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3 4 5 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON 6
7 KENNETH S., NO: 1:21-CV-3016-TOR 8 Plaintiff, ORDER DENYING PLAINTIFF’S 9 v. MOTION FOR SUMMARY JUDGMENT AND GRANTING 10 COMMISSIONER OF SOCIAL DEFENDANT’S MOTION FOR SECURITY, SUMMARY JUDGMENT 11 Defendant. 12
13 BEFORE THE COURT are the parties’ cross motions for summary 14 judgment (ECF Nos. 19, 20). The motions were submitted for consideration 15 without oral argument. The Court has reviewed the administrative record and the 16 parties’ completed briefing and is fully informed. For the reasons discussed below, 17 Plaintiff’s Motion for Summary Judgment (ECF No. 19) is DENIED, and 18 Defendant’s Motion for Summary Judgment (ECF No. 20) is GRANTED. 19 // 20 // 1 JURISDICTION 2 The Court has jurisdiction over this case pursuant to 42 U.S.C. § 405(g).
3 STANDARD OF REVIEW 4 A district court’s review of a final decision of the Commissioner of Social 5 Security is governed by 42 U.S.C. § 405(g). The scope of review under § 405(g) is
6 limited: the Commissioner’s decision will be disturbed “only if it is not supported 7 by substantial evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 8 1158 (9th Cir. 2012) (citing 42 U.S.C. § 405(g)). “Substantial evidence” means 9 relevant evidence that “a reasonable mind might accept as adequate to support a
10 conclusion.” Id. at 1159 (quotation and citation omitted). Stated differently, 11 substantial evidence equates to “more than a mere scintilla[,] but less than a 12 preponderance.” Id. In determining whether this standard has been satisfied, a
13 reviewing court must consider the entire record as a whole rather than searching 14 for supporting evidence in isolation. Id. 15 In reviewing a denial of benefits, a district court may not substitute its 16 judgment for that of the Commissioner. If the evidence in the record “is
17 susceptible to more than one rational interpretation, [the court] must uphold the 18 ALJ’s findings if they are supported by inferences reasonably drawn from the 19 record.” Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (citation omitted).
20 Further, a district court “may not reverse an ALJ’s decision on account of an error 1 that is harmless.” Id. An error is harmless “where it is inconsequential to the 2 [ALJ’s] ultimate nondisability determination.” Id. at 1115 (quotation and citation
3 omitted). The party appealing the ALJ’s decision generally bears the burden of 4 establishing that it was harmed. Shinseki v. Sanders, 556 U.S. 396, 409–10 (2009). 5 FIVE-STEP SEQUENTIAL EVALUATION PROCESS
6 A claimant must satisfy two conditions to be considered “disabled” within 7 the meaning of the Social Security Act. First, the claimant must be “unable to 8 engage in any substantial gainful activity by reason of any medically determinable 9 physical or mental impairment which can be expected to result in death or which
10 has lasted or can be expected to last for a continuous period of not less than twelve 11 months.” 42 U.S.C. § 423(d)(1)(A). Second, the claimant’s impairment must be 12 “of such severity that he is not only unable to do his previous work[,] but cannot,
13 considering his age, education, and work experience, engage in any other kind of 14 substantial gainful work which exists in the national economy.” 42 U.S.C. 15 § 423(d)(2)(A). 16 The Commissioner has established a five-step sequential analysis to
17 determine whether a claimant satisfies the above criteria. See 20 C.F.R. § 18 404.1520(a)(4)(i)–(v). At step one, the Commissioner considers the claimant’s 19 work activity. 20 C.F.R. § 404.1520(a)(4)(i). If the claimant is engaged in
20 “substantial gainful activity,” the Commissioner must find that the claimant is not 1 disabled. 20 C.F.R. § 404.1520(b). 2 If the claimant is not engaged in substantial gainful activities, the analysis
3 proceeds to step two. At this step, the Commissioner considers the severity of the 4 claimant’s impairment. 20 C.F.R. § 404.1520(a)(4)(ii). If the claimant suffers 5 from “any impairment or combination of impairments which significantly limits
6 [his or her] physical or mental ability to do basic work activities,” the analysis 7 proceeds to step three. 20 C.F.R. § 404.1520(c). If the claimant’s impairment 8 does not satisfy this severity threshold, however, the Commissioner must find that 9 the claimant is not disabled. Id.
