Tarver v. Haley

169 F.3d 710
Court of Appeals for the Eleventh Circuit·Decided March 11, 1999·No. 97-6998·Published

Opinion

PUBLISH

IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT

------------------------------------------- FILED No. 97-6998 U.S. COURT OF APPEALS ELEVENTH CIRCUIT

03/11/99

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D. C. Docket No. 95-A-1035-N THOMAS K. KAHN CLERK

ROBERT LEE TARVER, JR., Petitioner-Appellant,

versus

JOE S. HOPPER, Commissioner, Alabama Department of Corrections, BILL PRYOR, The Attorney General of the State of Alabama,

Respondents-Appellees.

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Appeal from the United States District Court for the Middle District of Alabama

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(March 11, 1999)

Before TJOFLAT, EDMONDSON and COX, Circuit Judges.

EDMONDSON, Circuit Judge:

Robert Lee Tarver, Jr., using 28 U.S.C. §

2254, challenges his death sentence. We

affirm the district court’s denial of relief.

BACKGROUND

Tarver, in 1985, was convicted of

murdering Hugh Kite, the owner of Kite’s

Store. The State proved at trial that

Tarver shot Kite three times behind the

store and stole Kite’s wallet. See Tarver v.

State, 500 So.2d 1232, 1235-36, 1239-41 (Ala.

Crim. App. 1986).

The district court found that, in

preparation for Tarver’s trial, Tarver’s

lawyers “made a deliberate strategic

decision to concentrate on preparing for

the guilt phase of the Petitioner’s trial

based on his assessment of the likelihood of

an acquittal [and] that the trial counsel

dedicated substantial time to

interviewing numerous community

members and relatives of the Petitioner,

not only in an attempt to discover

evidence of the Petitioner’s innocence, but

also in an attempt to prepare for the

sentencing phase.” The district court added

“that there was substantial overlap in the

trial counsel’s preparation for the guilt

and sentencing phases of the trial.”

The parties continue to dispute whether,

at the time of Tarver’s trial, the

prosecution had an agreement with

Tarver’s associate, Richardson, for

favorable treatment in return for

Richardson’s testimony. The state courts

and the district court rejected Tarver’s

claim(s) based on this alleged agreement.

The jury found Tarver guilty and

recommended life without parole. The

Alabama trial court judge overrode the

jury’s recommendation and sentenced

Tarver to death.

In 1986, the Supreme Court decided

Batson v. Kentucky, 476 U.S. 79 (1986).

About a month after the Supreme Court

decided Batson, the Alabama Court of

Criminal Appeals affirmed Tarver’s

sentence and conviction on direct appeal.

Tarver’s petition for rehearing was

denied, and the Alabama Supreme Court

denied relief. Four days after the Alabama

Supreme Court denied Tarver’s petition

for rehearing, the United States Supreme

Court decided Griffith v. Kentucky, 479 U.S.

314 (1987), making Batson retroactive to

all cases on direct appeal when Batson was

decided.

Later, Tarver sought state collateral

relief under Temporary Rule 20 (now, Rule

32) of the Alabama Rules of Criminal

Procedure and raised, for the first time, a

Batson claim. After taking testimony, the

Rule 20 judge rejected this claim and others,

but he set aside Tarver’s death sentence,

ruling that Tarver’s counsel was

ineffective during the penalty phase. The

Court of Criminal Appeals remanded the

case to the trial court for written

findings of fact and conclusions of law.

The trial court then said that, but for the

procedural bar to the Batson claim, he also

would find a Batson violation in Tarver’s

trial. The trial court repeated its decision

on the ineffectiveness of Tarver’s counsel.

The Alabama Court of Criminal Appeals

reversed the ineffectiveness decision,

however, and ordered the trial court to

reinstate the death penalty. The Alabama

Supreme Court and the United States

Supreme Court later denied discretionary

review.

In 1995, Tarver filed a petition for

writ of habeas corpus in federal district

court. The case was referred to a

Magistrate Judge. The Magistrate

recommended denying Tarver’s petition,

and the District Judge agreed.

DISCUSSION

On appeal, Tarver advances his Batson

claim, raises ineffective assistance of

counsel claims, and argues that the

prosecution breached its duty under Giglio

v. United States, 405 U.S. 150 (1972). We will

address each of Tarver’s claims separately,

giving facts found by state trial and

appellate courts a presumption of

correctness, as required by 28 U.S.C. §

2254(d). See Mills v. Singletary, 161 F.3d

1273, 1277 n.1 (11th Cir. 1998).

