Swain v. Mallory

329 F.2d 983, 51 C.C.P.A. 1242
CourtUnited States Customs Court
DecidedApril 9, 1964
DocketNo. 7110
StatusPublished

This text of 329 F.2d 983 (Swain v. Mallory) is published on Counsel Stack Legal Research, covering United States Customs Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Swain v. Mallory, 329 F.2d 983, 51 C.C.P.A. 1242 (cusc 1964).

Opinion

Marti.N, Judge,,

delivered the opinion of the court:

This appeal is from the decision of the Board of Patent Interferences which awarded priority of invention to junior party Mallory in Interference No. 90,050. ■ That interference involves an application serial No. 586,361, filed May 22,1956 by the senior party, Swain et al., and application serial No. 591,288, filed June 14, 1956 by the junior party, Mallory.1

The invention relates to a method of drilling oil or gas wells using an emulsion drilling fluid as set forth in the single count of the interference. That count reads:

1. In the method of drilling through a subsurface formation wherein a drilling fluid is continuously circulated through a drill pipe and drilling bit, the improvement which comprises passing to the drilling bit a substantially solids-free oil-in-water emulsion drilling fluid including a continuous phase comprising an aqueous liquid, a disperse phase comprising a hydrocarbon oil, and a minor amount of a non-ionic emulsifying agent comprising a surface tension-reducing polyoxyalkylene compound.

The method is said to offer the advantage that the recited drilling fluid does not require the addition of a large proportion of solids as in conventional “drilling muds” for successful drilling and that it further has the property of rapidly precipitating out suspended solids from the fluid upon its being returned to the surface and being circulated through settling pits prior to the fluid’s return to the drill pipe.

Only appellee took testimony and introduced evidence. Appellants elected to rely on their filing date. A major portion of appellee’s testimony and evidence concerns nine well drilling operations conducted during the period of February 1955 through July 1955.

[1244]*1244The board awarded priority to appellee on the basis of a finding that ■the evidence established that the chronologically last of those drilling operations, referred to in the record as the Thompson Well, constituted an actual reduction to practice. Appellants contend the board erred in that finding.

Three questions are posed by this appeal.

Question No.l

The first question concerns whether the chemical composition of the emulsifying agent employed at the Thompson Well was properly-proved by reliance on the testimony of one Curtis R. Kern.

■ The record shows that Kern, who was at. that time a Sales Development Representative of Atlas, the supplier of the emulsifier material used by appellee in practicing the method of the count, was present and consulted by appellee throughout a period embraced by some of appellee’s earlier drilling operations in evidence although Kern was not present at the last drilling operation in evidence, viz. the one at the Thompson Well. The record additionally shows that at the-Thompson Well, one Holman worked directly with appellee in formulating the drilling fluid and introducing it into the well. Holman testified that an emulsifier referred to as GWD 126 was used at the-Thompson Well.

The board found Holman’s testimony in conjunction with the Mud' Reports, Exhibits 21A-21D,2 was sufficient to prove reduction to-practice of the count except for identification of the emulsifier, which Holman knew of his own knowledge only as GWD 126. On this point, the board said:

For such identification we look to the testimony of Kern who originally supplied this material. In his testimony referring to Exhibit 24, an “Atlox Emulsifier Information Bulletin” dated August 1954, Kern points out that Atlox 2081 which he gave to Mallory [appellee] is described in the bulletin as a blend’ of 70% Atlox 8916P and 30% Atlox 3300. Atlox 8916P is indentified [sic] therein as “polyoxyethylene sorbitan esters of mixed fatty and resin acids”, and is a-100% active non-ionic material. Atlox 3300, although not described in the bulletin, is stated by Kern to be an anionic material, an isopropyl amine sale of dodecyl benzene sulfonic acid”, * * * In conjunction with the Grayburg well: [one of the earlier drilling operations] Kern more specifically describes the non-ionic component of Atlox 2081 as “polyethylene (16) sorbitan mono tall oil’ ester”, * * * He told Mallory in February 1955 that the emulsifier was “principally non-ionic” and was a “tall oil ester ethylene oxide derivative — would do most of the work.” The composition of the anionic portion was still considered to be a “trade secret” and not revealed to Mallory at this time, * * *" Mallory did learn from Kern that Atlox 2081 contained 70% of a mon-ionic [sic] material and 30% of an anionic agent, * * * Kern explains that later after this; [1245]*1245well was drilled, due to concern with competitors of Great Western [Mallory’s assignee] obtaining knowledge of the drilling fluid, it was decided that Atlox '2081 would be ordered under the code name GWD 126 and G 7598J or Atlox 7596J, a purely non-ionic emulsifier, as GWD-127 “and the drums so marked”; * * * Thus, although Holman made no analysis of the emulsifier, we consider that identification of Atlox 2081 or GWD 126 is adequately supplied by Kern and that he did employ Atlox 2081 since Holman could rely on the code name on the ■drums placed thereon by agreement between Great Western and Atlas. * * *

Appellants argue that appellee has not offered any evidence or testimony relating to the actual material used at the Thompson Well which would connect it with Atlas, Kern’s employer, or otherwise identify the chemical composition, other than through appellee himself. It is contended that Kern’s knowledge of the material identified as 'GWD 126 was hearsay stemming directly from appellee. Appellants ■urge that Holman, who used the material at the Thompson Well did not have the advantage of a label purporting to show the chemical identity and additionally, that no circumstantial evidence, such :as shipping orders or letters of request, in connection with the procurement of such material has been introduced into evidence although it is conceded that such items were offered in connection with the initial test operations at earlier wells. Appellants argue that since no train of evidence tending to connect the material GWD 126 used at the Thompson Well with its source of supply or to identify it has been offered by appellee, the identity of the material GWD 126 used at the Thompson Well is completely uncorroborated.

We are of the opinion that the board committed no reversible ■error in deciding that the chemical composition of the emulsifying agent employed at the Thompson Well was properly proved by reliance on Kern’s testimony and consider that appellee’s evidence and testimony as a whole show that GWD 126 was a material within the scope of the count.

This court stated in Phillips and Starcher v. Carlson, 47 CCPA 1007, 278 F. 2d 732, 126 USPQ 146:

While each and every element of a reduction to practice must be corroborated, there is no fixed single formula in proving corroboration. It may be established by documentary evidence and the activities of others such as is patently shown in the record of the instant appeal.

and in a later case, Gianladis v. Kass, 51 CCPA 753, 324 F. 2d 322, 139 USPQ 300, that:

The goal of corroboration here is simply to establish that the inventor actually produced the product and knew it would work, by proof that could not have been fabricated or falsified.

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Bluebook (online)
329 F.2d 983, 51 C.C.P.A. 1242, Counsel Stack Legal Research, https://law.counselstack.com/opinion/swain-v-mallory-cusc-1964.