10 At step three, the Commissioner compares the claimant’s impairment to 11 several impairments recognized by the Commissioner to be so severe as to 12 preclude a person from engaging in substantial gainful activity. 20 C.F.R. §
13 404.1520(a)(4)(iii). If the impairment is as severe, or more severe than one of the 14 enumerated impairments, the Commissioner must find the claimant disabled and 15 award benefits. 20 C.F.R. § 404.1520(d). 16 If the severity of the claimant’s impairment does meet or exceed the severity
17 of the enumerated impairments, the Commissioner must pause to assess the 18 claimant’s “residual functional capacity.” Residual functional capacity (“RFC”), 19 defined generally as the claimant’s ability to perform physical and mental work
20 activities on a sustained basis despite his or her limitations (20 C.F.R. § 1 404.1545(a)(1)), is relevant to both the fourth and fifth steps of the analysis. 2 At step four, the Commissioner considers whether, in view of the claimant’s
3 RFC, the claimant is capable of performing work that he or she has performed in 4 the past (“past relevant work”). 20 C.F.R. § 404.1520(a)(4)(iv). If the claimant is 5 capable of performing past relevant work, the Commissioner must find that the
6 claimant is not disabled. 20 C.F.R. § 404.1520(f). If the claimant is incapable of 7 performing such work, the analysis proceeds to step five. 8 At step five, the Commissioner considers whether, in view of the claimant’s 9 RFC, the claimant is capable of performing other work in the national economy.
10 20 C.F.R. § 404.1520(a)(4)(v). In making this determination, the Commissioner 11 must also consider vocational factors such as the claimant’s age, education and 12 work experience. Id. If the claimant is capable of adjusting to other work, the
13 Commissioner must find that the claimant is not disabled. 20 C.F.R. § 14 404.1520(g)(1). If the claimant is not capable of adjusting to other work, the 15 analysis concludes with a finding that the claimant is disabled and is therefore 16 entitled to benefits. Id.
17 The claimant bears the burden of proof at steps one through four above. 18 Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1228 (9th Cir. 2009). If the 19 analysis proceeds to step five, the burden shifts to the Commissioner to establish
20 that (1) the claimant is capable of performing other work; and (2) such work 1 “exists in significant numbers in the national economy.” 20 C.F.R. § 416.1560(c); 2 Beltran v. Astrue, 700 F.3d 386, 389 (9th Cir. 2012).
3 ALJ’S FINDINGS 4 Plaintiff applied for a period of disability and disability insurance benefits on 5 August 27, 2015, alleging disability beginning August 1, 2014. Tr. 15. The claim
6 was denied initially on November 6, 2015, and upon reconsideration on February 7 17, 2016. Id. Plaintiff requested a hearing. Id. A telephonic hearing was held 8 before an administrative law judge (“ALJ”) on July 12, 2018. Id. At the hearing, 9 Plaintiff amended the alleged disability onset date to March 29, 2015. Tr. 86. On
10 July 31, 2018, the ALJ denied Plaintiff’s claim. Tr. 26. The Appeals Council 11 denied review on April 22, 2019. Tr. 1. 12 Plaintiff appealed the ALJ’s decision to this Court. Tr. 1097. The Court
13 remanded the matter to the Social Security Administration for further proceedings 14 on February 3, 2020. Tr. 1107. Plaintiff appeared at as subsequent telephonic 15 hearing on October 15, 2020. Tr. 1037. The ALJ again denied Plaintiff’s claim on 16 November 13, 2020. Tr. 1046. The ALJ’s decision became the final decision and
17 is subject to judicial review. 20 C.F.R. § 404.981. 18 As a threshold matter, the ALJ found Plaintiff met the insured status 19 requirements of the Social Security Act through December 31, 2019. Tr. 1039. At
20 step one, the ALJ found that Plaintiff had not engaged in substantial gainful 1 activity since March 29, 2015, the amended alleged onset date. Tr. 1040. At step 2 two, the ALJ found that Plaintiff had the following severe impairments: lumbar
3 degenerative disc disease, left thumb amputation, alcohol use disorder, and 4 cannabis use disorder. Id. At step three, the ALJ found Plaintiff did not have an 5 impairment or combination of impairments that meets or medically equals the
6 severity of one of the listed impairments. Tr. 18. The ALJ then determined 7 Plaintiff has the residual functioning capacity to perform light work except as 8 follows: 9 [H]e needs a sit/stand option at will provided in the workplace; he is capable of engaging in unskilled, repetitive routine tasks in two hour increments; he 10 is capable of frequent handling and fingering with the dominant left hand; he is capable of occasional stooping; and he is limited to no crouching, 11 crawling, kneeling, climbing ramps, stairs, ropes, ladders, and scaffolds.
