STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss. BUSINESS & CONSUMER DOCKET DKT. NO. BCD-CV-20-06
TIMOTHY L. TEMPLET, IN HIS ) CAPACITY AS TRUSTEE OF THE ) TEMPLET-HARDWOOD TRUST AND ) AS GENERAL PARTNER OF ) HARDWOOD PRODUCTS, LP, ) ) Plaintiffs, ) ) v. ) ORDER ON BLOOMBERG L.P.’S ) MOTION TO INTERVENE AND TO ) UNSEAL RECORDS JOHN W. CARTWRIGHT, IN HIS ) CAPACITY AS TRUSTEE OF THE ) JOSEPH W. CARTWRIGHT BUSINESS ) INTEREST TRUST AND AS GENERAL ) PARTNER OF BA CARTWRIGHT LP ) AND HARDWOOD PRODUCT ) COMPANY, LP, ) ) Defendants. )
Before the Court is a Motion to Intervene and to Unseal Records brought by Bloomberg
L.P. (“Bloomberg”), the owner of Bloomberg News. Intervention is sought under Rule 24(a) of
the Maine Rules of Civil Procedure. The motion was originally brought pursuant to Maine’s
Freedom of Access Act but in its Reply, Bloomberg conceded that Maine Judicial Branch records
are not subject to that Act. Instead, Bloomberg argues pursuant to the First Amendment and the
common law presumption in favor of public access to judicial records. Bloomberg is represented
by Attorney Bernard Kubetz. Plaintiffs are represented by Attorney Sigmund Schutz, who
informed the Court that his clients took no position on Bloomberg’s Motion to Intervene but
opposed Bloomberg’s request to unseal records. Defendants, who oppose both requests by
Bloomberg, are represented by Attorneys John Lambert, Maureen Sturtevant, and Anna Clark. The
Court has considered the parties’ filings and the oral arguments made on November 20, 2020, and
1 for reasons stated, grants the Motion to Intervene in part, and grants in part the Motion to Unseal
Records.
ANALYSIS
If Bloomberg were still relying upon Maine’s Freedom of Access law for its right to
intervene, both Rule 24(a) and Bangor Publishing Co. v. Town of Bucksport, 682 A.2d 227, 230-
231 (Me. 1996), would simplify the task before the Court. In Bangor Publishing, the Law Court
rejected an appeal brought by the publisher after the Superior Court found that a prior court
protective order had sealed documents parties agreed to sealing in the underlying tax dispute
between the Town of Bucksport and Champion International. The dispute had originally been
adjudicated before the Board of Tax Appeals (BOTA) which had declined to seal certain business
information despite the agreement to do so between the Town and Champion. The BOTA advised
the parties that it had no authority to protect documents from public disclosure and advised
Champion to seek a court order, which it did. The Superior Court in November 1994 entered such
an order finding them privileged under Maine Rule of Evidence 507.
Bangor Publishing knew about the protective order shortly after it was issued but waited
until January 1995 to file a request with the Town under Maine’s Freedom of Access law. Another
Superior Court Justice found in favor of the Town, Champion, and the BOTA finding that Bangor
Publishing actions “were improper collateral attacks on the protective order,” and the Superior
Court judgment was affirmed by the Law Court. Id. at 229. In affirming the Superior Court, the
Law Court stated: “Contrary to Bangor Publishing’s contentions, the actions are impermissible
collateral attacks on a valid protective order. Bangor Publishing could have intervened in the
protective order action to assert its interest.” Id. (emphasis added).
The Law Court therefore implicitly recognized that for purposes of a Freedom of Access
2 action, a media entity can use Rule 24(a) to assert its interest in a civil proceeding, at least until
that action has become final.
While the Law Court has not squarely addressed the First Amendment arguments made by
Bloomberg for purposes of civil proceedings, other courts have discussed the right. See, e.g.,
Strine v. Del. Coal. for Open Gov’t, Inc., 733 F.3d 510, 514 (3d Cir. 2013), cert. denied 572 U.S.
