Telefonaktiebolaget Lm v. Tcl Corporation

CourtCourt of Appeals for the Federal Circuit
DecidedNovember 7, 2019
Docket17-2381
StatusPublished

This text of Telefonaktiebolaget Lm v. Tcl Corporation (Telefonaktiebolaget Lm v. Tcl Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Telefonaktiebolaget Lm v. Tcl Corporation, (Fed. Cir. 2019).

Opinion

United States Court of Appeals for the Federal Circuit ______________________

TELEFONAKTIEBOLAGET LM ERICSSON, Appellant

v.

TCL CORPORATION, TCL COMMUNICATION TECHNOLOGY HOLDINGS LIMITED, TCT MOBILE LIMITED, TCT MOBILE, INC., TCT MOBILE (US) INC., Appellees ______________________

2017-2381, 2017-2385 ______________________

Appeals from the United States Patent and Trademark Office, Patent Trial and Appeal Board in Nos. IPR2015- 01584, IPR2015-01600. ______________________

Decided: November 7, 2019 ______________________

DEBRA JANECE MCCOMAS, Haynes & Boone, LLP, Dal- las, TX, argued for appellant. Also represented by J. ANDREW LOWES, CLINT S. WILKINS, Richardson, TX.

JULIE S. GOLDEMBERG, Morgan, Lewis & Bockius LLP, Philadelphia, PA, argued for appellees. Also represented by WILLIAM R. PETERSON, Houston, TX; NATHAN W. MCCUTCHEON, BRADFORD CANGRO, Washington, DC. ______________________ 2 TELEFONAKTIEBOLAGET LM ERICSSON v. TCL CORPORATION

Before NEWMAN, LOURIE, and CLEVENGER, Circuit Judges. NEWMAN, Circuit Judge. Telefonaktiebolaget LM Ericsson (“Ericsson”) is the owner of United States Patent No. 6,029,052 (“the ’052 pa- tent”). TCL Corporation, TCL Communication Technology Holdings, Ltd., TCT Mobile Limited, TCT Mobile Inc., and TCT Mobile (US), Inc., (collectively “TCL”) filed two peti- tions for inter partes review (“IPR”) of claims 13, 15, 16, and 18 of the ’052 patent. The Patent Trial and Appeal Board (“PTAB” or “Board”) instituted review, consolidated the petitions, and ruled that all of the challenged claims are unpatentable on the ground of obviousness. 1 The ’052 patent describes and claims a “direct conver- sion receiver” for wireless communication systems that may receive signals from systems that operate at different frequency bands. The primary issue on appeal is whether a specific foreign publication is an available reference against the ’052 patent. We affirm the Board’s decision that the specified publication is an available reference, and based on this publication in combination with other prior art we affirm the Board’s decision of invalidity of the chal- lenged claim. The Ericsson ’052 Patent The method claimed in the ’052 patent is stated to be an improvement over conventional modes of receiving and processing wireless signals from communication systems that operate at differing frequencies. Such systems previ- ously required separate receiver components to process sig- nals arriving at differing frequencies. The ’052 patent claims a method whereby receivers “can receive signals at

1 TCL Corp. v. Telefonaktiebolaget LM Ericsson, IPR2015-01584 and IPR2015-01600, 2017 WL 504682, (P.T.A.B. Jan. 24, 2017) (“Board Op.”). TELEFONAKTIEBOLAGET LM ERICSSON v. TCL CORPORATION 3

multiple frequency bands without requiring significant hardware duplication.” ’052 patent, col. 2, ll. 3–28. Claim 18 is at issue on appeal, shown with claim 13 from which it depends: 13. A method for receiving a communication signal, comprising the steps of: receiving a communication signal in any one of a plurality of frequency bands, the communication signal having a bandwidth; band-pass filtering the received communica- tion signal; amplifying the band-pass filtered signal; mixing the band-pass filtered signal with in- phase and quadrature oscillator signals to generate an in-phase and a quadrature received signal; and low pass filtering the in-phase received signal and the quadrature received signal in a low pass in-phase filter and a low pass quadrature filter, re- spectively, wherein direct conversion is used for convert- ing all received communication signals in any one of the plurality of frequency bands. 18. The method of claim 13, further comprising the steps of generating a first oscillator signal and frequency-dividing the first oscillator signal to gen- erate the in-phase and quadrature oscillator sig- nals prior to the step of mixing. Patent Figure 3 depicts the method of the ’052 patent: 4 TELEFONAKTIEBOLAGET LM ERICSSON v. TCL CORPORATION

