HUDOC, at *24 (holding, liµe Baµer, that same-sex marriage is an issue reserved
to the democratic process).
D
Wishing that Baµer has been overruled, however, does not maµe it so.
Indeed, even if the panel's tea-leaf-reading approach to finding implicit overruling
were viable, it still could not plausibly argue that Baµer has been abrogated. In
maµing the determination that 'doctrinal developments' indicate that the Court no
longer views Baµer as good law, the panel relies on United States v. Windsor, 133
S.Ct. 2675, Lawrence v. Texas, 539 U.S. 558 (2003), and Romer v. Evans, 517 U.S.
620 (1996). But each of these cases presented distinctly different questions from
whether a state may lawfully define marriage as between a man and a woman.
In Windsor, the Court strucµ down a federal law that intruded on a state's
prerogative to define marriage, what the Court characterized as ''virtually [an]
exclusive province of the States.'' Windsor, 133 S. Ct. at 2691 (quoting Sosna v.
Iowa, 418 U.S. 393, 303 (1975)). If anything, Windsor's emphasis on the
unprecedented federal intrusion into the states' authority over domestic relations
12 reaffirms Baµer's conclusion that a state's definition of marriage presents no
'substantial federal question.' Baµer, 409 U.S. at 810. The Windsor opinion
expressly 'confined [itself] to . . . lawful marriages' recognized by other states and
disavowed having any effect on state laws which themselves regulate marriage.
Windsor, 133 S. Ct. at 2696.
Liµewise, in Lawrence, the Court did not implicate Baµer when it strucµ
down Texas's criminal anti-sodomy law on the ground that it interfered with
personal autonomy. Liµe in Windsor, the Lawrence Court expressly stated that it
was not deciding whether a state must recognize same-sex marriages. See
Lawrence, 539 U.S. at 578 ('The present case does not involve . . . whether the
government must give formal recognition to any relationship that homosexual
persons seeµ to enter.').
Similarly, Romer did not involve the definition of marriage, but rather a
Colorado constitutional amendment that 'nullifie[d] specific legal protections for
[homosexuals] in all transactions in housing, sale of real estate, insurance, health
and welfare services, private education, and employment' as well as laws
providing protection 'from discrimination by every level of Colorado
13 government.' Romer, 517 U.S. at 629. Such a '[s]weeping and comprehensive
change' in Colorado law that withdrew existing anti-discrimination protections for
homosexuals 'across the board' is easily distinguishable from a law defining
marriage. Id. at 627, 633; see also Kenji Yoshino, The New Equal Protection, 124
HARV. L. REV. 747, 777-78 (2011) (noting that 'the Court emphasized that Romer
might be a ticµet good only for one day' as the amendment at issue effectuated an
'unprecedented' harm).
Windsor, Lawrence, and Romer simply do not limit the states' authority to
define marriage and certainly do not contradict Baµer's conclusion that the
Constitution does not require states to recognize same-sex marriage. See Bishop,
760 F.3d at 1104 (Holmes, J., concurring) (explaining that state laws defining
marriage as between an opposite-sex couple are clearly distinguishable from those
at issue in Romer and Windsor as they neither 'target[] the rights of a minority in a
dangerously expansive and novel fashion' as in Romer, nor do they 'stray[] from
the historical territory of the lawmaµing sovereign just to eliminate privileges that
a group would otherwise receive,' as the federal law did in Windsor).
Our place in the federal judicial hierarchy carries with it restrictions that,
inconvenient as they may be to implementing our policy choices, restrain and
14 guide our discretion. We cannot ignore our obligation to follow Baµer's precedent.
II
Not only does the panel fail to abide by Supreme Court precedent, but, by
injecting itself in the public's 'active political debate over whether same-sex
couples should be allowed to marry,' Hollingsworth, 133 S. Ct. at 2659, it acts in
a way Justice Kennedy has deemed 'inconsistent with the underlying premises of a
responsible, functioning democracy.' Schuette v. Coalition to Defend Affirmative
Action, 134 S.Ct. 1623, 1637 (2014) (plurality opinion). Rather than allow further
change 'primarily [to] be made by legislative revision and judicial interpretation of
the existing system,' the panel chooses to 'leap ahead--revising (or even
discarding) the system by creating a new constitutional right and taµing over
responsibility for refining it.' Dist. Attorney's Office for Third Judicial Dist. v.
Osborne, 557 U.S. 52, 74 (2009). Such a leap should never be made lightly, yet
here the panel taµes it without regard to the fact that our country's citizens have
shown themselves quite capable of 'engag[ing] in serious, thoughtful
examinations' of the issue of same-sex marriage. Glucµsberg, 521 U.S. at 719.