12 Tr. 1040. 13 At step four, the ALJ found Plaintiff could not perform past relevant work. 14 Tr. 1044. At step five, the ALJ determined that Plaintiff’s ability to perform a full 15 range of light work is “impeded by additional limitations” and sought testimony 16 from a vocational expert as to the “extent to which these limitations erode the 17 unskilled light occupational base[.]” Tr. 1045. The vocational expert testified that 18 an individual with Plaintiff’s RFC, age, and background would be able to perform 19 the requirements of the following representative light work occupations that exist
20 in significant numbers in the national economy: Office Helper, with 74,100 jobs in 1 the national economy; Storage Rental Clerk, with 43,200 jobs in the national 2 economy; and Marking Clerk, with 271,400 jobs in the national economy. Tr.
3 1060–61. The vocational expert noted that a sit/stand option was not specifically 4 delineated in the Dictionary of Occupational Titles; therefore, the vocational expert 5 supplemented his answer based on his own education, training, and experience.
6 Tr. 1061. Accordingly, the ALJ determined that Plaintiff has not been under a 7 disability from March 29, 2015 through December 31, 2019. Tr. 1045. 8 ISSUES 9 Plaintiff seeks judicial review of the ALJ’s final decision denying his
10 disability insurance benefits under Title II of the Social Security Act. Plaintiff 11 raises the following issues: 12 1. Whether the ALJ fairly and fully developed the record;
13 2. Whether the ALJ properly considered Plaintiff’s subjective symptom 14 testimony; 15 3. Whether the ALJ properly weighed the medical opinion of Dr. Bauer; and 16 4. Whether the ALJ properly applied the Grid Rules at step five.
17 ECF No. 19 at 2. 18 DISCUSSION 19 A. Record Development
20 Plaintiff argues the ALJ erred by failing to fully and fairly develop the 1 record with regard to Plaintiff’s manipulative limitations following the amputation 2 of a portion of his left thumb. ECF Nos. 19 at 6–8; 21 at 2–3. Specifically,
3 Plaintiff argues the ALJ should have ordered a consultative medical evaluation to 4 assess Plaintiff’s manipulative limitations. ECF Nos. 19 at 8; 21 at 2. 5 While a claimant ultimately bears the burden of establishing his disability,
6 the ALJ has an affirmative duty to supplement the medical record to the extent it is 7 incomplete. Webb v. Barnhart, 433 F.3d 683, 687 (9th Cir. 2005). The ALJ has a 8 special duty to fully and fairly develop the record and to assure that the claimant's 9 interests are considered. Id. (quotation and citation omitted). The ALJ’s duty to
10 develop the record is triggered by ambiguous evidence or the ALJ’s own finding 11 that the record is “inadequate to allow for proper evaluation of the evidence.” 12 Tonapetyan v. Halter, 242 F.3d 1144, 1150 (9th Cir. 2001). The ALJ may
13 supplement an inadequate medical record by ordering a consultative examination. 14 Reed v. Massanari, 270 F.3d 838, 843 (9th Cir. 2001). 15 Here, the ALJ did not make a finding that the record was inadequate or 16 incomplete or that the evidence in the record was ambiguous. In his original
17 decision, the ALJ noted Plaintiff underwent “amputation of the tip of the left distal 18 thumb” in September 2017 after a fall resulted in a severe infection. Tr. 1076. The 19 ALJ also noted that Plaintiff reported his thumb felt much better following the
