MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), FILED this Memorandum Decision shall not be Nov 30 2018, 11:26 am regarded as precedent or cited before any CLERK court except for the purpose of establishing Indiana Supreme Court Court of Appeals the defense of res judicata, collateral and Tax Court
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE John R. Watkins Curtis T. Hill, Jr. Arata Law Firm Attorney General of Indiana Fort Wayne, Indiana J.T. Whitehead Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Teresa D. Baker, November 30, 2018 Appellant-Defendant, Court of Appeals Case No. 18A-CR-1025 v. Appeal from the Huntington Superior Court State of Indiana, The Honorable Jennifer E. Appellee-Plaintiff Newton, Judge Trial Court Cause No. 35D01-1704-CM-217
Baker, Judge.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 1 of 8 [1] Teresa Baker appeals her conviction for Class A Misdemeanor Operating a
Vehicle While Intoxicated,1 arguing that the trial court erred when it provided
the jury with an instruction signed by the arresting officer, and erred when it
denied her motion for a mistrial. Finding no error, we affirm.
Facts [2] On April 19, 2017, Huntington Police Officer Richard Winter responded to a
“wrong way driver” dispatch. The report indicated that an individual was
driving westbound down the eastbound lane of US 24 from Roanoke to
Huntington.
[3] After driving to the scene, Officer Winter saw a car driving the wrong way
down US 24, made a U-Turn, followed the errant car a short distance, and
stopped the vehicle. The officer approached the vehicle and asked the driver,
Baker, to roll down her window. Once the window was rolled down, he could
smell alcohol coming from inside the car. Trial Tr. Vol. II p. 117. Officer
Winter informed Baker that she was driving on the wrong side of the road, but
Baker claimed she did not know that. Id. The officer noticed that Baker’s speech
was slurred, her eyes were glassy, and her movements overall were slow in
response to his questions. Suspecting that she was intoxicated, he asked Baker
to step out of the vehicle.
1 Ind. Code § 9-30-5-2(b).
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 2 of 8 [4] Officer Winter administered three standard field sobriety tests: the horizontal
nystagmus test, the walk-and-turn test, and the one-legged stand test. After
Baker failed all three tests, Officer Winter concluded that Baker was
intoxicated. Id. at 130. The officer arrested Baker and transported her to jail.
[5] On April 19, 2017, the State charged Baker with two counts: (1) Class A
misdemeanor operating a vehicle with an ACE of .15 or more; and (2) Class A
misdemeanor operating a vehicle while intoxicated. On November 7, 2017, the
State dismissed the first count. The jury trial took place on January 25 and 26,
2018. During the trial, the trial court provided the jury, over Baker’s objection,
with a preliminary instruction about the criminal charge that stated, in pertinent
part, as follows:
Operating While Intoxicated-Endangerment On or about April 19, 2017, in Huntington County, Indiana, said Defendant [Baker] operated a vehicle while intoxicated and in a manner that endangered a person. All of which is contrary to the law of the State of Indiana. Signed: Richard S. Winter, Huntington Police Department
Id. at 65.
[6] The jury found Baker guilty as charged. After Baker was sentenced to 365 days
with 359 days suspended to probation, the prosecutor, Baker’s counsel, and the
judge spoke with jurors in the deliberation room. It was revealed that Juror
Number 12 had watched videos online about standard field sobriety tests during
the trial and that Juror Number 2 had used Google Maps to determine the
location of the US 24 highway. Baker immediately moved for a mistrial,
claiming that the actions of these jurors constituted improper jury taint that
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 3 of 8 denied her a fair trial. The trial court denied the motion. Thereafter, on
February 8, 2018, Baker filed a motion to correct error, which the trial court
later denied. Baker now appeals.
Discussion and Decision [7] Baker makes two arguments on appeal: (1) the trial court erred when it
provided the jury with an instruction signed by the arresting officer; and (2) the
trial court erred when it denied her motion for a mistrial. We will address each
argument in turn.