1029 (2014); N.Y. Civil Liberties Union v. N.Y.C. Transit Auth., 684 F.3d 286, 298 (2d Cir. 2011)
(citing cases). Despite the lack of case law in Maine addressing any constitutional right of access
to court records in civil proceedings, the Law Court on August 21, 2020, adopted the Maine Rules
of Electronic Court Systems (MRECS) which the Court finds to be instructive and controlling
here. After reviewing these Rules, the Court finds that these Rules have direct applicability to the
issues before the Court, both as to whether Bloomberg can intervene to protect its legal interest,
an interest which is recognized under the Rules, and also as to how the Court must ultimately
decide what data, documents, and information Bloomberg may access.
The preamble to MRECS provides as follows:
These Rules of Electronic Court Systems are intended to facilitate public access to and use of the courts in the electronic environment, while providing maximum reasonable public access to court records and minimizing the risk of harm to individuals and entities involved in court proceedings. In developing these rules, the Maine Judicial Branch has carefully considered and weighed the importance of both public access and protection of privacy in court records in the context of an electronic case management and filing system.
M.R.E.C.S. preamble (emphasis added).
Rule 1 sets out what it describes as the principles behind the rules:
Public access to court records is restricted in certain instances by law. When public access to court records is not controlled by law, these rules will control public access, and every judge, justice, and magistrate applying these rules shall consider the principles listed below in doing so:
3 (1) Public access to records can inform and educate the public about the workings of government, support accountability, and advance public safety;
(2) Persons who use the courts have a legitimate expectation of privacy. Providing access to personal details in court records can put the parties at risk and create a disincentive to use the courts;
(3) The public can be informed of court activity without having access to all of the personal details in a court record; and
(4) When digital information or data are made accessible by the public remotely, neither the Maine Judicial Branch nor any other entity or person has the practical ability to control its dissemination or use.
M.R.E.C.S. 1(B) (emphasis added).
Rule 2 provides definitions pertinent here. A “media organization,” such as Bloomberg, is
included specifically within the definition of “Public” in Subparagraph 31(a)(i). Court records
under 17(a)(i)-(ii) of the definitions of the Rules include some of the information sought here:
“Pleadings, motions, briefs and their respective attachments, correspondence, . . . documentary
evidentiary exhibits submitted with court filings[, o]rders, judgments, opinions, and decrees . . . .”
Rule 3(A) sets out the “General Access Policy,” which provides that “[e]lectronic court
records are accessible by the public except as provided by law, including these rules, or by court
order.” (Emphasis added). Finally, Rule 4 addresses civil cases, such as this one, by establishing
in Subparagraphs (B) and (C) which civil cases are not accessible by the public. Subparagraph D
Free access — add to your briefcase to read the full text and ask questions with AI
STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss. BUSINESS & CONSUMER DOCKET DKT. NO. BCD-CV-20-06
TIMOTHY L. TEMPLET, IN HIS ) CAPACITY AS TRUSTEE OF THE ) TEMPLET-HARDWOOD TRUST AND ) AS GENERAL PARTNER OF ) HARDWOOD PRODUCTS, LP, ) ) Plaintiffs, ) ) v. ) ORDER ON BLOOMBERG L.P.’S ) MOTION TO INTERVENE AND TO ) UNSEAL RECORDS JOHN W. CARTWRIGHT, IN HIS ) CAPACITY AS TRUSTEE OF THE ) JOSEPH W. CARTWRIGHT BUSINESS ) INTEREST TRUST AND AS GENERAL ) PARTNER OF BA CARTWRIGHT LP ) AND HARDWOOD PRODUCT ) COMPANY, LP, ) ) Defendants. )
Before the Court is a Motion to Intervene and to Unseal Records brought by Bloomberg
L.P. (“Bloomberg”), the owner of Bloomberg News. Intervention is sought under Rule 24(a) of
the Maine Rules of Civil Procedure. The motion was originally brought pursuant to Maine’s
Freedom of Access Act but in its Reply, Bloomberg conceded that Maine Judicial Branch records
are not subject to that Act. Instead, Bloomberg argues pursuant to the First Amendment and the
common law presumption in favor of public access to judicial records. Bloomberg is represented
by Attorney Bernard Kubetz. Plaintiffs are represented by Attorney Sigmund Schutz, who
informed the Court that his clients took no position on Bloomberg’s Motion to Intervene but
opposed Bloomberg’s request to unseal records. Defendants, who oppose both requests by
Bloomberg, are represented by Attorneys John Lambert, Maureen Sturtevant, and Anna Clark. The
Court has considered the parties’ filings and the oral arguments made on November 20, 2020, and
1 for reasons stated, grants the Motion to Intervene in part, and grants in part the Motion to Unseal
Records.
