Szilvassy v. United States

71 F.R.D. 589, 23 Fed. R. Serv. 2d 871, 1976 U.S. Dist. LEXIS 14161
CourtDistrict Court, S.D. New York
DecidedJuly 13, 1976
DocketNo. 73 Civ. 4272 (CHT)
StatusPublished
Cited by3 cases

This text of 71 F.R.D. 589 (Szilvassy v. United States) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Szilvassy v. United States, 71 F.R.D. 589, 23 Fed. R. Serv. 2d 871, 1976 U.S. Dist. LEXIS 14161 (S.D.N.Y. 1976).

Opinion

TENNEY, District Judge.

Defendant, the United States of America (“the Government”), seeks an order of this Court dismissing the complaint in this action pursuant to Rules 37(b) and (d) of the Federal Rules of Civil Procedure as a result of plaintiff’s alleged obstruction of the defendant’s attempts to conduct discovery. Additionally, the Government seeks an order awarding expenses including, but not limited to, attorney’s fees against plaintiff and/or his attorneys incidental to the making of this motion. For the reasons set forth below, the motion to dismiss the complaint is denied and the motion for the assessment of expenses is granted.

■The Government, in support of its motion, contends that plaintiff has failed to comply properly with the Court’s order directing plaintiff to answer fully all interrogatories and to respond to requests for documents; that plaintiff has failed to reasonably supplement those responses he has made, as otherwise required pursuant to Rule 26(e) of the Federal Rules of Civil Procedure; that plaintiff has specifically failed to turn over medical information which he elsewhere stated that he had turned over; that plaintiff has failed to execute the normal medical information release forms requested of him; and most significantly, that plaintiff has failed to appear at his own properly noticed deposition. The Government contends that the combined impact of these actions has so obstructed the discovery process in this case that a dismissal of the complaint or, at the very least, the imposition of costs is proper.

Plaintiff’s counsel, in opposing the Government’s motion, have stated that they have made a good faith effort to answer all interrogatories. They further state that their failure to produce plaintiff for his deposition was the result of the dissolution of their law firm and the general disruptive effect which the dissolution had on their caseload during this period. Plaintiff claims finally that no prejudice has accrued to the Government as a result of these difficulties with the discovery process.

The following facts are uncontroverted: this is a personal injury action brought under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b) and 2671 et seq., wherein plaintiff claims that he was injured when struck by a United States Postal Service vehicle while crossing a street. The action was commenced on October 11, 1973.

Defendant first served interrogatories and requests for documents on plaintiff’s attorneys on April 19, 1974. The return date of the interrogatories was extended by stipulation and, on June 7, 1974, plaintiff’s answers were served. The Government found the responses to be inadequate. The parties then attempted to resolve their difficulties amicably but failed in this effort. [591]*591Thereafter, on August 27,1974, the Government moved to compel answers to the interrogatories. The motion was resolved in favor of the Government on September 16, 1974, the Court stating that plaintiff must

“answer fully each and every [one] of defendant’s interrogatories and produce for inspection each and every document requested by defendant, and serve said answers and documents on defendant no later than the 16th day of September, 1974.”

The above order was amended to allow answers by October 25,1974. Once again, the Government found the responses to be inadequate and the documents produced also deficient.

The Government, on November 19, 1975, noticed the plaintiff for a physical examination to be conducted on December 8, 1975. At the same time the Government, by letter dated November 19, 1975, requested that plaintiff execute hospital record release forms authorizing both Bellevue and Beth Israel Hospitals to release plaintiff’s hospital records. It was the Government’s intention to use these records in preparation for plaintiff’s physical examination. After the above correspondence and a subsequent telephone contact, no response from plaintiff was forthcoming and, on December 5, 1975, the Government noticed the depositions of Beth Israel Hospital for December 16, 1975, and Bellevue' Hospital for December 18, 1975. Plaintiff failed to appear for his physical examination on December 8. Several telephonic communications followed and, by letter dated December 11, 1975, the Government rescheduled the examination for December 22, 1975. Plaintiff’s counsel then called the Government on December 15, 1975, and requested an adjournment of the Beth Israel deposition scheduled for the next day. Since the deposition had been brought on by subpoena and set for a time certain, the Government felt obliged to go forward as scheduled and declined the request for an adjournment. Plaintiff’s counsel stated that he would attend the deposition and that plaintiff would attend the rescheduled physical exam on December 22. Plaintiff’s counsel did not appear at either of the depositions. Plaintiff did appear for his physical examination on December 22, 1975.

During the course of plaintiff’s physical examination a previously undisclosed medical report written by plaintiff’s physician was produced and it was learned that plaintiff had been examined again on December 19,1975, and further x-rays taken. In light of these revelations and the fact that the Government had, on December 8, 1975, noticed plaintiff’s deposition for January 14, 1976, the Government contacted plaintiff’s counsel on several occasions to remind plaintiff’s counsel of their duty both pursuant to Rule 26(e) of the Federal Rules of Civil Procedure and the previous order of this Court to seasonably supplement their responses, including answers to interrogatories and requested document production. Also, medical release forms were once again requested. At the time of filing of the instant motion on January 26, 1976, no updated responses nor medical releases had been received by the Government.

As mentioned previously, plaintiff’s deposition had been noticed for January 14, 1976. In its letters of December 11 and December 23, 1975, the Government reminded plaintiff’s counsel of this commitment. On the 13th of January, however, a secretary in the office of plaintiff’s counsel telephoned counsel for the Government and requested a two week adjournment of the deposition. A series of phone calls followed with the representative of plaintiff’s counsel explaining that two of the lawyers in the firm were called to a trial in the Eastern District of New York and counsel for the Government refusing to adjourn the deposition at the eleventh hour. At the appointed hour of the deposition, no representative appeared on behalf of plaintiff. When counsel for the Government returned to his office he found a letter dated January 13, 1976, signed by the secretary to plaintiff’s counsel stating that the deposition could not go forward as scheduled since plaintiff’s counsel were engaged in a trial in the Eastern District.

[592]

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Related

Allen v. Smith
390 So. 2d 1300 (Supreme Court of Louisiana, 1980)
Szilvassy v. United States
82 F.R.D. 752 (S.D. New York, 1979)
Golleher v. Horton
583 P.2d 260 (Court of Appeals of Arizona, 1978)

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Bluebook (online)
71 F.R.D. 589, 23 Fed. R. Serv. 2d 871, 1976 U.S. Dist. LEXIS 14161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/szilvassy-v-united-states-nysd-1976.