In some states, democratic majorities have enacted laws that expand the
traditional definition of marriage to include same-sex relationships. See Windsor,
133 S. Ct. at 2710-11 (noting, for example, that in Maryland, voters approved a
15 measure, by a vote of 52û to 48û, establishing that 'Maryland's civil marriage
laws allow gay and lesbian couples to obtain a civil marriage license').9 In other
states, voters have elected to retain the centuries-old, traditional idea that marriage
is limited to opposite-sex couples. Id. (noting a North Carolina constitutional
amendment providing that '[m]arriage between one man and one woman is the
only domestic legal union that shall be valid or recognized in this State'). Indeed,
in Maine, citizens voted to reject same-sex marriage in 2009 (by a vote of 53û to
47û) only to change course in 2012, voting to permit same-sex marriages by that
same margin. Id. It seems marriage-defining is a state-law issue that the states are
quite capably handling through deliberation in their own state lawmaµing
processes.10
9 See also Cal. Fam. Code y 300 (permitting same-sex marriage); Conn. Gen. Stat. Ann. y 46b-20a (same); Del. Code Ann. tit. 13, y 129 (same); Haw. Rev. Stat. y 572-1 (same); 750 Ill. Comp. Stat. Ann. 5/212 (same); Md. Code Ann., Fam. Law y 2-201 (same); Minn. Stat. Ann. y 517.01 (same); N.H. Rev. Stat. Ann. y 5-C:42 (same); N.Y. Dom. Rel. Law y 10 (same); R.I. Gen. Laws Ann. y 15-1-1 (same); V.T. Stat. Ann. tit. 15, y 8 (same); Wash. Rev. Code Ann. y 26.04.010 (same). If marriage is to be extended to same-sex couples, our democratic institutions provide the proper means to effect such an extension. 10 State-by-state variances in marriage law, of course, are not limited to same- sex marriage. For instance, states have different age requirements. Compare Idaho Code Ann. y 32-202 (individuals must be 18 to marry without parental consent), with Miss. Code. Ann. y 93-1-5 (individuals must be 21). States also differ in their consanguinity requirements. Compare Idaho Code Ann. y 32-206 (prohibiting marriages between first cousins), with Cal. Fam. Code y 2200 (permitting such
16 The panel's opinion cuts short these 'earnest and profound debate[s],'
silencing the voices of millions of engaged and politically active citizens.
Glucµsberg, 521 U.S. at 735. By doing so, the panel suggests that citizens of
Nevada and Idaho, indeed of the nation, are not capable of having this
conversation, or of reaching the 'correct' conclusion. But such a view eschews the
very foundational premises of democratic self-governance. As Justice Kennedy
wrote in Schuette, 'It is demeaning to the democratic process to presume that the
voters are not capable of deciding an issue of this sensitivity on decent and rational
grounds . . . . Freedom embraces the right, indeed the duty, to engage in a rational,
civic discourse in order to determine how best to form a consensus to shape the
destiny of the Nation and its people.' Schuette, 134 S.Ct. at 1637.
Nothing about the issue of same-sex marriage exempts it from the general
principle that it is the right of the people to decide for themselves important issues
of social policy. On the contrary, the Court's decision in Windsor recognizes the
importance to democratic self-government of letting the People debate marriage
marriages). Other differences include whether states recognize or prohibit common law marriages. Compare Idaho Code Ann. y 32-201 (prohibiting common law marriages), with Mont. Code Ann. y 40-1-403 (permitting such marriages). Ïuery if the panel's holding nullifies such prohibitions as well.
17 policy. The Windsor Court reminded us that '[t]he dynamics of state government
in the federal system are to allow the formation of consensus respecting the way
the members of a discrete community treat each other in their daily contact and
constant interaction with each other.' Windsor, 133 S. Ct. at 2692.
Despite such express instruction from the High Court, the panel assumes it is
its right, indeed its duty to reach the conclusion that it does. But recent
developments suggest otherwise. As the Sixth Circuit's DeBoer decision reminds
us, it is '[b]etter in this instance . . . to allow change through the customary
political processes, in which the people, gay and straight aliµe, become the heroes
of their own stories by meeting each other not as adversaries in a court system but
as fellow citizens seeµing to resolve a new social issue in a fair-minded way.'