ANALYSIS
If Bloomberg were still relying upon Maine’s Freedom of Access law for its right to
intervene, both Rule 24(a) and Bangor Publishing Co. v. Town of Bucksport, 682 A.2d 227, 230-
231 (Me. 1996), would simplify the task before the Court. In Bangor Publishing, the Law Court
rejected an appeal brought by the publisher after the Superior Court found that a prior court
protective order had sealed documents parties agreed to sealing in the underlying tax dispute
between the Town of Bucksport and Champion International. The dispute had originally been
adjudicated before the Board of Tax Appeals (BOTA) which had declined to seal certain business
information despite the agreement to do so between the Town and Champion. The BOTA advised
the parties that it had no authority to protect documents from public disclosure and advised
Champion to seek a court order, which it did. The Superior Court in November 1994 entered such
an order finding them privileged under Maine Rule of Evidence 507.
Bangor Publishing knew about the protective order shortly after it was issued but waited
until January 1995 to file a request with the Town under Maine’s Freedom of Access law. Another
Superior Court Justice found in favor of the Town, Champion, and the BOTA finding that Bangor
Publishing actions “were improper collateral attacks on the protective order,” and the Superior
Court judgment was affirmed by the Law Court. Id. at 229. In affirming the Superior Court, the
Law Court stated: “Contrary to Bangor Publishing’s contentions, the actions are impermissible
collateral attacks on a valid protective order. Bangor Publishing could have intervened in the
protective order action to assert its interest.” Id. (emphasis added).
The Law Court therefore implicitly recognized that for purposes of a Freedom of Access
2 action, a media entity can use Rule 24(a) to assert its interest in a civil proceeding, at least until
that action has become final.
While the Law Court has not squarely addressed the First Amendment arguments made by
Bloomberg for purposes of civil proceedings, other courts have discussed the right. See, e.g.,
Strine v. Del. Coal. for Open Gov’t, Inc., 733 F.3d 510, 514 (3d Cir. 2013), cert. denied 572 U.S.
1029 (2014); N.Y. Civil Liberties Union v. N.Y.C. Transit Auth., 684 F.3d 286, 298 (2d Cir. 2011)
(citing cases). Despite the lack of case law in Maine addressing any constitutional right of access
to court records in civil proceedings, the Law Court on August 21, 2020, adopted the Maine Rules
of Electronic Court Systems (MRECS) which the Court finds to be instructive and controlling
here. After reviewing these Rules, the Court finds that these Rules have direct applicability to the
issues before the Court, both as to whether Bloomberg can intervene to protect its legal interest,
an interest which is recognized under the Rules, and also as to how the Court must ultimately
decide what data, documents, and information Bloomberg may access.
The preamble to MRECS provides as follows:
These Rules of Electronic Court Systems are intended to facilitate public access to and use of the courts in the electronic environment, while providing maximum reasonable public access to court records and minimizing the risk of harm to individuals and entities involved in court proceedings. In developing these rules, the Maine Judicial Branch has carefully considered and weighed the importance of both public access and protection of privacy in court records in the context of an electronic case management and filing system.
M.R.E.C.S. preamble (emphasis added).
Rule 1 sets out what it describes as the principles behind the rules:
Public access to court records is restricted in certain instances by law. When public access to court records is not controlled by law, these rules will control public access, and every judge, justice, and magistrate applying these rules shall consider the principles listed below in doing so:
3 (1) Public access to records can inform and educate the public about the workings of government, support accountability, and advance public safety;
(2) Persons who use the courts have a legitimate expectation of privacy. Providing access to personal details in court records can put the parties at risk and create a disincentive to use the courts;
(3) The public can be informed of court activity without having access to all of the personal details in a court record; and
(4) When digital information or data are made accessible by the public remotely, neither the Maine Judicial Branch nor any other entity or person has the practical ability to control its dissemination or use.
M.R.E.C.S. 1(B) (emphasis added).
