Susie Mae Johnson, Cross-Appellee v. William C. Ellis & Sons Iron Works, Inc., Etc., Long Reach Manufacturing, Etc., Cross-Appellant

609 F.2d 820, 64 A.L.R. Fed. 965, 1980 U.S. App. LEXIS 21426
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 11, 1980
Docket77-1919
StatusPublished
Cited by63 cases

This text of 609 F.2d 820 (Susie Mae Johnson, Cross-Appellee v. William C. Ellis & Sons Iron Works, Inc., Etc., Long Reach Manufacturing, Etc., Cross-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Susie Mae Johnson, Cross-Appellee v. William C. Ellis & Sons Iron Works, Inc., Etc., Long Reach Manufacturing, Etc., Cross-Appellant, 609 F.2d 820, 64 A.L.R. Fed. 965, 1980 U.S. App. LEXIS 21426 (5th Cir. 1980).

Opinion

ALVIN B. RUBIN, Circuit Judge:

IT IS ORDERED that the part of the original opinion beginning on page 957 of 604 F.2d 950 and ending at Part 2 on page 958, captioned as set forth below, is withdrawn and the following is substituted:

A. Alleged Evidentiary Errors
1. Refusal to Admit Safety Publications Into Evidence

Even in diversity cases, the Federal Rules of Evidence govern the admissibility of evidence in the federal courts. Fed.R. *822 Evid. 1101(b). (In some instances those rules refer back to state rules. E. g., Rule 302, presumptions; Rule 501, privileges.) At trial the plaintiff sought, without success, to have statements from the following materials admitted into evidence: The Principles and Techniques of Mechanical Guarding Bulletin No. 497, published by the Department of Labor, Bureau of Labor Standards, 1959; Handbook of Industrial Safety Standards, published by the National Conservation Bureau Division of Association of Casualty and Surety Executives, 1945; The Safety Code for Mechanical Power Transmission Apparatus, published by the American Standards Association, 1953; and the American Standard Safety Code for Power Presses, published by the American Standard Association, 1960. In refusing to admit any of these, the court relied on Catholic Diocese v. Jaquith, Miss.1969, 224 So.2d 216, which held that governmental safety codes and regulations are admissible in evidence only when they have been given compulsory force by the state legislature, and that only treatises dealing with the “exact sciences” may be admitted.

As we have already pointed out, the admissibility of these publications is governed by federal, not state law, so the court’s reliance on Jaquith was misplaced. The Federal Rules of Evidence contain two rules that must be considered in connection with the admissibility of the proffered materials. Both are contained in Rule 803, dealing with exceptions to the hearsay rule. Part 18 sanctions the admission of “statements contained in published treatises, periodicals or pamphlets on a subject of history, medicine or other science or art” if the publication has been called to the attention of an expert witness on cross-examination or relied upon by him in direct examination and if the publication is established as reliable authority either by the testimony or admission of the witness, or by other expert testimony or by judicial notice. “If admitted,” pursuant to Part 18, “the statements may be read into evidence but may not be received as exhibits.” In addition, Part 24 permits the court to admit “[a] statement not specifically covered” by any other exception “but having equivalent circumstantial guarantees of trustworthiness,” if the court determines that “(A) the statement is offered as evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these rules and the interests of justice will best be served by admission of the statement into evidence.” The offer may not be received, however, Part 24 continues, “unless the proponent of it makes known to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet it, his intention to offer the statement and the particulars of it, including the name and address of the declarant.”

We have held that safety codes and standards are admissible when they are prepared by organizations formed for the chief purpose of promoting safety because they are inherently trustworthy and because of the expense and difficulty involved in assembling at trial those who have compiled such codes. Frazier v. Continental Oil Co., 5 Cir. 1978, 568 F.2d 378, 382; Muncie Aviation Corp. v. Party Doll Fleet, Inc., 5 Cir. 1975, 519 F.2d 1178, 1183; accord, Davis v. Fox River Tractor Co., 10 Cir. 1975, 518 F.2d 481; Wallner v. Kitchens of Sara Lee, Inc., 7 Cir. 1969, 419 F.2d 1028; Boston and Maine Railroad v. Talbert, 1 Cir. 1966, 360 F.2d 286. These rulings remain the law of the circuit, for they determine in effect that safety codes and like publications meet the criteria of Part 24. Our prior decisions concerning such materials were not overturned by the adoption of the Federal Rules of Evidence, for there is nothing in the Rules that conflicts with them; indeed our opinion in Frazier v. Continental Oil Co., 5 Cir. 1978, 568 F.2d 378, was released subsequent to the adoption of the Federal Rules of Evidence and in parts of that opinion we relied on the Rules. See id. at 383.

The Federal Rules of Evidence simply modify the procedure for admission estab *823 lished by our earlier cases. See generally Annot. 58 A.L.R.3d 148 (1974); Comment, Admissibility of Safety Codes, Rules and Standards in Negligence Cases, 47 Tenn.L. Rev. 581, 587 (1970). Judge Weinstein in 4 J. Weinstein & M. Berger, Weinstein’s Evidence ¶ 803(24)[01] (1979) comments that the same approach should be used in ruling on proffers made pursuant to Rule 803(24) as we used in Frazier and in Muncie v. Party Doll Fleet, Inc., 5 Cir. 1975, 519 F.2d 1178, prior to the adoption of the Rules. See 4 J. Weinstein & M. Berger, supra at 289 & n. 13. The Federal Rules of Evidence do, however, now determine the procedure for admissibility of such materials; the codes offered here were not admissible under Rule 803(24) because the requisite advance notice was not given.

Rule 803(18), however, provides an alternative basis for admission of statements taken from the proffered publications although not for their reception as exhibits. Long Reach concedes that the American Standard Safety Code was established as a reliable authority by the testimony of an expert witness.

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609 F.2d 820, 64 A.L.R. Fed. 965, 1980 U.S. App. LEXIS 21426, Counsel Stack Legal Research, https://law.counselstack.com/opinion/susie-mae-johnson-cross-appellee-v-william-c-ellis-sons-iron-works-ca5-1980.