The specification explains that wireless signals are re- ceived at antenna 10, and bandsplitter 30 splits the signals into two frequency bands. The split signals are filtered by band pass filters (BPF), shown at 12a and 12b, to remove out-of-band unwanted components that are frequency band specific. The filtered signals are amplified by low-noise amplifiers (LNA) shown at 34a and 34b. The signals pro- ceed to a mixing circuit that includes a voltage-controlled oscillator (VCO) 36 for generating an oscillator signal. A quadrature 2 generator 38 separates the oscillator signal into in-phase (I) and quadrature (Q) components. Frequency phase shifting is conducted by either the quadrature generator 38 or a frequency divider that gener- ates quadrature local oscillator signals. The phase shifter receives the signal from a local oscillator and outputs two signals separated by 90 degrees. These divided signals are sent to mixers 40 and 41, which compare the divided sig- nals against the received signal. The signals are filtered in an in-phase low pass filter 42a and a quadrature low pass filter 42b, and the filtered signals are passed to conven- tional baseband processing circuitry. ’052 patent, col. 3, ll. 9–28; col. 4, ll. 10–23.

2 “Quadrature” means 90 degrees out of phase. TELEFONAKTIEBOLAGET LM ERICSSON v. TCL CORPORATION 5

The principal reference presented by petitioner TCL and relied on by the PTAB is an article entitled “Multi- modale Funktelefone” (translation: Multimodal Wireless Telephones), authored by Professor Hans-Joachim Jentschel et al. and published in the German technical journal “Ingenieur der Kommunikationstechnik” (transla- tion: Engineer of Communications Technology). The initial question is whether this article is available as prior art. I The Jentschel Article Ericsson argues that the Jentschel article is not prior art because it was not publicly available more than one year before Ericsson’s earliest asserted filing date, and thus is subject to antedating by Ericsson’s invention date. Ericsson alternatively argues that even if Jentschel is deemed to be prior art, the challenged claim is not obvious in view thereof. A. Date of the Reference The Jentschel article was published in a German peri- odical whose cover states the date “Mai/Juni” 1996, as fol- lows:

J.A. 2377. May/June 1996 is more than one year earlier than Ericsson’s filing date of July 1, 1997. However, it was 6 TELEFONAKTIEBOLAGET LM ERICSSON v. TCL CORPORATION

shown that this journal issue did not reach the UCLA li- brary until October 1996. Ericsson argued that “Dates alone on a document are insufficient as a matter of law to establish public accessibility.” Patent Owner’s Response at 13. TCL sought to provide evidence of the date of availabil- ity of this journal issue in university libraries in Germany. On October 8, 2015 TCL submitted to the PTAB a letter from a librarian who was described as a member of the “Pe- riodicals Team” at the Technische Informationsbibliothek and Universitätsbibliothek in Hannover, Germany. The letter stated that the public had library access to the May/June 1996 issue on June 19, 1996. On March 1, 2016, Ericsson objected to the letter as inadmissible hearsay. This statement was withdrawn when the librarian declined to provide a sworn statement and declined to testify in the United States. On July 18, 2016, TCL moved to submit the sworn Dec- laration of Doris Michel, a librarian at the Technische Uni- versität Darmstadt in Germany. Ericsson objected, stating that the submission was not in compliance with the Board’s Rules. The Rules require a petitioner to present sufficient evidence, at the petition stage, to inform the patent owner of the issues to be presented, and PTO regulation 37 C.F.R. §

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