Rule 2 provides definitions pertinent here. A “media organization,” such as Bloomberg, is
included specifically within the definition of “Public” in Subparagraph 31(a)(i). Court records
under 17(a)(i)-(ii) of the definitions of the Rules include some of the information sought here:
“Pleadings, motions, briefs and their respective attachments, correspondence, . . . documentary
evidentiary exhibits submitted with court filings[, o]rders, judgments, opinions, and decrees . . . .”
Rule 3(A) sets out the “General Access Policy,” which provides that “[e]lectronic court
records are accessible by the public except as provided by law, including these rules, or by court
order.” (Emphasis added). Finally, Rule 4 addresses civil cases, such as this one, by establishing
in Subparagraphs (B) and (C) which civil cases are not accessible by the public. Subparagraph D
then clarifies that any court record not listed in (B) and (C) are accessible by the public remotely
and at a courthouse. The court records sought by Bloomberg are not included in (B) and (C), and
the Court concludes that they are presumptively accessible to the public. However, Subparagraph
E defines “Nonpublic data, documents and information” filed within court proceedings that will
remain “nonpublic,” including “trade secrets.”
4 In summary, these MRECS clearly apply to Maine Business and Consumer Court records
which, as this is written, are in the process of being converted to a fully electronic filing and
retention system. Given the language in the Preamble and as stated in the Principles and Definitions
sections, the Court concludes that Bloomberg does have a cognizable interest under Maine law to
access this information so long as the Court adheres to the MRECS in defining the scope of such
access. Further, the Court concludes the information sought by Bloomberg is presumptively public
unless it falls under one of the categories of “Non-public data, documents and information” in Rule
4(E).
As the parties and Bloomberg know, this Court on August 12, 2020, ordered a 90-day stay
in this matter. Within the order granting the stay, the Court reiterated its decision to seal most of
the filings given “the substantial proprietary information this case involves, the several rounds of
complex contractual negations which were unfolding in real time and which were treated by all
parties to the negotiations as confidential; as well as the Parties’ agreement that the filings in this
case should be sealed.”
Neither the parties nor the Court had the benefit of the MRECS when motions were being
filed and granted to seal the information that was filed. However, the legal landscape has shifted
while this case has been moving forward, albeit with stops and starts. The Court has concluded
that Bloomberg should be permitted to enter the case as an Intervenor for the limited purpose of
awaiting final decision from the Court as to the viability of the prior seal orders. Before a decision
can be reached by the Court, the parties must file Privilege Logs which will be followed by an in
camera review by the Court of the documents the parties claim to be protected from public access
under the MRECS or any other established privilege or provision of Maine law.
5 The entry will be: Bloomberg’s motion to intervene is GRANTED in part. Bloomberg’s
Motion to Unseal is DEFERRED until the completion of the following process: Counsel for the
parties have 14 days from the date of this Order to file separate Privilege Logs. Any reasonable
extension of that deadline will be considered given the upcoming holiday season. Counsel shall
review any document or pleading now under seal and shall decide if they are still seeking to
maintain its confidentiality. They shall do that in part by review and consideration of the Maine
Rules of Electronic Court Systems. They shall consult with one another to see if they can reach
agreement on any filings that should be made public. They should attempt also to agree to a
uniform or at least similar method of organizing their separate privilege logs, if they can, to
facilitate what could be a significant undertaking by the Court. After the Privilege Logs are filed,
along with any brief written argument in support of the assertions of privilege, the Court will
conduct an in camera review and issue a decision as soon as practicable
The entry will further be: Bloomberg’s Motion to Intervene is GRANTED IN PART.
Bloomberg’s Motion to Unseal Records is DEFERRED. The Clerk may note this Order on the
docket by reference pursuant to Rule 79(a) of the Maine Rules of Civil Procedure.
Dated: December 7, 2020 /s/M. Michaela Murphy JUSTICE, MAINE SUPERIOR COURT
6 BCDWB-CV-2020-6
TIMOTHY L. TEMPLET
v.
JOHN W. CARTWRIGHT
Party Name: Attorney Name:
Timothy L. Templet Sigmund Schutz, Esq. Preti Flaherty One City Center PO Box 9546 Portland, ME 04112
John W. Cartwright John Lambert, Esq. Lambert Coffin PO Box 15215 One Canal Plaza, Suite 400 Portland, ME 04112