20 surgery. Id. (citing Tr. 580). On remand, the ALJ was instructed to further 1 develop the record with respect to Plaintiff’s left-hand limitations following the 2 amputation surgery. The ALJ reviewed additional medical records and concluded
3 Plaintiff’s hand limitations were not as severe as Plaintiff claimed. Tr. 1042–43. 4 For example, Plaintiff reported in January 2018, he was able to engage with 5 normal household chores and work on his car. Tr. 1042. In November 2019,
6 Plaintiff reported engaging weekly with his hobbies, which included camping and 7 fishing. Tr. 1043. Beyond the initial surgery follow-up records, the ALJ noted 8 there were no other hand-related complaints in Plaintiff’s records. Id.; see, e.g., Tr. 9 1241, 1279, 1312, 1329. Additionally, Plaintiff denied any sensory, coordination,
10 or motor strength problems. Tr. 1043. 11 Plaintiff argues an additional medical opinion was necessary to determine 12 whether Plaintiff’s RFC was compatible with the available jobs identified by the
13 vocational expert. ECF No. 19 at 7. However, Plaintiff fails to identify how the 14 evidence relied upon by the ALJ was ambiguous or incomplete. Notably, Plaintiff 15 did not renew his request for a consultative medical expert at the subsequent 16 hearing. ECF No. 20 at 3 n.3. Because the ALJ did not find the record was
17 incomplete or ambiguous, the duty to further develop the record was not triggered. 18 The Court finds the ALJ properly considered Plaintiff’s left-hand limitations based 19 on the evidence in the record and properly concluded Plaintiff’s limitations were
20 not as severe as Plaintiff claimed. Where the ALJ’s interpretation of the record is 1 reasonable, as it is here, it should not be second-guessed. Rollins v. Massanari, 2 261 F.3d 853, 857 (9th Cir. 2001). The ALJ provided clear and convincing
3 reasons supported by substantial evidence regarding his assessment of Plaintiff’s 4 left-hand limitations. 5 B. Plaintiff’s Subjective Symptom Testimony
6 Plaintiff contends the ALJ failed to rely on clear and convincing reasons to 7 discredit Plaintiff’s subjective symptom testimony. ECF Nos. 19 at 8–15; 21 at 3– 8 4. 9 An ALJ engages in a two-step analysis to determine whether to discount a
10 claimant’s testimony regarding subjective symptoms. SSR 16-3p, 2016 WL 11 1119029, at *2. “First, the ALJ must determine whether there is ‘objective 12 medical evidence of an underlying impairment which could reasonably be
13 expected to produce the pain or other symptoms alleged.’” Molina, 674 F.3d at 14 1112 (quoting Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009)). “The 15 claimant is not required to show that [the claimant’s] impairment ‘could reasonably 16 be expected to cause the severity of the symptom [the claimant] has alleged; [the
17 claimant] need only show that it could reasonably have caused some degree of the 18 symptom.’” Vasquez, 572 F.3d at 591 (quoting Lingenfelter v. Astrue, 504 F.3d 19 1028, 1035–36 (9th Cir. 2007)).
20 Second, “[i]f the claimant meets the first test and there is no evidence of 1 malingering, the ALJ can only reject the claimant’s testimony about the severity of 2 the symptoms if [the ALJ] gives ‘specific, clear and convincing reasons’ for the
3 rejection.” Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (citations 4 omitted). General findings are insufficient; rather, the ALJ must identify what 5 symptom claims are being discounted and what evidence undermines these claims.