I. Improper Instruction [8] First, Baker argues that the trial court erred when it provided the jury with an
instruction signed by the arresting officer. We will reverse based on a jury
instruction only if the instruction given is erroneous and, taken as a whole,
misstates the law or otherwise misleads the jury. Mayes v. State, 744 N.E.2d 390,
394 (Ind. 2001).
[9] As a general matter, any error in instructing the jury is subject to the harmless
error analysis. Randolph v. State, 802 N.E.2d 1008, 1011 (Ind. Ct. App. 2004).
Errors in the giving or refusing of instructions are harmless where a conviction
is clearly sustained by the evidence and the instruction would not likely have
affected the jury verdict. Dixson v. State, 22 N.E.3d 836, 840 (Ind. Ct. App.
2014). An instruction error will result in reversal only when the reviewing court
cannot say with complete confidence that a reasonable jury would have Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 4 of 8 rendered a guilty verdict had the instruction not been given. Dill v. State, 741
N.E.2d 1230, 1233 (Ind. 2001).
[10] Baker takes issue with the fact that the instruction informing the jury about the
charge against her is signed by Officer Winter. To Baker, the instruction
appears to definitively affirm that Baker is guilty of the alleged charge. Trial Tr.
Vol. II p. 65. Officer Winter is also a witness in the case and testified about
what happened on the night Baker was arrested. Baker claims that Officer
Winter is acting as both witness and juror in this case because he not only
testified about what happened that night, but he has also “decided” an ultimate
issue at trial—namely, whether Baker was operating a vehicle while
intoxicated—by signing the jury instruction.
[11] Assuming for argument’s sake that the inclusion of this signature was
erroneous, we find that any error was harmless. The record contains a wealth of
evidence supporting Baker’s guilt, including Officer Winter’s testimony, proof
that Baker failed three separate sobriety tests during the traffic stop, and
corroborating testimony from other officers who assisted Officer Winter with
the arrest and administration of the sobriety tests. Trial Tr. Vol. II p. 75-82. We
find that a reasonable jury would have rendered a guilty verdict
notwithstanding the inclusion of the jury instruction signed by Officer Winter.
In other words, we find that the instruction would not likely have affected the
verdict.
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MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), FILED this Memorandum Decision shall not be Nov 30 2018, 11:26 am regarded as precedent or cited before any CLERK court except for the purpose of establishing Indiana Supreme Court Court of Appeals the defense of res judicata, collateral and Tax Court
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE John R. Watkins Curtis T. Hill, Jr. Arata Law Firm Attorney General of Indiana Fort Wayne, Indiana J.T. Whitehead Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Teresa D. Baker, November 30, 2018 Appellant-Defendant, Court of Appeals Case No. 18A-CR-1025 v. Appeal from the Huntington Superior Court State of Indiana, The Honorable Jennifer E. Appellee-Plaintiff Newton, Judge Trial Court Cause No. 35D01-1704-CM-217
Baker, Judge.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 1 of 8 [1] Teresa Baker appeals her conviction for Class A Misdemeanor Operating a
Vehicle While Intoxicated,1 arguing that the trial court erred when it provided
the jury with an instruction signed by the arresting officer, and erred when it
denied her motion for a mistrial. Finding no error, we affirm.
Facts [2] On April 19, 2017, Huntington Police Officer Richard Winter responded to a
“wrong way driver” dispatch. The report indicated that an individual was
driving westbound down the eastbound lane of US 24 from Roanoke to
Huntington.
[3] After driving to the scene, Officer Winter saw a car driving the wrong way
down US 24, made a U-Turn, followed the errant car a short distance, and
stopped the vehicle. The officer approached the vehicle and asked the driver,
Baker, to roll down her window. Once the window was rolled down, he could
smell alcohol coming from inside the car. Trial Tr. Vol. II p. 117. Officer
Winter informed Baker that she was driving on the wrong side of the road, but
Baker claimed she did not know that. Id. The officer noticed that Baker’s speech
was slurred, her eyes were glassy, and her movements overall were slow in
response to his questions. Suspecting that she was intoxicated, he asked Baker
to step out of the vehicle.