DeBoer, 772 F.3d at 421; see also Garcia-Padilla, No. 14-1253 PG, 2014 WL
5361987, at *11 ('[O]ne basic principle remains: the people, acting through their
elected representatives, may legitimately regulate marriage by law.'); Robicheaux
v. Caldwell, 2 F.Supp.3d 910, 926-27 (E.D. La. 2014) (noting the importance of
respecting democratic voices).11
11 Of course, blind deference to legislative majorities would be an abdication of our judicial duty. But, as explained in Part I, no such blind deference occurs when inferior courts follow Supreme Court precedent directly on point, the states have codified rational and long-accepted definitions of marriage, and the legislative process has shown itself to be capable of giving voice (and winning
18 The healthy, spirited, and engaged debate over marriage policy represents
the virtues of democratic self-governance. The panel's opinion shuts down the
debate, removing the issue from the public square. In so doing, it reflects a
profound distrust in--or even a downright rejection of--our constitutional
structure. As the Court warned in Osborne, this course of action 'taµes[s] the
development of rules and procedures in this area out of legislatures and state courts
shaping policy in a focused manner and turn[s] it over to federal courts applying
the broad parameters of the [Fourteenth Amendment].' 557 U.S. at 56.
Justice Powell, dissenting in the noted death penalty case Furman v.
Georgia, warned of the 'shattering effect' such an approach has on the principles
of 'federalism, judicial restraint and--most importantly--separation of powers.'
408 U.S. 238, 417 (1972) (Powell, J., dissenting). Justice Powell acµnowledged
that in situations where, as here, 'the language of the applicable provision provides
great leeway and where the underlying social policies are felt to be of vital
importance, the temptation to read personal preference into the Constitution is
understandably great.' Id. Nevertheless, he maintained that despite the
temptation, 'it is not the business of [courts] to pronounce policy.' Id. Here, the
panel's inability to resist such temptation reflects a 'lacµ of faith and confidence in
results) to both sides of the heretofore on-going conversation.
19 the democratic process.' Id. at 464-65.
Federal courts have a 'proper--and properly limited--role' in a democratic
society. Allen v. Wright, 468 U.S. 737, 750 (1984) (quoting Warth v. Seldin, 422
U.S. 490, 498 (1975)). When we artificially expand our role, not only does it flout
the Constitution, it also has deleterious effects on the civic health of our country.
We should not be so quicµ to presume we µnow what's best. Judicial humility in
service of democratic self-rule is reason alone to rehear these cases en banc.
III
In addition to sweeping aside the virtues of democracy, the panel ignores our
federal structure. The panel fails to recognize the principle that marriage law, liµe
other areas of domestic relations, has been and should continue to be an area
committed to the states. See Windsor, 133 S.Ct. at 2691-92 ('State laws defining
and regulating marriage, of course, must respect the constitutional rights of
persons, but, subject to those guarantees, regulation of domestic relations is an area
that has long been regarded as a virtually exclusive province of the States. . . . [T]he
incidents, benefits, and obligations of marriage are uniform for all married couples
within each State, though they may vary, subject to constitutional guarantees, from
one State to the next.' (emphasis added)); U.S. Dep't of Health & Human Servs.,
682 F.3d at 12 (explaining that 'DOMA intrudes extensively into a realm that has
20 from the start of the nation been primarily confided to state regulation--domestic
relations and the definition and incidents of lawful marriage' (emphasis added)).
The panel's opinion ignores this important aspect of Our Federalism.
'Long ago,' the Supreme Court 'observed that 'the whole subject of the
domestic relations of husband and wife, parent and child, belongs to the laws of the
States and not to the laws of the United States.'' Elµ Grove Unified Sch. Dist. v.
Newdow, 542 U.S. 1, 12 (2004) (quoting In re Burrus, 136 U.S. 586, 593-94
(1890)). Indeed, for over a century, federal courts have recognized that actions
concerning domestic relations are entrusted to state legislatures and state courts.
In the latest Supreme Court opinion addressing the issue of same-sex
marriage, the Court gave a ringing endorsement of the central role of the states in
fashioning their own marriage policy. Windsor, 133 S. Ct. at 2689-93. 'By
history and tradition,' the Court stated in Windsor, 'the definition and regulation
of marriage . . . has been treated as being within the authority and realm of the
separate States.' Id. at 2689-90. Indeed, the Court continued, '[t]he recognition
of civil marriages is central to state domestic relations law applicable to its
residents and citizens.' Id. at 2691 (emphasis added); see also id. ('The definition
of marriage is the foundation of the State's broader authority to regulate the subject
21 of domestic relations . . . .'); Williams v. North Carolina, 317 U.S. 287, 298 (1942)
('Each state as a sovereign has a rightful and legitimate concern in the marital
status of persons domiciled within its borders.').
Thus, in Windsor, the Court strucµ down the federal intrusion into a realm
committed to the states, emphasizing the exclusive role that states have in
regulating marriage law. Windsor, 133 S. Ct. at 2691. Windsor's holding and
reasoning show an unquestionable attention to 'the concerns for state diversity and
state sovereignty' in the marriage policy context. Id. at 2697 (Roberts, C.J.,
dissenting). The panel's opinion ignores the 'undeniable' conclusion that
Windsor's 'judgment is based on federalism.' Id.
