Sullivan v. Superintendent

102 N.E.3d 1032, 92 Mass. App. Ct. 1128
CourtMassachusetts Appeals Court
DecidedFebruary 16, 2018
Docket16–P–1650
StatusPublished

This text of 102 N.E.3d 1032 (Sullivan v. Superintendent) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Superintendent, 102 N.E.3d 1032, 92 Mass. App. Ct. 1128 (Mass. Ct. App. 2018).

Opinion

The defendant superintendent (colonel3 ) of the Department of State Police (department) appeals after a Superior Court judge allowed the motion of the plaintiff, Trooper Lawrence Sullivan, for judgment on the pleadings. Concluding that "no substantial evidence" existed to support an order approved by the colonel that denied Sullivan's application for line-of-duty injury benefits (ILD), the judge decreed that "Sullivan shall be entitled to 424 hours of [ILD] time and not have it deducted as sick time." We affirm, albeit on a different ground. See Gabbidon v. King, 414 Mass. 685, 686 (1993) ("[O]n appeal, we may consider any ground apparent on the record that supports the result reached in the lower court").

Background. While Sullivan was on duty on October 14, 2014, his clipboard slid off of the passenger seat of his cruiser. From the driver's seat, he reached around the computer mounted on the console, to the passenger side floor. Immediately, he felt a sharp pain in his back. Following departmental rules, Sullivan notified his commanding officer and sought medical care from his personal physician. His doctor diagnosed "sciatica with pain down the right leg," prescribed medication for pain and inflammation, and recommended rest, to be followed by physical therapy.

Sullivan promptly submitted a claim for ILD. His commanding officer and the State police surgeon, Brian Morris, initially recommended approval of ILD and payment of Sullivan's medical expenses. After Morris's first examination of Sullivan, on October 27, 2014, Morris noted, "If he continues to have pain radiating into his right leg, an MRI [magnetic resonance imaging examination] may be needed for evaluation." After a follow-up examination on December 9, 2014, Morris reported that Sullivan had "injured his lower back while reaching for a clipboard on the floor of the passenger side of his cruiser" and was "making good progress." Morris recommended "that [Sullivan] be approved for up to [six] more weeks of physical therapy."

Meanwhile, on November 17, 2014, Sullivan underwent an MRI of his lumbar spine. At some point, presumably after the follow-up examination, Morris received Sullivan's MRI results. On January 13, 2015, just three days before Sullivan returned to work on full-duty status, the department's board on claims (board) convened to review Sullivan's ILD request. The board disapproved Sullivan's claim based on Morris's review of Sullivan's MRI results. Reversing his earlier recommendations, Morris now concluded that Sullivan's pain was not the result of a work-related back injury, but rather the result of Sullivan's preexisting back conditions, which included degenerative disc disease, degenerative joint disease, and a cyst.4 The board determined that the department was not responsible for Sullivan's medical expenses and that the 424 hours of ILD he had used while recuperating would be reclassified as sick leave.

Sullivan appealed the board's decision to the colonel under G. L. c. 22C, § 43, which provides any person aggrieved by an order of the department, or of a division or officer thereof, with a right of appeal to the colonel. Major James A. Jones, II, conducted the § 43 hearing as the colonel's designee. Sullivan, represented by counsel, testified and offered letters from his personal physician and his chiropractor to the effect that while Sullivan's act of bending and twisting in an awkward manner was not the original cause of his degenerative back conditions, it did exacerbate his preexisting injury, cause "presenting symptom[s]" of severe pain and swelling, and possibly cause new injury or further damage to the preexisting injury. Jones recommended sustaining the board's decision; the colonel accepted the recommendation and denied Sullivan's § 43 appeal.

