Surgent v. District of Columbia

683 A.2d 493, 1996 D.C. App. LEXIS 215, 1996 WL 593813
CourtDistrict of Columbia Court of Appeals
DecidedOctober 17, 1996
DocketNo. 94-CV-1510
StatusPublished

This text of 683 A.2d 493 (Surgent v. District of Columbia) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Surgent v. District of Columbia, 683 A.2d 493, 1996 D.C. App. LEXIS 215, 1996 WL 593813 (D.C. 1996).

Opinion

BELSON, Senior Judge:

Appellant challenges the denial of his petition for attorney’s fees incurred in defending before the Superior Court the decision of an administrative board which found that the District had improperly terminated him. We are satisfied that the trial court did not abuse its discretion in denying the petition. Accordingly, we affirm.

I.

Appellant was separated from his position with the Department of Human Services on November 15,1991, pursuant to D.C. Law 9-47 (1991), a statute amending the D.C. Government Comprehensive Merit Personnel Act of 1978.1 Subsection (a) of the amending legislation called for the identification and elimination of “excess positions.” On October 4, 1991, appellant’s position was reclassified. Shortly thereafter, appellant was notified that he would be terminated.

Appellant appealed the separation decision to the Temporary Panel of the Office of Employee Appeals (“TAP”), arguing, among other things, that he had been improperly reclassified. The District of Columbia challenged the jurisdiction of TAP over the claims presented, arguing that reclassification decisions could be appealed only to the Office of Employee Appeals (“OEA”). Normally, decisions related to reductions-in-force (“RIFs”) and reclassifications were appeal-able at the agency level only to the OEA D.C.Code §§ 1-606.3, -612.2(c), -625.4 (1992 & 1996 Supp.). However, an employee terminated pursuant to D.C. Law 9-47 was given narrower appellate rights, viz: “Neither the determination that a specific position is an excess position nor separation pursuant to this section shall be subject to review except ... (2)[t]he employee may file with [TAP] an appeal contesting that the separation procedures of subsections (d) and (e) of this section were not properly applied.” D.C. Law 9-47, § 2405(f). Subsection (d) guaranteed the employee at least one round of competition, and subsection (e) provided for thirty days notice of termination. Section 2405(d) & (e). The District, it appears, argued that the matter at issue concerned appellant’s reclassification, which was not within subsection (d) or (e) but was within the generally applicable provision that appeals could be taken only to OEA, thus leaving TAP without jurisdiction.

In a written decision, TAP ruled that it had jurisdiction. Because there was no binding authority, the TAP judge looked to decisions of the Merit System Protection Board (“MSPB”), which determines certain employment issues arising in the context of employment by the federal government. Under the federal scheme, noted TAP, reclassification matters normally fell within the exclusive jurisdiction of the Office of Personnel Management (the federal counterpart to the OEA), but the MSPB had considered those questions when they were entangled with RIFs. The TAP judge reasoned that the instant reclassification was entangled with a RIF, and therefore warranted determination by TAP rather than the OEA.

Not satisfied with TAP’s decision, the District filed a petition for review in Superior Court, again challenging the jurisdiction of TAP to determine appellant’s claims, particularly the claim that appellant had been improperly reclassified. A year later, before the court ruled on the merits, the District rehired appellant and accordingly withdrew its appeal. Appellant then moved, in Superior Court, for an award of attorney’s fees for the costs of defending the TAP decision there.

In a thorough opinion, the Superior Court rejected appellant’s arguments, finding ultimately:

The court is not prepared to say that the District would have prevailed on [its jurisdictional] argument. The fact is, however, that what the District sought was review of the jurisdictional limitations of a relatively new statute. From the face of its brief, as well as Surgent’s opposition, the court is satisfied that the District’s argument was [495]*495neither clearly without merit, nor that the District should have known that it would not prevail on appeal.

II.

In cases involving the wrongful termination of District employees; attorney’s fees incurred in successfully challenging that termination may be awarded to the employee in the same way in which they may under the Federal Back Pay Act (5 U.S.C. § 5596 et seq.). Zenian v. Office of Employee Appeals, 598 A.2d 1161, 1163 (D.C.1991); District of Columbia v. Hunt, 520 A.2d 300, 302-03 (D.C.1987). Under 5 U.S.C. § 5596(b)(l)(A)(ii), an employee who is a prevailing party following administrative and judicial review of an employment decision is eligible to recover reasonable attorney’s fees where the payment of fees is warranted in the “interest of justice.” 5 U.S.C. § 7701(g). It was within the Superior Court’s discretion to determine whether attorney’s fees should be awarded in “the interest of justice.” See Sterner v. Department of Army, 711 F.2d 1563, 1568 (Fed.Cir.1983). In this court, appellant asserts two of the five illustrative interest of justice grounds that the federal Merit Systems Protection Board identified in Allen v. U.S. Postal Service, 2 MSPB 582, 2 M.S.P.R. 420 (1980), for awarding fees: (1) that the petition for review was “clearly without merit”; and (2) that the District “knew or should have known that it would not prevail on the merits” in court. See id. 2 M.S.P.R. at 434-35.

Before addressing appellant’s arguments, we note that in Allen, the Board set forth other illustrative examples of circumstances in which attorney’s fees can be awarded “in the interest of justice”: (1) where “the agency engaged in a ‘prohibited personnel practice’ (2) where “the agency initiated the action against the employee in ‘bad faith’ or (3) where “the agency committed a ‘gross procedural error’ which ‘prolonged the proceeding’ or ‘severely prejudiced’ the employee.” Id. The United States Court of Appeals for the Federal Circuit has approved Allen’s “not exhaustive, but illustrative” list of examples that “serve primarily as directional markers toward the interest of justice.” Wise v. Merit Sys. Protection Bd., 780 F.2d 997, 999 (Fed.Cir.1985); see Sterner, supra, 711 F.2d at 1569. We agree that the five grounds the Board identified in Allen are helpful guidelines that aid a court in the exercise of its discretion whether to award attorney’s fees. See Sterner, supra, 711 F.2d at 1568. They do not, of course, require the court to make an award, nor do they comprise all of the situations in which a discretionary award can be made. See id. at 1569-70.

It is not our task here to decide whether the position the District initially took in the trial court would have failed. Instead, we must consider whether the Superior Court abused its discretion in denying the fee petition.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Stanley Sterner v. Department of the Army
711 F.2d 1563 (Federal Circuit, 1983)
Jerris Wise v. Merit Systems Protection Board
780 F.2d 997 (Federal Circuit, 1985)
District of Columbia v. Hunt
520 A.2d 300 (District of Columbia Court of Appeals, 1987)
Zenian v. District of Columbia Office of Employee Appeals
598 A.2d 1161 (District of Columbia Court of Appeals, 1991)
Chase v. District of Columbia Alcoholic Beverage Control Board
669 A.2d 1264 (District of Columbia Court of Appeals, 1995)
Hotel Tabard Inn v. District of Columbia Zoning Commission
661 A.2d 150 (District of Columbia Court of Appeals, 1995)
Ferreira v. District of Columbia Department of Employment Services
667 A.2d 310 (District of Columbia Court of Appeals, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
683 A.2d 493, 1996 D.C. App. LEXIS 215, 1996 WL 593813, Counsel Stack Legal Research, https://law.counselstack.com/opinion/surgent-v-district-of-columbia-dc-1996.