conduct. IAF, Tab 20, Initial Decision (ID) at 11-12. Though not raised by either party on review, we find that the administrative judge mistakenly relied on the wrong standards for collateral estoppel. ID at 12 n.5. We nonetheless find that, under the proper standards, the requirements for collateral estoppel are satisfied in this case. Under the Board’s standards for collateral estoppel, a party is barred from relitigating an issue that was previously litigated if: (1) the issue is identical to that involved in the prior action; (2) the issue was actually litigated in the prior action; (3) the determination on the issue in the prior action was necessary to the resulting judgment; and (4) the party against whom issue preclusion is sought had 3
a full and fair opportunity to litigate the issue in the prior action, either as a party to the earlier action or one whose interests were otherwise fully represented in that action. McNeil v. Department of Defense, 100 M.S.P.R. 146, ¶ 15 (2005). However, in a case such as this, in which the prior action resulted in a criminal conviction in state court, the Board must apply that state’s collateral estoppel standards. Mosby v. Department of Housing and Urban Development , 114 M.S.P.R. 674, ¶¶ 5-6 (2010) (applying District of Columbia collateral estoppel standards). Accordingly, it is Illinois’s collateral estoppel standards that govern in this appeal. In Illinois, collateral estoppel applies when “(1) an issue decided in a prior adjudication is identical with the one presented in the current litigation, (2) there was a final judgment on the merits in the prior adjudication, and (3) the party against whom estoppel is asserted was a party or in privity with a party to the prior adjudication.” Givens v. City of Chicago, 2023 IL 127837, ¶ 48; Hope Clinic for Women, Ltd. v. Flores, 2013 IL 112673, ¶ 77. All the requirements for the application of collateral estoppel are met in this case. The issue in the criminal proceeding is identical to the issue presented in this appeal; there was a final judgment in the prior adjudication; and the appellant was a party to the criminal proceeding. We agree with the administrative judge that the appellant is precluded from re-litigating the facts underlying his criminal conviction for Reckless Conduct. ID at 12. For the reasons stated in the initial decision, we find that the agency proved its charges, nexus, and the reasonableness of the penalty. We also find that the appellant failed to prove his affirmative defenses of race discrimination and a violation of due process. Accordingly, we affirm the initial decision, which affirmed the appellant’s removal under the provisions of 38 U.S.C. § 714. 4
NOTICE OF APPEAL RIGHTS 2 The initial decision, as supplemented by this Final Order, constitutes the Boards final decision in this matter. 5 C.F.R. § 1201.113. You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of your claims determines the time limit for seeking such review and the appropriate forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following summary of available appeal rights, the Merit Systems Protection Board does not provide legal advice on which option is most appropriate for your situation and the rights described below do not represent a statement of how courts will rule regarding which cases fall within their jurisdiction. If you wish to seek review of this final decision, you should immediately review the law applicable to your claims and carefully follow all filing time limits and requirements. Failure to file within the applicable time limit may result in the dismissal of your case by your chosen forum. Please read carefully each of the three main possible choices of review below to decide which one applies to your particular case. If you have questions about whether a particular forum is the appropriate one to review your case, you should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking judicial review of a final Board order must file a petition for review with the U.S. Court of Appeals for the Federal Circuit, which must be received by the court within 60 calendar days of the date of issuance of this decision. 5 U.S.C. § 7703(b)(1)(A).
2 Since the issuance of the initial decision in this matter, the Board may have updated the notice of review rights included in final decisions. As indicated in the notice, the Board cannot advise which option is most appropriate in any matter. 5
If you submit a petition for review to the U.S. Court of Appeals for the Federal Circuit, you must submit your petition to the court at the following address: U.S. Court of Appeals for the Federal Circuit 717 Madison Place, N.W. Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11. If you are interested in securing pro bono representation for an appeal to the U.S. Court of Appeals for the Federal Circuit, you may visit our website at http://www.mspb.gov/probono for information regarding pro bono representation for Merit Systems Protection Board appellants before the Federal Circuit. The Board neither endorses the services provided by any attorney nor warrants that any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of discrimination . This option applies to you only if you have claimed that you were affected by an action that is appealable to the Board and that such action was based, in whole or in part, on unlawful discrimination. If so, you may obtain judicial review of this decision—including a disposition of your discrimination claims —by filing a civil action with an appropriate U.S. district court ( not the U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems Protection Board, 582 U.S. 420 (2017). If you have a representative in this case, and your representative receives this decision before you do, then you must file with the district court no later than 30 calendar days after your representative receives this decision. If the action involves a claim of discrimination based on 6
race, color, religion, sex, national origin, or a disabling condition, you may be entitled to representation by a court-appointed lawyer and to waiver of any requirement of prepayment of fees, costs, or other security. See 42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a. Contact information for U.S. district courts can be found at their respective websites, which can be accessed through the link below: http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx . Alternatively, you may request review by the Equal Employment Opportunity Commission (EEOC) of your discrimination claims only, excluding all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the EEOC’s Office of Federal Operations within 30 calendar days after you receive this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case, and your representative receives this decision before you do, then you must file with the EEOC no later than 30 calendar days after your representative receives this decision. If you submit a request for review to the EEOC by regular U.S. mail, the address of the EEOC is: Office of Federal Operations Equal Employment Opportunity Commission P.O. Box 77960 Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or by a method requiring a signature, it must be addressed to: Office of Federal Operations Equal Employment Opportunity Commission 131 M Street, N.E. Suite 5SW12G Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection Enhancement Act of 2012 . This option applies to you only if you have raised claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or 7
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D). If so, and your judicial petition for review “raises no challenge to the Board’s disposition of allegations of a prohibited personnel practice described in section 2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial review either with the U.S. Court of Appeals for the Federal Circuit or any court of appeals of competent jurisdiction. 3 The court of appeals must receive your petition for review within 60 days of the date of issuance of this decision. 5 U.S.C. § 7703(b)(1)(B). If you submit a petition for judicial review to the U.S. Court of Appeals for the Federal Circuit, you must submit your petition to the court at the following address: U.S. Court of Appeals for the Federal Circuit 717 Madison Place, N.W. Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11. If you are interested in securing pro bono representation for an appeal to the U.S. Court of Appeals for the Federal Circuit, you may visit our website at http://www.mspb.gov/probono for information regarding pro bono representation for Merit Systems Protection Board appellants before the Federal Circuit. The
3 The original statutory provision that provided for judicial review of certain whistleblower claims by any court of appeals of competent jurisdiction expired on December 27, 2017. The All Circuit Review Act, signed into law by the President on July 7, 2018, permanently allows appellants to file petitions for judicial review of MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals for the Federal Circuit or any other circuit court of appeals of competent jurisdiction. The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195, 132 Stat. 1510. 8
Board neither endorses the services provided by any attorney nor warrants that any attorney will accept representation in a given case. Contact information for the courts of appeals can be found at their respective websites, which can be accessed through the link below: http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD: ______________________________ Gina K. Grippando Clerk of the Board Washington, D.C.