Taylor Clark v. Commonwealth of Kentucky

Court of Appeals of Kentucky·Decided December 13, 2024·No. 2024-CA-0502·Published

Opinion

RENDERED: DECEMBER 13, 2024; 10:00 A.M.

TO BE PUBLISHED

Commonwealth of Kentucky

Court of Appeals

NO. 2024-CA-0502-MR

TAYLOR CLARK APPELLANT

APPEAL FROM KENTON CIRCUIT COURT v. HONORABLE MARY K. MOLLOY, JUDGE ACTION NO. 16-CR-00026

COMMONWEALTH OF KENTUCKY APPELLEE

OPINION

AFFIRMING

** ** ** ** **

BEFORE: CETRULO, COMBS, AND EASTON, JUDGES. EASTON, JUDGE: We must determine whether an original felony charge, a misdemeanor conviction resulting from an amendment of that felony charge, or both may be expunged. Specifically, the Appellant (“Clark”) seeks expungement of his original charge of First-Degree Rape1 as well as his misdemeanor conviction

1 A Class B felony punishable by a prison term of ten to twenty years. Kentucky Revised Statutes (“KRS”) 510.040(1)(b), (2).

resulting from the amendment of that charge to Attempted Sexual Misconduct.2 The circuit court denied expungement. We affirm the circuit court but for different reasons3 than those relied upon by that court.

FACTUAL AND PROCEDURAL HISTORY In 2016, Clark was indicted for First-Degree Rape. While the case includes a reported admission of sexual intercourse, the basis for lack of consent was physical helplessness due to intoxication. The case promised to include a dispute about the level of intoxication and actual consent. A physical injury resulting from the incident was also an issue.

With the required input from the victim, the Commonwealth ultimately agreed to amend the First-Degree Rape charge to Attempted Sexual Misconduct to which Clark pled guilty. By an Information, Clark agreed to be charged with Fourth-Degree Assault4 to which he also pled guilty. The circuit court sentenced Clark as agreed to a term of twelve months, conditionally discharged for two years with the conditions that he engage in substance-abuse

2 A Class B misdemeanor punishable by up to ninety days in jail or a fine or both. KRS 510.140; KRS 506.010(1), (4)(e). 3 “[W]e, as an appellate court, may affirm the trial court for any reason sustainable by the record.” Kentucky Farm Bureau Mut. Ins. Co. v. Gray, 814 S.W.2d 928, 930 (Ky. App. 1991). 4 A Class A misdemeanor punishable by up to twelve months in jail or a fine or both. KRS 508.030.

treatment, sex-offender treatment, and have no contact with the victim. Clark successfully completed the conditional discharge.

In 2023, Clark filed an Application to Vacate and Expunge Felony Conviction5 seeking to expunge the First-Degree Rape charge and the Attempted Sexual Misconduct conviction. The parties agreed that the misdemeanor conviction for Fourth-Degree Assault must be expunged,6 and that issue is not before us. But the Commonwealth opposed the expungement of the original felony charge and the misdemeanor conviction resulting from the amendment of the felony charge.

On December 19, 2023, the circuit court entered an Order denying the expungement. On January 12, 2024, well past the ten days allowed for the filing of a motion under CR7 59, Clark filed a Motion to Reconsider Order Denying Application to Expunge Conviction. The Commonwealth filed a response to the

5 The Administrative Office of the Courts (“AOC”) provides a series of forms to be used for expungement purposes. The circumstances presented in some cases may call for more than one form. Clark used only form AOC-496.3. 6 If a misdemeanor conviction may impact the penalty for a future crime because the future crime would be a second or subsequent offense, then the misdemeanor may not be expunged. KRS 431.078(4)(d). Because of the passage of more than five years, Clark’s Fourth-Degree Assault conviction could not serve to enhance a subsequent conviction for the same crime. KRS 508.032. It also does not appear that the victim of the assault in this case was a member of Clark’s family or a member of an unmarried couple with Clark. KRS 403.720(3), (6). The Commonwealth agreed to that expungement and does not now contend that there was any error by the circuit court in the expungement of the Fourth-Degree Assault conviction. 7 Kentucky Rules of Civil Procedure.

Motion to Reconsider. The parties subsequently presented oral arguments to the circuit court on the reconsideration motion.

By Order entered in April of 2024, the circuit court again denied expungement of the Attempted Sexual Misconduct conviction and the First-Degree Rape charge. “This Court finds that the charge of Attempted Sexual Misconduct is subject to enhancement under KRS 510.015 and is therefore not expungable.” The court further explained “the charge of Rape in the First Degree will not be expunged due to the circumstances surrounding the charge and the guilty plea entered by the Defendant.” The court noted that the First-Degree Rape charge was not actually dismissed by the Commonwealth. Instead, the court found the rape charge was amended per plea agreement, and thus was not eligible for expungement. This appeal followed.

STANDARD OF REVIEW

This appeal turns on the application of law to the undisputed facts of how charges were initially brought and then ultimately resolved. Our review is de novo. Commonwealth v. Davis, 686 S.W.3d 167, 170 (Ky. 2024) (citing Wieland v. Freeman, 671 S.W.3d 253, 256 (Ky. 2023)). While expungement of felony convictions to the extent permitted by KRS 431.073 is permissive,8 the statute governing dismissed felony charges makes expungement mandatory if the

8 See Walker v. Commonwealth, 696 S.W.3d 51 (Ky. App. 2024).

prerequisites of the statute are met.9 Expungement of misdemeanor convictions is similarly mandatory.10 An order regarding expungement of felony charges is then reviewed under an abuse of discretion standard. Id. A trial court abuses its discretion when its decision is “arbitrary, unreasonable, unfair, or unsupported by sound legal principles.” Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999) (citations omitted). Thus, an error in the application of the law alone, such as a failure to comply with a mandatory statute, may result in an abuse of discretion.

ANALYSIS

As an initial matter, the Commonwealth argues this appeal should be dismissed as Clark untimely filed his Motion to Reconsider the circuit court’s original denial of expungement. Pursuant to CR 59.05: “A motion to alter or amend a judgment, or to vacate a judgment and enter a new one, shall be served not later than 10 days after entry of the final judgment.” The circuit court entered its first Order on December 19, 2023. Clark filed a Motion to Reconsider on January 12, 2024.

9 The statute uses the verb “shall.” KRS 446.010(39).

10 KRS 431.078(1)(a), (4). If expungement of “[a] series of misdemeanors . . . not arising from a single incident” is sought, which does not apply in this case, expungement is not mandatory. KRS 431.078(1)(b), (5).

In its brief to this Court, the Commonwealth points out that Clark was over two weeks late in filing his Motion to Reconsider, meaning the circuit court lost jurisdiction to amend its original Order. The Commonwealth contends that, as a consequence, the subsequent Order entered on April 3, 2024, was null and void.

The argument continues that the time for filing an appeal of the December 2023 Order was not tolled by the untimely CR 59 motion. Clark’s Notice of Appeal was filed on April 29, 2024. RAP11 3(A)(1) requires an appeal be filed within 30 days of a final order. The Commonwealth now insists that Clark’s appeal was not timely because it had to be filed within thirty days after entry of the December Order. The Commonwealth asks us to dismiss this appeal.

There are two related problems with this argument. First, the Commonwealth waived any objection to the lateness of the CR 59 motion. Second, the Commonwealth never brought the lateness of the motion to the attention of the circuit court.

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Taylor Clark v. Commonwealth of Kentucky, (Ky. Ct. App. 2024).

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