6 Id. (quoting Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1995)); Thomas v. 7 Barnhart, 278 F.3d 947, 958 (9th Cir. 2002) (requiring the ALJ to sufficiently 8 explain why he or she discounted claimant’s symptom claims). “The clear and 9 convincing [evidence] standard is the most demanding required in Social Security
10 cases.” Garrison v. Colvin, 759 F.3d 995, 1015 (9th Cir. 2014) (quoting Moore v. 11 Comm’r of Soc. Sec. Admin., 278 F.3d 920, 924 (9th Cir. 2002)). 12 Factors to be considered in evaluating the intensity, persistence, and limiting
13 effects of a claimant’s symptoms include: (1) daily activities; (2) the location, 14 duration, frequency, and intensity of pain or other symptoms; (3) factors that 15 precipitate and aggravate the symptoms; (4) the type, dosage, effectiveness, and 16 side effects of any medication an individual takes or has taken to alleviate pain or
17 other symptoms; (5) treatment, other than medication, an individual receives or has 18 received for relief of pain or other symptoms; (6) any measures other than 19 treatment an individual uses or has used to relieve pain or other symptoms; and (7)
20 any other factors concerning an individual’s functional limitations and restrictions 1 due to pain or other symptoms. SSR 16-3p, 2016 WL 1119029, at *7–8; 20 C.F.R. 2 § 404.1529(c). The ALJ is instructed to “consider all of the evidence in an
3 individual’s record,” “to determine how symptoms limit ability to perform work- 4 related activities.” SSR 16-3p, 2016 WL 1119029, at *2. 5 The ALJ found Plaintiff’s impairments could reasonably be expected to
6 cause the alleged symptoms; however, Plaintiff’s statements concerning the 7 intensity, persistence, and limiting effects of those symptoms were not entirely 8 consistent with the evidence. Tr. 1041. In arriving at this conclusion, the ALJ 9 considered several of the factors described above.
10 As to the intensity and persistence of Plaintiff’s impairments, the ALJ found 11 the objective medical evidence did not support the degree of impairment Plaintiff 12 alleges. Tr. 1041, 21. The Court did not challenge the ALJ’s initial findings
13 regarding Plaintiff’s physical symptoms; thus, the ALJ incorporated the original 14 findings into the subsequent decision. Tr. 1042. Regarding Plaintiff’s alleged 15 chronic back pain, the examination records reflected normal or near-normal range 16 of motion for the lumbar spine with only mild paraspinal tenderness, and normal
17 gait and balance. Tr. 321, 754, 807, 1358, 1366. In July 2015 and June 2016, 18 Plaintiff denied any back pain or indicated it was managed. Tr. 323, 361. In May 19 2018, Plaintiff rated his back pain a three out of ten, with ten being the worst. Tr.
20 1028. While an ALJ may not discredit a claimant’s symptom testimony and deny 1 benefits solely because the degree of the symptoms alleged is not supported by 2 objective medical evidence, such objective medical evidence is still a relevant
3 factor. Rollins, 261 F.3d at 857; Bunnell v. Sullivan, 947 F.2d 341, 346–47 (9th 4 Cir. 1991); Fair v. Bowen, 885 F.2d 597, 601 (9th Cir. 1989); Burch v. Barnhart, 5 400 F.3d 676, 680 (9th Cir. 2005).
6 Regarding Plaintiff’s mobility issues and his alleged dependency on a cane, 7 exam records generally reflected normal gait and/or agile movement. Tr. 580, 8 586–87, 790, 808, 945, 947, 953. Moreover, the first medical reference to 9 Plaintiff’s cane use was in January 2018, and the reference appears to be Plaintiff’s
10 own self-reported use. Tr. 1033. The exam notes from that same day reflected 11 some diminished strength in his left knee, but otherwise Plaintiff demonstrated 12 normal strength and reflexes. Id. Plaintiff regularly denied loss of strength,
13 sensory changes, or balance problems. Tr. 1358, 1366, 1371. Finally, the ALJ 14 found Plaintiff’s later reports of engaging in fishing and camping contravened his 15 alleged mobility issues. Tr. 1042. 16 The ALJ also found the medical findings regarding Plaintiff’s left-hand
17 limitations were inconsistent with the alleged impairments. For example, the 18 follow-up exams after the amputation surgery revealed normal healing. See, e.g., 19 Tr. 580–81, 955. Thereafter, Plaintiff evidently did not report any difficulties with