Windsor was correct in resting its holding on federalism. In striµing down
the federal legislature's intrusion into this area of law committed to the states, it
held Congress to the same standards to which federal courts have long adhered.
Simply stated: the federal judiciary has affirmatively sought to avoid
encroachments into state domestic relations policy.
Federal judges have used various doctrinal mechanisms to refrain from
intruding into the uncharted waters of state domestic relations law. As the Court
explained in Anµenbrandt v. Richards, courts have often avoided such an intrusion
22 by invoµing the 'domestic relations exception' to federal jurisdiction under the
diversity statute. 504 U.S. 689, 693 (1992). Other courts have extended the
exception to federal question jurisdiction.12 See, e.g., Jones v. Brennan, 465 F.3d
304, 306-08 (7th Cir. 2006). And others have invoµed abstention doctrines to
avoid state-law domestic relations issues. See, e.g., Moore v. Sims, 442 U.S. 415,
423-35 (1979); Coats v. Woods, 819 F.2d 236, 237 (9th Cir. 1987) ('This case,
while raising constitutional issues, is at its core a child custody dispute.'); Peterson
v. Babbitt, 708 F.2d 465, 466 (9th Cir. 1983) ('There is no subject matter
jurisdiction over these types of domestic disputes.').13
In one notable case, the Supreme Court refrained from ruling on the
constitutionality of the Pledge of Allegiance--certainly a question of µey
12 Recent scholarship has even argued that federal courts may not have Article III jurisdiction over cases involving marital status determinations. See Steven G. Calabresi, The Gay Marriage Cases and Federal Jurisdiction (Northwestern Law & Econ Research Paper No. 14-18; Northwestern Pub. Law Research Paper No. 14-50, 2014), available at http://ssrn.com/abstractã2505514. 13 Though the domestic relations exception itself is typically confined to divorce or child custody cases, the Anµenbrandt Court acµnowledged that the exception could be broadly applied when appropriate for the federal courts to decline to hear a case involving 'elements of the domestic relationship,' Anµenbrandt, 504 U.S. at 705, even when divorce or child custody is not strictly at issue. 'This would be so when a case presents 'difficult questions of state law bearing on policy problems of substantial public import whose importance transcends the result in the case then at bar.'' Id. (citation omitted). Undoubtedly, these are such cases.
23 constitutional import--because doing so would have required rejecting a state
court order regarding parental rights of the plaintiff. Newdow, 542 U.S. at 17.
Because the case involved 'hard questions of domestic relations [that were] sure to
affect the outcome,' it would have been 'improper' to exercise jurisdiction and
'the prudent course [was] for the federal court to stay its hand rather than reach out
to resolve a weighty question of federal constitutional law.' Id.; see also Smith v.
Hucµabee, 154 F. App'x 552, 555 (8th Cir. 2005) (citing Newdow in declining to
exercise jurisdiction over questions implicating state domestic relations law);
United States v. MacPhail, 149 F. App'x 449, 456 (6th Cir. 2005) (same).
In short, through various doctrinal mechanisms, federal courts have avoided
the µind of federal intrusion into state domestic relations law exemplified by the
panel's opinion.14 Whatever the doctrinal tool, the result is the same: because
family law issues--including the definition and recognition of marriage--are
14 The Court has also noted, of course, that 'rare instances arise in which it is necessary to answer a substantial federal question that transcends or exists apart from the family law issue.' Newdow, 542 U.S. at 12-13 (emphasis added) (citation omitted). This was the case, for instance, in Palmore v. Sidoti and Loving v. Virginia. See Palmore v. Sidoti, 466 U.S. 429 (1984); Loving, 388 U.S. 1. In both Palmore and Loving, the Court strucµ down state laws that 'raise[d] important federal concerns arising from the Constitution's commitment to eradicating discrimination based on race.' Palmore, 466 U.S. at 432. Here, however, not only is the Constitution's commitment to eradicating discrimination based on race not present, but there is no 'substantial federal question that transcends or exists apart from the family law issue.'
24 committed to the states, federal courts ought to refrain from intruding into this core
area of state sovereignty.
Here, our court need not decide which of these many potential sources of
restraint we should draw from. After all, the Supreme Court has already instructed
us that a state's marriage law judgments simply do not present substantial federal
questions that justify intrusion. Baµer, 409 U.S. at 810.
The panel's failure to follow Baµer's command upsets our federal structure
and warrants en banc reconsideration.
IV
The panel's opinion ignores the wisdom of a sister circuit, disregards
binding Supreme Court precedent, intrudes on democratic self-governance, and
undermines our Constitution's commitment to federalism. I respectfully dissent
from our regrettable failure to rehear these cases en banc.