Sullivan next filed a complaint seeking judicial review of the colonel's decision in the Superior Court, as provided by § 43. Acting on cross motions for judgment on the pleadings, the judge ordered judgment for Sullivan. Rejecting the department's determination that Sullivan's injury merely caused him to suffer "symptoms" of a preexisting injury, the judge concluded that "sciatica is not a symptom; ... it is an injury and it is compensable."5

Discussion. Sullivan obtained judicial review of the colonel's decision under § 43, which provides in pertinent part, "Any person aggrieved by an order approved by the colonel may appeal to the superior court .... The superior court shall have jurisdiction in equity upon such appeal to annul such order if found to exceed the authority of the department." G. L. c. 22C, § 43, inserted by St. 1991, c. 412, § 22. The department contends that this language permits a Superior Court judge to disturb such an order "only if the Colonel's decision was arbitrary or capricious or otherwise unlawful," and that the judge erred by applying the substantial evidence standard of G. L. c. 30A, § 14. We need not address whether the c. 30A standard applies, however, because we conclude that the board's decision, approved by the colonel, was arbitrary and capricious.

Under the deferential standard of § 43, "[t]he decision of the board can be disturbed only if it is based on 'a legally untenable ground' ... or is 'unreasonable, whimsical, capricious, or arbitrary.' " Forsyth Sch. for Dental Hygienists v. Board of Registration in Dentistry, 404 Mass. 211, 218 (1989), quoting from Gulf Oil Corp. v. Board of Appeals of Framingham, 355 Mass. 275, 277 (1969). We have described an arbitrary and capricious decision as "lack[ing] any rational explanation that reasonable persons might support." Hercules Chem. Co. v. Department of Envtl. Protection, 76 Mass. App. Ct. 639, 643 (2010), quoting from Cambridge v. Civil Serv. Commn., 43 Mass. App. Ct. 300, 303 (1997). But even a reasoned decision can be arbitrary and capricious. When an agency acts on reasons that "are related ... to an ad hoc agenda, then that agency has acted arbitrarily because the basis for action is not uniform, and, it follows, is not predictable." Fafard v. Conservation Commn. of Reading, 41 Mass. App. Ct. 565, 568 (1996). "An agency should strive to act on bases that are uniform and predictable," and when it does not, it "courts scrutiny under the arbitrary and capricious standard." Hercules Chem. Co., supra.

In its brief, the department defends its decision to reject Sullivan's claim on the ground that it has a "policy" that "symptoms of a preexisting condition-if that condition was not caused by a physical injury sustained [while] actually performing police service-cannot support a claim for [ILD] benefits." As evidence of its policy, the department points to art. 8 of its rules and regulations, which establishes the board to "hear cases of claims relating to injuries incurred ... while actually performing police services." See G. L. c. 22C, § 16, inserted by St. 1991, c.

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Related

Gulf Oil Corp. v. Board of Appeals of Framingham
244 N.E.2d 311 (Massachusetts Supreme Judicial Court, 1969)
Forsyth School for Dental Hygienists v. Board of Registration in Dentistry
534 N.E.2d 773 (Massachusetts Supreme Judicial Court, 1989)
Gabbidon v. King
414 Mass. 685 (Massachusetts Supreme Judicial Court, 1993)
Firearms Records Bureau v. Simkin
993 N.E.2d 672 (Massachusetts Supreme Judicial Court, 2013)
Fafard v. Conservation Commission of Reading
672 N.E.2d 21 (Massachusetts Appeals Court, 1996)
City of Cambridge v. Civil Service Commission
682 N.E.2d 923 (Massachusetts Appeals Court, 1997)
Castillo v. Cavicchio Greenhouses, Inc.
846 N.E.2d 415 (Massachusetts Appeals Court, 2006)
Hercules Chemical Co. v. Department of Environmental Protection
925 N.E.2d 53 (Massachusetts Appeals Court, 2010)
Goodwin's Case
977 N.E.2d 70 (Massachusetts Appeals Court, 2012)

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Bluebook (online)
102 N.E.3d 1032, 92 Mass. App. Ct. 1128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-superintendent-massappct-2018.