A. The Batson Claim

We review de novo Tarver’s claim that

his Batson claim is not procedurally

defaulted. See Tower v. Phillips, 7 F.3d 206,

210 (11th Cir. 1993). Tarver makes two

arguments why we should hear his Batson

claim. First, he says the federalism and

comity concerns embodied by our respect

for state procedural default rules do not

apply in this context because Alabama

courts could review Tarver’s claim for

plain error and because Alabama’s Rule 20

courts had an opportunity to review

Tarver’s Batson claim.

“[T]he mere existence of a ‘plain error’

rule does not preclude a finding of

procedural default,” however. Julius v.

Johnson, 840 F.2d 1533, 1546 (11th Cir. 1988).

Likewise, state post-conviction proceedings

do not preclude a finding of procedural

default. Tarver’s argument would allow

federal review of procedurally defaulted

claims in every state with state post-

conviction proceedings. This result is

clearly against our precedent and practice.

See Sims v. Singletary, 155 F.3d 1297, 1311 (11th

Cir. 1998) (we cannot review procedurally-

defaulted claims absent a showing of “cause

and prejudice” or “actual innocence”).

Second, Tarver says we should decide his

Batson claim because Alabama has not

consistently applied the procedural default

rule on Batson claims. He relies on our

statement in Cochran v. Herring, 43 F.3d

1404, 1409 (11th Cir. 1995): “Alabama courts

have not consistently applied a procedural

bar to Batson claims in cases like

Cochran’s.” We think, however, that “cases

like Cochran’s” are cases where the

defendant (like Cochran) made a Swain

1

objection at trial. Cochran distinguished

Tarver, 629 So.2d at 18-19, on this ground.

See Cochran, 43 F.3d at 1409. The Cochran

court’s later statement that Tarver

1 Swain v. Alabama, 380 U.S. 202 (1965), was the predecessor to Batson. To prove a Swain violation, a defendant had to show a systematic exclusion of blacks from juries over time. See id. at 223; Love v. Jones, 923 F.2d 816, 819-20 (11th Cir. 1991).

“suggest[s]” that the Alabama procedural

default rule is applied inconsistently

cannot sustain the weight Tarver places

upon it, in the light of the panel’s explicit

statement that “Alabama courts have not

consistently applied a procedural bar to

Batson claims asserted in state collateral

petitions where the defendant had raised a

Swain objection at trial.” Id. More

important, the Cochran court was not

faced with a case where no Swain objection

was made at trial; and, therefore, they

could make no binding decision about such

a case. See New Port Largo, Inc. v. Monroe

County, 985 F.2d 1488, 1500 (11th Cir. 1993)

(Edmondson, J., concurring), cited with

approval in Combs v. Plantation Patterns,

106 F.3d 1519, 1533 (11th Cir. 1997).

We cannot say that Alabama courts

have been inconsistent in applying the

procedural default rule to cases, like

Tarver’s, that is, where no Swain objection

was made at trial. Tarver cites to no case

(and we can find none) in which an

Alabama court ignored the procedural bar

and decided a Batson claim when no Swain

2

objection was made at trial. Batson

claims not raised at trial have been

procedurally defaulted. See, e.g., Ross v. State,

581 So.2d 495, 496 (Ala. 1991) (citing cases);

2 Tarver cites Watkins v. State, 632 So.2d 555 (Ala. Crim. App. 1992), and cases cited by Watkins, to say that “Alabama courts have not strictly or consistently applied the procedural default rule to Batson claims.” The pertinent cases are distinguishable because they all involved Batson claims raised on direct appeal, and most involved plain error review.

Bonner v. State, 564 So.2d 99, 99 (Ala.

Crim. App. 1990).

We also reject Tarver’s argument that

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Related

Combs v. Plantation Patterns
106 F.3d 1519 (Eleventh Circuit, 1997)
Reece v. United States
119 F.3d 1462 (Eleventh Circuit, 1997)
Sims v. Singletary
155 F.3d 1297 (Eleventh Circuit, 1998)
Mills v. Singletary
161 F.3d 1273 (Eleventh Circuit, 1998)
Swain v. Alabama
380 U.S. 202 (Supreme Court, 1965)
Giglio v. United States
405 U.S. 150 (Supreme Court, 1972)
Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
Smith v. Murray
477 U.S. 527 (Supreme Court, 1986)
Griffith v. Kentucky
479 U.S. 314 (Supreme Court, 1987)
Burger v. Kemp
483 U.S. 776 (Supreme Court, 1987)
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587 F.2d 678 (Fifth Circuit, 1979)
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