Sylvester Hooks v. State of Florida

236 So. 3d 1122
District Court of Appeal of Florida·Decided December 5, 2017·No. 16-0370·Published·Cited by 3 cases

Opinion

IN THE DISTRICT COURT OF APPEAL FIRST DISTRICT, STATE OF FLORIDA

SYLVESTER HOOKS, NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND Appellant, DISPOSITION THEREOF IF FILED

v. CASE NOS. 1D16-0368, 1D16-0369 & 1D16-0370

STATE OF FLORIDA,

Appellee.

_____________________________/ Opinion filed December 6, 2017.

An appeal from the Circuit Court for Leon County. Terry P. Lewis, Judge.

Andy Thomas, Public Defender, Kasey Lacey, Assistant Public Defender, Steven Seliger, Assistant Public Defender, and Danielle Jorden, Assistant Public Defender, Tallahassee, for Appellant.

Pamela Jo Bondi, Attorney General, Jason Rodriguez, Assistant Attorney General, and Jennifer J. Moore, Assistant Attorney General, Tallahassee, for Appellee.

WINOKUR, J.

Sylvester Hooks appeals his conviction and his judgment and sentence upon violation of probation, raising two issues: whether the trial court erred by conducting an inadequate Faretta 1 inquiry, and whether the trial court erred by denying Hooks’

1 Faretta v. California, 422 U.S. 806 (1975).

motion to suppress evidence. We affirm, but write to address Hooks’ claim that the trial court’s Faretta inquiry was insufficient.

I.

Prior to trial on two counts2 and on violation of probation, Hooks informed the trial court that he wished to represent himself. The trial court had Hooks read, initial, and sign a form entitled “Self-Representation Advisory Form/Trial” (“the form”). The trial court then asked if Hooks read over the form carefully. Hooks answered in the affirmative. The trial court then proceeded to reiterate the disadvantages of self-representation and that Hooks had to make a voluntary and knowing decision to do so. The trial court then asked if Hooks still wanted to waive his right to counsel. Hooks again answered in the affirmative. The trial court then discharged Hooks’ counsel, but allowed her to remain as standby counsel.

Immediately before trial commenced, the trial court once again asked Hooks if he still wanted to represent himself. After speaking to his standby counsel, Hooks replied affirmatively. Hooks then represented himself throughout the trial and probation violation proceedings. The jury found Hooks guilty as charged. The trial court sentenced Hooks accordingly, and found Hooks guilty of violating probation, revoked probation, and sentenced him on those charges as well.

2 Possession of Pyrrolidinovalerophenone with intent to sell within 1,000 feet of a community center, and possession of cannabis with intent to sell within 1,000 feet of a community center.

II.

Hooks never objected to the sufficiency of the Faretta inquiry at trial.

However, a deficient Faretta inquiry constitutes fundamental error that can be raised for the first time on appeal. See Curtis v. State, 32 So. 3d 759, 761 (Fla. 2d DCA 2010).

A.

“Under the United States Supreme Court’s ruling in Faretta, an accused has the right to self-representation at trial.” Tennis v. State, 997 So. 2d 375, 377 (Fla. 2008). “A defendant’s choice to invoke this right ‘must be honored out of that respect for the individual which is the lifeblood of the law.’” Id. at 377-78 (quoting Faretta, 422 U.S. at 834). A defendant “must be free personally to decide whether in his particular case counsel is to his advantage.” Faretta, 422 U.S. at 834. As such, “the Sixth and Fourteenth Amendments include a ‘constitutional right to proceed without counsel when’ a criminal defendant ‘voluntarily and intelligently elects to do so.’” Indiana v. Edwards, 554 U.S. 164, 170 (2008) (quoting Faretta, 422 U.S. at 807). A defendant who expresses a desire to self-represent must “knowingly and intelligently” do so, and the trial court should make the defendant “aware of the dangers and disadvantages of self-representation.” Faretta, 422 U.S. at 835. The Court’s purpose in requiring such an inquiry is to ensure that a defendant who

chooses self-representation does so “with eyes open.” Id. (quoting Adams v. U.S. ex rel. McCann, 317 U.S. 269, 279 (1943)).

Central to the Faretta Court’s rationale is the view that forced representation is constitutionally proscribed. Indeed, the Court viewed the issue through that lens from the outset.3 Accordingly, the Court found that “a defendant need not himself have the skill and experience of a lawyer in order competently and intelligently to choose self-representation.” Id. at 835.

The United States Supreme Court revisited Faretta in Godinez v. Moran. 509 U.S. 389 (1993). The Court held that the competency standard for pleading guilty or waiving the right to counsel was not higher than the standard for competency to stand trial. Id. at 391. Specifically, the Court held that whether defendants may be permitted to represent themselves is a “two-part inquiry:” first, the trial court establishes that a defendant is competent; and second, the trial court determines that a waiver of counsel is “knowing and voluntary.” Id. at 401. “The focus of a competency inquiry is the defendant’s mental capacity; the question is whether he has the ability to understand the proceedings.” Id. at 401 n.12. “The purpose of the ‘knowing and voluntary’ inquiry, by contrast, is to determine whether the defendant

3 See id. at 807 (Succinctly stating that the issue before the Court “is whether a State may constitutionally hale a person into its criminal courts and there force a lawyer upon him, even when he insists that he wants to conduct his own defense. It is not an easy question, but we have concluded that a State may not constitutionally do so.”).

actually does understand the significance and consequences of a particular decision and whether the decision is uncoerced.” Id. However, the trial court need not make an explicit determination of competency before a defendant may exercise the right to self-representation. See id. at 401 n.13 (holding that a court is not “required to make a competency determination in every case in which the defendant seeks to . . . waive his right to counsel;” “[A] competency determination is necessary only when a court has reason to doubt the defendant’s competence.” (citing Drope v. Missouri, 420 U.S. 162, 180-81 (1975); Pate v. Robinson, 383 U.S. 375, 385 (1966))).

B.

A review of the history of Florida Rule of Criminal Procedure 3.111(d) is helpful in understanding Florida courts’ application of Faretta. In 1972, the Florida Supreme Court adopted Florida Rule of Criminal Procedure 3.111, entitled “Providing Counsel to Indigents,” which established procedures for appointment of counsel to indigent defendants. In re Florida Rules of Criminal Procedure, 272 So. 2d 65 (Fla. 1972). The rule addressed a defendant’s waiver of appointed counsel as follows:

No waiver shall be accepted where it appears that the defendant is unable to make an intelligent and understanding choice because of his mental condition, age, education, experience, the nature or complexity of the case, or other factors.

Fla. R. Crim. P. 3.111(d)(3) (1973). Two years after this rule became effective, the United States Supreme Court decided Faretta, which, as stated, recognized that a defendant has the right to self-representation. But based on Rule 3.111(d), Florida courts held that a trial court must make specific inquiry on the record relating to the defendant’s age, ability to read and write, education, and other factors, before a waiver of counsel was deemed sufficient. See e.g. Wilson v. State, 724 So. 2d 144, 145 (Fla. 1st DCA 1998); Gillyard v. State, 704 So. 2d 165 (Fla. 2d DCA 1997); Smith v. State, 512 So. 2d 291 (Fla. 1st DCA 1987). By mandating these specific questions, these cases suggested that a court had an obligation to deny a request for self-representation unless the defendant was sufficiently aged, educated, and literate, to handle self-representation, seemingly in conflict with Faretta.

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Sylvester Hooks v. State of Florida, 236 So. 3d 1122 (Fla. Ct. App. 2017).

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