20 his hand to providers because there are no treatment notes reflecting left-hand pain. 1 Tr. 1043. 2 As to Plaintiff’s daily activities, Plaintiff indicated he was able to engage in
3 household chores and hobbies when his pain was controlled by medication. Tr. 4 1028, 1362. Plaintiff also indicated he was able to lift light to medium weights if 5 they were positioned conveniently. Tr. 1359. While the Ninth Circuit has
6 cautioned against reliance on “certain daily activities, such as grocery shopping, 7 driving a car, or limited walking for exercise” to discount a plaintiff’s symptom 8 allegations, the ALJ here considered other factors and found additional reasons for 9 discrediting Plaintiff’s subjective symptom testimony. Vertigan v. Halter, 260
10 F.3d 1044, 1050 (9th Cir. 2001). 11 Concerning medication efficacy, Plaintiff indicated in April 2015 that his 12 back pain was stable while taking Percocet. Tr. 320. In July 2015, Plaintiff
13 described his back pain as manageable. Tr. 323. As noted above, Plaintiff also 14 stated he was able to engage in daily activities when on pain medication. Tr. 1028, 15 1362. “Impairments that can be controlled effectively with medication are not 16 disabling.” Warre v. Comm’r, 439 F.3d 1001, 1006 (9th Cir. 2006) (citations
17 omitted). 18 Plaintiff’s argument that the ALJ’s findings are not supported by substantial 19 evidence is unpersuasive. An ALJ cannot present every single document in the
20 record that supports his findings; rather, the ALJ must rely on examples from the 1 broader record to support his conclusions. See Garrison, 759 F.3d at 1018. That is 2 precisely what the ALJ here has done. “[T]he key question is not whether there is
3 substantial evidence that could support a finding of disability, but whether there is 4 substantial evidence to support the Commissioner’s actual finding.” Jamerson v. 5 Chater, 112 F.3d 1064, 1067 (9th Cir. 1997). The Court finds the ALJ provided
6 clear and convincing reasons supported by substantial evidence in the record to 7 discount Plaintiff’s subjective symptom testimony. 8 C. Medical Opinion of Dr. Bauer 9 Plaintiff challenges the ALJ’s evaluation of the medical opinion of
10 Plaintiff’s treating physician, Mark Bauer, M.D. ECF No. 19 at 15–17. 11 There are three types of physicians: “(1) those who treat the claimant 12 (treating physicians); (2) those who examine but do not treat the claimant
13 (examining physicians); and (3) those who neither examine nor treat the claimant 14 [but who review the claimant's file] (nonexamining [or reviewing] physicians).” 15 Holohan v. Massanari, 246 F.3d 1195, 1201–02 (9th Cir. 2001) (citations omitted). 16 Generally, the opinion of a treating physician carries more weight than the opinion
17 of an examining physician, and the opinion of an examining physician carries more 18 weight than the opinion of a reviewing physician. Id. In addition, the 19 Commissioner’s regulations give more weight to opinions that are explained than
20 to opinions that are not, and to the opinions of specialists on matters relating to 1 their area of expertise over the opinions of non-specialists. Id. (citations omitted). 2 If a treating or examining physician’s opinion is uncontradicted, an ALJ may
3 reject it only by offering “clear and convincing reasons that are supported by 4 substantial evidence.” Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005). 5 “However, the ALJ need not accept the opinion of any physician, including a
6 treating physician, if that opinion is brief, conclusory, and inadequately supported 7 by clinical findings.” Bray, 554 F.3d at 1228 (internal quotation marks and 8 brackets omitted). “If a treating or examining doctor’s opinion is contradicted by 9 another doctor’s opinion, an ALJ may only reject it by providing specific and
10 legitimate reasons that are supported by substantial evidence.” Id. (citing Lester, 11 81 F.3d at 830–831). The opinion of a nonexamining physician may serve as 12 substantial evidence if it is supported by other independent evidence in the record.