1 Ind. Code § 9-30-5-2(b).
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 2 of 8 [4] Officer Winter administered three standard field sobriety tests: the horizontal
nystagmus test, the walk-and-turn test, and the one-legged stand test. After
Baker failed all three tests, Officer Winter concluded that Baker was
intoxicated. Id. at 130. The officer arrested Baker and transported her to jail.
[5] On April 19, 2017, the State charged Baker with two counts: (1) Class A
misdemeanor operating a vehicle with an ACE of .15 or more; and (2) Class A
misdemeanor operating a vehicle while intoxicated. On November 7, 2017, the
State dismissed the first count. The jury trial took place on January 25 and 26,
2018. During the trial, the trial court provided the jury, over Baker’s objection,
with a preliminary instruction about the criminal charge that stated, in pertinent
part, as follows:
Operating While Intoxicated-Endangerment On or about April 19, 2017, in Huntington County, Indiana, said Defendant [Baker] operated a vehicle while intoxicated and in a manner that endangered a person. All of which is contrary to the law of the State of Indiana. Signed: Richard S. Winter, Huntington Police Department
Id. at 65.
[6] The jury found Baker guilty as charged. After Baker was sentenced to 365 days
with 359 days suspended to probation, the prosecutor, Baker’s counsel, and the
judge spoke with jurors in the deliberation room. It was revealed that Juror
Number 12 had watched videos online about standard field sobriety tests during
the trial and that Juror Number 2 had used Google Maps to determine the
location of the US 24 highway. Baker immediately moved for a mistrial,
claiming that the actions of these jurors constituted improper jury taint that
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 3 of 8 denied her a fair trial. The trial court denied the motion. Thereafter, on
February 8, 2018, Baker filed a motion to correct error, which the trial court
later denied. Baker now appeals.
Discussion and Decision [7] Baker makes two arguments on appeal: (1) the trial court erred when it
provided the jury with an instruction signed by the arresting officer; and (2) the
trial court erred when it denied her motion for a mistrial. We will address each
argument in turn.
I. Improper Instruction [8] First, Baker argues that the trial court erred when it provided the jury with an
instruction signed by the arresting officer. We will reverse based on a jury
instruction only if the instruction given is erroneous and, taken as a whole,
misstates the law or otherwise misleads the jury. Mayes v. State, 744 N.E.2d 390,
394 (Ind. 2001).
[9] As a general matter, any error in instructing the jury is subject to the harmless
error analysis. Randolph v. State, 802 N.E.2d 1008, 1011 (Ind. Ct. App. 2004).
Errors in the giving or refusing of instructions are harmless where a conviction
is clearly sustained by the evidence and the instruction would not likely have
affected the jury verdict. Dixson v. State, 22 N.E.3d 836, 840 (Ind. Ct. App.
2014). An instruction error will result in reversal only when the reviewing court
cannot say with complete confidence that a reasonable jury would have Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 4 of 8 rendered a guilty verdict had the instruction not been given. Dill v. State, 741
N.E.2d 1230, 1233 (Ind. 2001).
[10] Baker takes issue with the fact that the instruction informing the jury about the
charge against her is signed by Officer Winter. To Baker, the instruction
appears to definitively affirm that Baker is guilty of the alleged charge. Trial Tr.
Vol. II p. 65. Officer Winter is also a witness in the case and testified about
what happened on the night Baker was arrested. Baker claims that Officer
Winter is acting as both witness and juror in this case because he not only
testified about what happened that night, but he has also “decided” an ultimate
issue at trial—namely, whether Baker was operating a vehicle while
intoxicated—by signing the jury instruction.
[11] Assuming for argument’s sake that the inclusion of this signature was
erroneous, we find that any error was harmless. The record contains a wealth of
evidence supporting Baker’s guilt, including Officer Winter’s testimony, proof
that Baker failed three separate sobriety tests during the traffic stop, and
corroborating testimony from other officers who assisted Officer Winter with
the arrest and administration of the sobriety tests. Trial Tr. Vol. II p. 75-82. We
find that a reasonable jury would have rendered a guilty verdict
notwithstanding the inclusion of the jury instruction signed by Officer Winter.
