Swift & Co. v. United States

38 F.2d 365, 69 Ct. Cl. 171, 8 A.F.T.R. (P-H) 10182, 2 U.S. Tax Cas. (CCH) 481, 1930 U.S. Ct. Cl. LEXIS 547
CourtUnited States Court of Claims
DecidedFebruary 17, 1930
DocketH-101
StatusPublished
Cited by38 cases

This text of 38 F.2d 365 (Swift & Co. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swift & Co. v. United States, 38 F.2d 365, 69 Ct. Cl. 171, 8 A.F.T.R. (P-H) 10182, 2 U.S. Tax Cas. (CCH) 481, 1930 U.S. Ct. Cl. LEXIS 547 (cc 1930).

Opinion

GREEN, Judge.

This is a suit on a claim for the refund of income and profits taxes for the taxable year 1918, based on section 204(b) of the Revenue Act of 1918 (40 Stat. 1061), which provided that:

“If for any taxable year beginning after October 31, 1918, and ending prior to January 1,1920, * * any taxpayer has sustained a net loss, the amount of such net loss shall * * 3 be deducted from the net income of the taxpayer for the preceding taxable year; and the taxes imposed by this title [Income taxes] and by Title III [Profits taxes] for such preceding taxable year shall be redetermined accordingly.' Any amount found to be due to the taxpayer upon the basis of such redetermination shall be credited or refunded to the taxpayer in accordance with the provisions of section 252.”

The plaintiff is the parent corporation of a large group of affiliated corporations engaged in the meat-packing business and kindred occupations. For the years 1918 and 1919, the plaintiff’ and affiliated corporations made a consolidated return of their net income for the purpose of assessment of income and profits taxes on the basis of the calendar year, and each of the group was assessed its share of the taxes for 1918, which it paid. The plaintiff does business nearly all over the world and, together with the affiliated corporations, in 1918 and 1919, made sales to the amount of over $1,009,000,000 each year. *372 The corporations which constituted the affiliated group in 1918 had a net income for that year of $39,465,221.11. The affiliated group consisted of about sixty corporations (the total number is not shown definitely) until November 30, 1918, at which time Libby, Mc-Neill & Libby, a member of the group, dropped out and was no longer affiliated with any of the other corporations; the remaining fifty-nine corporations in the group continued until the end of that year, and throughout the year 1919.

On March 21, 1919, a corporation known as the Union Meat Company became affiliated with the plaintiff and the other members of the affiliated group, and remained a member thereof until June 2, 1919, at which time it was dissolved and its assets were acquired by the plaintiff.

For the calendar year 1919, the consolidated group, including the Union Meat Company during the period it was a member thereof, had a net loss of $24,534,929.44. In the consolidated return for 1919 it was sought to have this consolidated net loss deducted from the consolidated net income for the previous year, and to have the tax for 1918 redetermined in accordance with section 204(b) set out above. The Commissioner refused to make this deduction. Thereupon plaintiff filed a claim for refund, maintaining that it, and the corporations affiliated with it, had made an overpayment of taxes in excess of $8,000,000 for the year 1918, and specifying the amount of refund claimed to be due to each member of the affiliated group. The Commissioner denied the claim for refund, and plaintiff brings this suit to recover the amount alleged to have been overpaid by it for 1918.

The grounds of the denial of the refund were:

First, that plaintiff should have made its consolidated return on the basis of a fiscal year ending approximately November first of the years in controversy instead of upon a calendar year.

Second, that during the years 1918 and 1919 changes were made in the affiliated group or groups of which the plaintiff was the parent corporation, in that one corporation was separated therefrom in the year 1918 and one was added in 1919; and as a result thereof there were, in fact, three separate taxable groups, with the result that section 204(b) above quoted was not applicable.

The issue in the ease is whether the refund was properly denied upon either of the grounds above stated.'

As the second of these matters which constituted grounds for refusing the refund would prevent plaintiff from recovering anything whatever herein, the question as to whether the ruling thereon was in accordance with law will be first considered. In defendant’s brief the contention on the part of the government is stated more at length, as follows:

“ * * * that each time there is a change in an affiliated group a new taxpayer appears, a new tax status is created, a new tax return is required, and a new taxable period or 'year 1 is developed.”

If this statement is correct, then, in the ease at bar, there would be different taxpayers for the taxable years 1918 and 1919, and the group last formed would be the only one that sustained any loss in 1919. It follows that if defendant’s contention on this point is sustained, the plaintiff and its affiliated corporations will derive no benefit from section 204(b). Upon this, counsel for both sides agree.

At the outset it should be noted that the principle for which the defendant now contends is contrary to the practice and procedure which the Revenue Bureau hitherto had uniformly followed. For more than ten years prior to the time when this controversy arose, the Revenue Bureau had both by regulation and application of the law held that a change in an affiliated group caused by the dropping out of one corporation or the addition of another, or both, did hot end the existence of the affiliated group for the purpose of computing the tax, and had never held that by such changes in an affiliated group new and separate groups were thereby created for the purposes of taxation. This is shown by article 634 of the regulations, under the Revenue Acts of 1918,1921,1924, and 1926, which provides, in part, that:

“Where there are more than two corporations affiliated at the beginning of the taxable year, and due to a change in stock ownership (or control) 1 the affiliated status of one or more is terminated, but there remain at least two corporations affiliated during the entire year, the parent or principal corporation should file a consolidated return for the entire year, excluding from its return the income of the corporations whose affiliated status- is terminated from the date of the change in stock ownership; or where two or more corporations are affiliated at the beginning of *373 the taxable year, and through change in stock ownership (or control) 1 additional corporations become affiliated, the parent or principal corporation should file a consolidated return and include the income of such corporations from the date of change of stock ownership. In either case, the subsidiary or subordinate corporation whose status is changed during the taxable year should make a separate return for that part of the taxable year during which it was outside of the affiliated group.” (Regs. 45, art. 634, as amended by T. D. 4022, Cum. Bul. VI-1, p. 258; Regs. 62, art. 634, as amended by T. D. 4023, Cum. Bul. VI-1, p. 259; Regs. 65, art. .634, as amended by T. D. 4024, Cum. Bul. VI-1, p. 148; Regs. 69, art. 634.)

It is clear that this regulation is not in conflict with the law, and we think it further appears, from what will hereinafter be said upon consideration thereof, that it is not unreasonable, but is just and fair.

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Bluebook (online)
38 F.2d 365, 69 Ct. Cl. 171, 8 A.F.T.R. (P-H) 10182, 2 U.S. Tax Cas. (CCH) 481, 1930 U.S. Ct. Cl. LEXIS 547, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swift-co-v-united-states-cc-1930.