13 Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995). 14 Dr. Bauer was a treating physician who saw Plaintiff in January 2018. Tr. 15 1032. Relevant factors to evaluating any medical opinion include the amount of 16 relevant evidence that supports the opinion, the quality of the explanation provided
17 in the opinion, and the consistency of the medical opinion with the record as a 18 whole. Lingenfelter, 504 F.3d at 1042; Orn v. Astrue, 495 F.3d 625, 631 (9th Cir. 19 2007). The ALJ gave little weight to Dr. Bauer’s opinion regarding Plaintiff’s
20 ability to ambulate. Tr. 1044. The ALJ found Dr. Bauer’s assessment that 1 Plaintiff had to stop walking after about 75 to 100 feet appeared to be based on 2 Plaintiff’s own subjective reports. See 1032. The ALJ did not find any other
3 objective medical evidence to corroborate Dr. Bauer’s finding. Tr. 1044. 4 Moreover, other objective medical records contradicted Plaintiff’s alleged inability 5 to walk more than 100 feet or up to 100 yards. Tr. 1044 (referencing Tr. 580, 586–
6 87, 790, 808, 945, 947, 953, 1028, 1358, 1362, 1366, 1371). An ALJ “may reject a 7 medical opinion if it is conclusory, and inadequately supported by clinical 8 findings.” Downing v. Barnhart, 167 F. App’x 652, 653 (9th Cir. 2006) (citation 9 and quotations omitted). Therefore, the Court finds that the ALJ provided clear
10 and convincing reasons supported by substantial evidence for discrediting Dr. 11 Bauer’s opinion evidence. 12 D. Grid Rules Application at Step Five
13 Plaintiff argues the ALJ should have considered the Medical Vocation 14 Guidelines, or “grid rules,” at step five to find Plaintiff was disabled, rather than 15 relying upon a vocational expert. ECF No. 19 at 17–19. 16 The grid rules are applied at step five and present a short-hand method for
17 determining the availability of suitable jobs based on the claimant’s age, education, 18 previous work experience, and physical ability. Tackett v. Apfel, 180 F.3d 1094, 19 1101 (9th Cir. 1999). However, the grid rules only apply when the grids accurately
20 and completely describe the claimant’s abilities and limitations. Id. Where a 1 claimant’s exertional level falls between two grids that direct opposite conclusions 2 (e.g., not disabled at the higher exertional level and disabled at the lower exertional
3 level), the ALJ should consult a vocational expert. SSR 83-12; Thomas, 278 F.3d 4 at 960. 5 Here, the ALJ noted that if Plaintiff was found to have the RFC to perform
6 the full range of light work, a finding of “not disabled” would be directed by grid 7 rule 202.14. Tr. 1045. However, the ALJ also noted Plaintiff’s ability to perform 8 all or substantially all of that level of work was further impeded by additional 9 limitations. Id. Thus, the ALJ consulted the vocational expert to determine the
10 degree to which the additional limitations would erode the available jobs. Id. 11 Plaintiff’s argument that the ALJ should have relied upon grid rule 201.14 to find 12 Plaintiff disabled is premised on a finding that Plaintiff was reduced to sedentary
13 work. ECF No. 19 at 17. However, the ALJ did not find Plaintiff reduced to a 14 sedentary level of exertion; the ALJ found Plaintiff capable of performing light 15 work with some additional limitations. Tr. 1045. 16 Plaintiff’s own interpretation of the record cannot overturn the ALJ’s
17 conclusions. It is the ALJ who “is responsible for translating and incorporating 18 clinical findings into a succinct RFC.” Rounds v. Comm’r Soc. Sec. Admin., 807 19 F.3d 996, 1006 (9th Cir. 2015). “Where evidence is susceptible to more than one
20 rational interpretation, it is the ALJ’s conclusion that must be upheld.” Burch, 400 1 || F.3d at 679 (citation omitted). The Court finds the ALJ properly relied upon the 2 || testimony of the vocational expert to conclude there were jobs available in the 3|| national economy that Plaintiff could perform. The ALJ provided clear and 4|| convincing reasons supported by substantial evidence for arriving at this 5 || conclusion. 6 CONCLUSION 7 Having reviewed the record and the ALJ’s findings, this Court concludes 8|| that the ALJ’s decision is supported by substantial evidence and free of harmful legal error. ACCORDINGLY, IT IS HEREBY ORDERED: 11 1. Plaintiff's Motion for Summary Judgment (ECF No. 19) is DENIED 12 2. Defendant’s Motion for Summary Judgment (ECF No. 20) is 13 GRANTED. 14 The District Court Executive is directed to file this Order, enter Judgment for Defendant, provide copies to counsel, and CLOSE this file. 16 DATED December 6, 2021. im ta: ay Va 18 OAKES THOMAS O. RICE <=> United States District Judge 19 20
ORDER DENYING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND