TBL Licensing, LLC v. Katherine Vidal

98 F.4th 500
Court of Appeals for the Fourth Circuit·Decided April 15, 2024·No. 23-1150·Published·Cited by 5 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 23-1150

TBL LICENSING, LLC, Plaintiff - Appellant,

v.

KATHERINE K. VIDAL, in her official capacity as Director of the United States Patent & Trademark Office; UNITED STATES PATENT & TRADEMARK OFFICE,

Defendants - Appellees.

----------------------------------- INTERNATIONAL TRADEMARK ASSOCIATION, Amicus Supporting Appellant.

Appeal from the United States District Court for the Eastern District of Virginia, at Alexandria. Claude M. Hilton, Senior District Judge. (1:21-cv-00681-CMH-IDD)

Argued: January 24, 2024 Decided: April 15, 2024

Before GREGORY, QUATTLEBAUM, and BENJAMIN, Circuit Judges.

Affirmed by published opinion. Judge Quattlebaum wrote the opinion, in which Judge Gregory and Judge Benjamin joined.

ARGUED: Elizabeth D. Ferrill, FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, LLP, Washington, D.C., for Appellant. Christina J. Hieber, UNITED STATES PATENT AND TRADEMARK OFFICE, Alexandria, Virginia, for Appellee. ON BRIEF: Douglas A. Rettew, Naresh Kilaru, Troy V. Viger, FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, LLP, Washington, D.C., for Appellant. Thomas W. Krause, Solicitor, Benjamin T. Hickman, Associate Solicitor, Office of the Solicitor, UNITED STATES PATENT AND TRADEMARK OFFICE, Alexandria, Virginia; Jessica D. Aber, United States Attorney, Richmond, Virginia, Yuri S. Fuchs, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Alexandria, Virginia, for Appellees. Jonathan E. Moskin, FOLEY & LARDNER LLP, New York, New York; A. Justin Ourso III, OURSO COUNSELS, L.L.C., Baton Rouge, Louisiana; Jack A. Wheat, MCBRAYER PLLC, Louisville, Kentucky, for Amicus Curiae.

QUATTLEBAUM, Circuit Judge:

TBL Licensing, LLC, more commonly known as Timberland, tried to register certain features from the design of its popular boot under the Lanham Act as trade dress. But the law prohibits the registration of product designs that have not acquired a distinctive meaning identifying the product with its maker in the minds of the consuming public. See TrafFix Devices, Inc. v. Mktg. Displays, Inc., 532 U.S. 23, 28–29 (2001). It also bars the registration of product designs that are functional since protection of functionality is reserved for patent law. Id. at 29. Concluding the boot design is not distinctive, the United States Patent and Trademark Office (“USPTO”) refused to register it. TBL turned to federal district court, which agreed with the USPTO that the boot design is not distinctive and added that it is impermissibly functional. On either independent ground, the district court granted the USPTO’s motion for summary judgment. On distinctiveness, the issue we face is not whether the public recognizes the entire product as Timberland’s perhaps iconic boot; rather, we must decide whether the district court reversibly erred in concluding that the subset of design features that TBL selectively sought to register lacks distinctiveness in the public’s view. We hold that the district court did not reversibly err. So, without deciding functionality, we affirm the district court’s grant of summary judgment for the USPTO.

I.

A.

Generally, trademark law protects marks that distinguish the products of one maker from those of another. B & B Hardware, Inc. v. Hargis Indus., Inc., 575 U.S. 138, 142

(2015). The first to use the distinctive mark acquires rights to that mark, including the right to prevent others from using it. Id. Though being the first to use a mark is enough to generate trademark protection, federal law provides various mechanisms that augment that protection. Id. Relevant here, the Lanham Act confers various legal rights to trademark owners who register their marks. Id. 1 Trademark law is commonly known to protect words, for example, “Nike,” and symbols, like Nike’s “swoosh.” See Wal-Mart Stores, Inc. v. Samara Bros., 529 U.S. 205, 209 (2000). But it also can cover product designs. In fact, the Lanham Act defines “trademark” broadly to include “any word, name, symbol, or device, or any combination thereof” that is used or intended to be used “to identify and distinguish” the sources of different goods. 15 U.S.C. § 1127. “Since human beings might use as a ‘symbol’ or ‘device’ almost anything at all that is capable of carrying meaning,” a product’s design can be registered and protected under federal law as trade dress, a type of trademark. Wal-Mart Stores, 529 U.S. at 209–10 (quoting Qualitex Co. v. Jacobson Prods. Co., 514 U.S. 159, 162 (1995)); see also TrafFix, 532 U.S. at 28 (“It is well established that trade dress can be protected under federal law.”); 1 J. Thomas McCarthy, McCarthy on Trademarks and Unfair Competition § 8:7 (5th ed. 2022) (“Today, it is clear that ‘trade dress’ can quality

1

For instance, registration provides “constructive notice of the registrant’s claim of ownership” of the mark. 15 U.S.C. § 1072. Registration also serves as “prima facie evidence of the validity of the registered mark and of the registration of the mark, of the owner’s ownership of the mark, and of the owner’s exclusive right to use the registered mark in commerce on or in connection with the goods or services specified in the certificate.” Id. § 1057(b). Also, once a mark has been registered for five years, it can become “incontestable.” Id. §§ 1065, 1115(b).

[sic] as a type of ‘trademark’ and be registered and protected as a ‘trademark.’”). Examples of product designs treated as trade dress include Coca-Cola’s hourglass-shaped bottle, see Qualitex, 514 U.S. at 162, the dripping red wax seal on a bottle of Maker’s Mark, see Maker’s Mark Distillery, Inc. v. Diageo N. Am., Inc., 679 F.3d 410 (6th Cir. 2012), and the fish-shape of Goldfish crackers, see Nabisco, Inc. v. PF Brands, Inc., 50 F. Supp. 2d 188 (S.D.N.Y. 1999).

But not all product designs can receive trade dress protection. See TrafFix, 532 U.S.

at 29 (“Trade dress protection must subsist with the recognition that in many instances there is no prohibition against copying goods and products.”). Trademark law does not protect product designs that are functional as whole. Id. 2 Nor does it protect product designs that lack distinctive meaning as a source identifier. Wal-Mart Stores, 529 U.S. at 210. The same principles apply for purposes of registration under trademark law. See id.; 15 U.S.C. § 1052(e)(5).

Whether a word, logo or design, to register a mark and obtain the benefits that follow, the mark’s owner must file an application with the USPTO. 15 U.S.C. § 1051. That application must include, among other things, “a drawing of the mark.” Id. § 1051(a)(2); see also 37 C.F.R. § 2.51. Per USPTO regulations, an application to register a product

2

That is not to say that intellectual property rights never inhere in functional designs. But protecting functional designs is the province of patents, not trademarks. Patent law “encourage[s] invention by granting inventors a monopoly over new product designs or functions for a limited time,” while trademark law “seeks to promote competition by protecting a firm’s reputation.” Qualitex, 514 U.S. at 164–65; see also CTB, Inc. v. Hog Slat, Inc., 954 F.3d 647, 656–57 (4th Cir. 2020). What function gives in the realm of patents, it takes away in the domain of trade dress.

Free access — add to your briefcase to read the full text and ask questions with AI

TBL Licensing, LLC v. Katherine Vidal, 98 F.4th 500 (4th Cir. 2024).

98 F.4th 500 (TBL Licensing, LLC v. Katherine Vidal) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related