In other words, we find that the instruction would not likely have affected the
verdict. Therefore, the trial court’s introduction of this jury instruction was
harmless error.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 5 of 8 [12] However, we advise trial courts against including references to signatures of
arresting officers in jury instructions. Not only could the inclusion have a
prejudicial effect on jurors in future cases where the evidence is ambiguous, but
the inclusion is unnecessary and potentially distracting. Nevertheless, we hold
that the trial court’s manner of instructing the jury as it pertains to the statement
signed by Officer Winter was at most harmless error, and we decline to reverse.
II. Juror Misconduct [13] Second, Baker argues that the trial court erred when it denied her motion for a
mistrial. In Ramirez v. State, 7 N.E.3d 933 (Ind. 2014), our Supreme Court
established the test for defendants seeking a mistrial for suspected jury taint.
Defendants are entitled to the presumption of juror prejudice only after showing
that: (1) there was extra-judicial contact or communications between jurors and
unauthorized persons; and (2) the contact or communications pertained to a
matter before the jury. Id. at 939. If the defendant satisfies both prongs, she
receives the presumption of prejudice. Id. The burden then shifts to the State,
which must rebut the presumption by showing that any contact or
communication was harmless. Id. If the State does not rebut the presumption,
the trial court must grant a new trial. Id.
[14] Baker claims that when Juror Number 12 and Juror Number 2 sought out
information on the Internet, they committed juror misconduct that denied her a
fair trial. Juror Number 12 watched online videos about standard field sobriety
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 6 of 8 tests, and Juror Number 2 accessed Google Maps to reference where US 24 was
located.
[15] In its order on the motion to correct error, the trial court found that the first
prong of the Ramirez test was met because the jurors consulted Internet sources,
which constituted extra-judicial communications;2 and the second prong of the
Ramirez test was met because the communications pertained to matters before
the jury. Appellant’s App. Vol. II p. 145-46. Therefore, Baker was entitled to
the rebuttable presumption of prejudice, and the burden then shifted to the
State.3
[16] Baker argues that the trial court erred by finding that the State failed to rebut the
presumption of prejudice. We disagree. First, we note that the State offered the
testimony of Juror Number 12, who said that her decision to look at the online
videos was not a “primary decision [in] making [a] finding [of] guilt[y] or not
guilt[y] for the Defendant.” Hearing Tr. Vol. II p. 213; see also Ramirez, 7
2 The trial court could not identify a case that directly established that jurors who conduct Internet searches are engaged in extra-judicial communications. Appellant’s App. Vol. II p. 145. However, the trial court referenced Bisard v. State, 26 N.E.3d 1060 (Ind. Ct. App. 2015), in which we held that a named juror “committed juror misconduct by performing an internet search on the reliability of blood tests,” id. at 1069, as heavily persuasive. 3 Baker also argues in the alternative that irrebuttable prejudice occurred and that she is entitled to a mistrial because the juror misconduct “fundamentally compromise[d] the appearance of juror neutrality.” Appellant’s Br. p. 7. Since the trial court found that both parts of the Ramirez test were met, and that Baker was entitled to the rebuttable presumption of prejudice, we decline to address Baker’s argument in the alternative. Baker’s argument in the alternative is only available if both prongs of the Ramirez test are not satisfied.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 7 of 8 N.E.3d at 941 (holding that a trial court may rely on a juror’s own statements of
impartiality in misconduct investigations).
[17] Additionally, at trial, the jury saw multiple maps detailing the location of the
incident and heard multiple witnesses testify about the location, the field
sobriety tests, and Baker’s failure on all three tests. Therefore, any extra-judicial
research conducted by the jurors was cumulative in nature, and consequently,
harmless. Id. at 213. The trial court admonished the jurors for engaging in juror
misconduct but ultimately found that “the contact or communications are
simple misconduct and were harmless.” Appellant’s App. Vol. II p. 146. We
find no error in this conclusion, and we decline to reverse on this basis.
[18] The judgment of the trial court is affirmed.
May, J., and Robb, J., concur.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-1025 | November 30, 2018 Page 8 of 8