Swiger v. Brown

86 F. App'x 877
Court of Appeals for the Sixth Circuit·Decided January 27, 2004·No. No. 02-3907·Published·Cited by 7 cases

Opinion

SUTTON, Circuit Judge.

Charles Swiger seeks review of a district court decision denying his petition for relief under 28 U.S.C. § 2254. Before the district court, Swiger claimed he was being held in state custody in violation of his federal constitutional rights because his state court conviction arose from a trial in which he exercised his Sixth (and Fourteenth) Amendment right to self-representation under Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975), and because he failed to make a knowing and intelligent waiver of his right to appointed counsel. Applying the Anti-terrorism and Effective Death Penalty Act of 1996, the district court rejected Swiger’s claim because the state courts did not unreasonably apply clearly-established federal law. As we agree with the district court’s conclusion, we affirm.

I.

On October 3, 1994, a grand jury based in Tuscarawas County, Ohio indicted Charles Swiger for breaking and entering in violation of Ohio Rev.Code Ann. § 2911.13 and for grand theft in violation of Ohio Rev.Code Ann. § 2913.02. He was released from jail on bond on November 4.1994. The trial court assigned Public [878] Defender Tarín Hale to serve as Swiger’s counsel and set a trial date for January 18, 1995. Swiger, however, failed to appear for the trial and was taken back into custody-

On February 1,1995. Swiger filed a pro se motion requesting that the court dismiss his attorney, appoint new counsel for him and continue his trial date. On February 13, 1995, the trial court held a hearing at which Swiger argued that his attorney should be dismissed because Hale (1) advised Swiger that he likely would be convicted based on his criminal history, (2) failed to raise a speedy trial issue that had been discussed with Swiger several months earlier, (3) did not obtain transcripts of a preliminary hearing before the scheduled trial date, (4) did not move for a continuance based on the expected filing of a new indictment and (5) did not move for discovery. After hearing testimony from Hale and the assistant prosecuting attorney, the trial court concluded that there were insufficient grounds to remove Hale as Swiger’s counsel. It then gave Swiger three choices: continue with Hale as counsel, obtain another public defender as counsel or represent himself. Swiger made it clear that he did not want to represent himself, but also indicated that he would not keep Hale as counsel or permit another attorney from the public defender’s office to represent him. Another lawyer from the local public defender’s office, Swiger believed, would be “biased” against him. Pretrial Hr’g Tr. at 35.

Throughout the hearing, it bears adding, Swiger showed an understanding of the charges brought against him and the potential sentence he would face if he were found guilty at trial. He realized the necessity of having “to deal with” his criminal past. And he showed an understanding of his right to appointed counsel in saying that he was not well-versed enough to represent himself at trial. Nevertheless, he also reiterated his distaste for having Hale represent him in court. Unmoved, the trial court told Swiger it would not appoint private legal counsel (in view of the additional expense to the government) and that he would have eight days (when the trial was scheduled to start) to consider which of the three options to choose.

When the trial began on February 21, 1995. Swiger objected to the proceedings moving forward without the appointment of new private counsel. The trial court ordered the trial to start, and Swiger proceeded to represent himself. At the conclusion of the trial, a jury found Swiger guilty on both counts and the judge sentenced him to consecutive prison terms of two to five years on count one and three to ten years on count two. Swiger appealed to the Fifth District Court of Appeals for Tuscarawas County, which rejected each of his claims. State v. Swiger, No. 95AP030018, 1996 WL 243795 (Ohio Ct.App. Mar. 27, 1996). Among other things, the court determined that Swiger’s Sixth Amendment rights were not violated because the trial court gave him ample choices in determining how to proceed.

After the appeals court rejected his motion for reconsideration. Swiger appealed to the Ohio Supreme Court, which denied his request for a discretionary appeal. State v. Swiger, 77 Ohio St.3d 1412, 670 N.E.2d 1001 (1996). Swiger next sought review in the United States Supreme Court, which denied certiorari. Swiger v. Ohio, 520 U.S. 1254, 117 S.Ct. 2415, 138 L.Ed.2d 179 (1997).

On April 3, 1998, Swiger filed this petition for habeas corpus relief under 28 U.S.C. § 2254. and did so through counsel from the state public defender’s office. In the petition, he claimed he had been denied his right to the assistance of counsel guaranteed by the Sixth and Fourteenth [879] Amendments because the state trial court, among other alleged failings, did not fully apprise him of the risks of self-representation. A magistrate judge recommended that the petition be denied, and the district court issued an eleven-page opinion denying the petition. At the same time, the district court issued a certificate of appeal-ability authorizing this appeal.

II.

We apply increasingly-familiar principles in reviewing Swiger’s claim. Under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), a federal court may not grant relief under 28 U.S.C. § 2254 with respect to any claim that was adjudicated on the merits in state court, unless the state court’s adjudication

(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.

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Swiger v. Brown, 86 F. App'x 877 (6th Cir. 2004).

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