Swihart v. Ohio Adult Parole Auth.

2014 Ohio 3305
CourtOhio Court of Appeals
DecidedJuly 29, 2014
Docket13AP-993
StatusPublished
Cited by5 cases

This text of 2014 Ohio 3305 (Swihart v. Ohio Adult Parole Auth.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swihart v. Ohio Adult Parole Auth., 2014 Ohio 3305 (Ohio Ct. App. 2014).

Opinion

[Cite as Swihart v. Ohio Adult Parole Auth., 2014-Ohio-3305.] IN THE COURT OF APPEALS OF OHIO

TENTH APPELLATE DISTRICT

Michael Swihart, :

Plaintiff-Appellant, :

v. : No. 13AP-993 (C.P.C. No. 07CV-2229) Chairman/Chairperson of the Ohio : Adult Parole Authority et al., (REGULAR CALENDAR) : Defendants-Appellees. :

D E C I S I O N

Rendered on July 29, 2014

Swope and Swope - Attorneys at Law, and Richard F. Swope, for appellant.

Michael DeWine, Attorney General, and Peter L. Jamison, for appellees.

APPEAL from the Franklin County Court of Common Pleas

O'GRADY, J. {¶ 1} Plaintiff-appellant, Michael Swihart, appeals from a judgment of the Franklin County Court of Common Pleas granting summary judgment to defendants-appellees Chairman/Chairperson of the Ohio Adult Parole Authority ("OAPA"), current director of the Ohio Department of Rehabilitation and Correction ("ODRC"), Dr. Sandra Mack, member of the OAPA, William Oberdier, hearing officer for the OAPA, Richard E. Fitzpatrick, hearing officer for the OAPA, and all former and current members of the OAPA (collectively "defendants"). Because the trial court properly granted summary judgment to appellees, we affirm. No. 13AP-993 2

I. FACTS AND PROCEDURAL HISTORY {¶ 2} In 1977, appellant, 18 years old at the time, confessed to killing his father, mother, and two younger brothers with a baseball bat and then burning down his family's home in an attempt to conceal the crime. He was subsequently indicted on one count of aggravated murder, three counts of murder, and one count of aggravated arson. He entered a plea of not guilty by reason of insanity. A three-judge panel conducted a trial, at which both the state and the defense offered psychiatric evidence related to appellant's insanity plea. The panel acquitted appellant of the murder of his father, but convicted him of the aggravated murder of one brother, the murders of his mother and other brother, and aggravated arson. On April 10, 1978, the trial court sentenced appellant to death for the aggravated murder, 15 years to life for the two counts of murder, and 7 to 25 years for the aggravated arson; the sentences were ordered to be served concurrently. On December 20, 1978, the Ninth District Court of Appeals, in response to the United States Supreme Court's decision in Lockett v. Ohio, 438 U.S. 586 (1978), modified appellant's death sentence to life imprisonment, making him eligible for parole. Under the parole eligibility statute in effect in 1978, appellant was eligible for parole after 15 years. {¶ 3} Following parole hearings in 1992 and 2002, appellant was denied parole, based primarily on the severity of his crimes. In September 2004, appellant, pro se, filed a 42 U.S.C. 1983 action in federal court against the then-director of the ODRC and former and current members of the OAPA ("federal defendants"). Appellant asserted violations of his federal constitutional rights stemming from his 1992 and 2002 parole hearings. He also claimed a right to furlough release. The district court granted the federal defendants' motion to dismiss for failure to state a claim upon which relief could be granted, and that decision was affirmed on appeal. Swihart v. Wilkinson, 209 Fed.Appx. 450 (6th Cir.2006). {¶ 4} In 2005, while his federal case and appeal were pending, appellant was again considered for parole. Once again, he was denied parole based upon the serious nature of his crimes. {¶ 5} On February 15, 2007, appellant filed a pro se complaint against appellees seeking, as relevant here, declaratory judgment and injunctive relief. Appellant alleged that appellees had, in effect, unilaterally modified his sentence of 15 years to life to life without No. 13AP-993 3

the possibility of parole by conducting "sham" parole hearings in which he was denied meaningful consideration for parole. Appellant maintained that appellees predetermined that he should never be granted parole and failed to consider factors other than the serious nature of his crimes. Appellant further alleged that appellees, in contravention of R.C. 2967.26 and 2967.27, denied his right to furlough release. He also alleged he was unlawfully denied honor status. {¶ 6} In response to the complaint, appellees filed a Civ.R. 12(B)(6) motion to dismiss, asserting that appellant's case should be dismissed on two grounds: (1) his claims were barred by the doctrine of res judicata, as he did or could have litigated them in his federal action, and (2) the discretionary nature of parole rendered his allegations without merit as a matter of law. Appellant retained counsel, who filed a response to appellees' motion to dismiss. The trial court granted appellees' motion; however, this court reversed on appeal. Swihart v. Ohio Adult Parole Auth., 10th Dist. No. 08AP-222, 2008-Ohio-6420. We concluded the trial court erred in granting the motion on res judicata grounds, having inappropriately relied upon evidentiary materials outside the pleadings in doing so. Id. at ¶ 24. We further concluded that, as a matter of law, appellant had pled sufficient allegations regarding appellees' actions to survive a Civ.R. 12(B)(6) motion. Id. at ¶ 25-27. More particularly, we stated, "[p]laintiff here asserts he was denied meaningful consideration because, in determining his parole eligibility, defendants used a sentence different than the one he received. The discretionary nature of parole does not afford defendants the right to deny plaintiff meaningful consideration on the basis of a sentence other than the one he was given." Id. at ¶ 27, citing Layne v. Ohio Adult Parole Auth., 97 Ohio St.3d 456, 2002-Ohio- 6719, and Ankrom v. Hageman, 10th Dist. No. 04AP-984, 2005-Ohio-1546. {¶ 7} In August 2007, while his state case and appeal were pending, appellant was again considered for parole. Following the August 2007 hearing and an October 2007 review by the Ohio Parole Board ("OPB"), appellant was once again denied parole based upon the severity of his crimes. {¶ 8} On October 9, 2009, appellees filed a motion for summary judgment, arguing that appellant received meaningful consideration for parole at his prior parole hearings and was not unlawfully denied furlough and honor status. Appellant filed a memorandum contra on November 10, 2009, asserting that he was denied meaningful consideration for parole No. 13AP-993 4

because appellees considered only the severity of his crimes and ignored his positive institutional behavior and that he was unlawfully denied furlough and honor status. In support, appellant filed his own affidavit and a joint stipulation of the parties. Appellant attached as Exhibits A and B to the joint stipulation his complete parole file, and the then- current OPB guideline manual, respectively. In a decision and entry filed January 5, 2011, the trial court denied appellees' motion for summary judgment, finding that appellant had demonstrated genuine issues of material fact as to both prongs of appellees' summary judgment motion. {¶ 9} Appellees filed a second motion for summary judgment on April 4, 2011, arguing that appellant's August 2007 parole hearing and October 2007 OPB review rendered moot his claim that he was denied meaningful consideration for release on parole in 2005, and that his claims were barred by res judicata, as they were already litigated, or should have been litigated, in his federal action. In support of the motion, appellees attached the affidavit of Cynthia Mausser, chairperson of the OPB. On April 29, 2011, the parties filed a joint stipulation that the trial court was to consider the previously-filed record in ruling on the summary judgment motion.

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2014 Ohio 3305, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swihart-v-ohio-adult-parole-auth-ohioctapp-2014.