Sullivan v. Kemp

749 S.E.2d 721, 293 Ga. 770, 2013 Fulton County D. Rep. 3082, 2013 WL 5508606, 2013 Ga. LEXIS 797
CourtSupreme Court of Georgia
DecidedOctober 7, 2013
DocketS13A1259
StatusPublished
Cited by7 cases

This text of 749 S.E.2d 721 (Sullivan v. Kemp) is published on Counsel Stack Legal Research, covering Supreme Court of Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Kemp, 749 S.E.2d 721, 293 Ga. 770, 2013 Fulton County D. Rep. 3082, 2013 WL 5508606, 2013 Ga. LEXIS 797 (Ga. 2013).

Opinion

Benham, Justice.

This Court granted Patrick Sullivan’s certificate of probable cause to appeal the denial of his petition for habeas corpus. Because we agree with Sullivan that his appellate counsel’s performance was deficient and there is a reasonable probability that counsel’s error prejudiced the defense, we reverse the habeas court’s ruling.

Details of this case are set forth in Sullivan v. State, 277 Ga. App. 738 (627 SE2d 437) (2006), in which the Court of Appeals affirmed Sullivan’s convictions on the sole enumeration of error that the evidence was insufficient to support the verdict. The record shows while Sullivan was alone babysitting a one-year-old child, the child suffered serious brain injuries that, according to testimony presented at trial, were consistent with shaken baby syndrome. Further, according to the expert testimony, the child’s injuries were inconsistent with Sullivan’s explanation of how the injuries occurred. The evidence showed Sullivan informed the emergency operator when he called to report the child’s injuries that the baby “fell off the couch.” In a voluntary statement given to investigators, he first stated the child fell off the couch while he was out of the room but he later admitted to investigators that, upon discovering the child, he then shook the child in what he claimed was a playful manner in response to the child’s crying. At trial, Sullivan testified that after he heard a thump and discovered the child on the floor crying, he shook and rocked the baby to try to get him to laugh. A witness testified that shortly after the child was taken to the hospital in an ambulance, Sullivan cried and stated, “I’m sorry, I didn’t mean it.” Sullivan was charged with cruelty to a child in the first degree, aggravated battery, aggravated assault with a deadly weapon (his hands), and giving a false name to a law enforcement officer. He was tried and convicted of aggravated [771]*771assault, for which he was sentenced to serve twenty years, and also convicted of the false name charge, for which he was sentenced to serve twelve months concurrently. His motion for new trial was denied and, on appeal of the aggravated assault conviction on the ground of insufficiency of the evidence, the Court of Appeals affirmed. Sullivan later filed his petition for a writ of habeas corpus in which he alleged ineffective assistance of appellate counsel on the ground that counsel failed to raise on appeal the additional ground that allegedly erroneous jury instructions had been given which, according to Sullivan, allowed the jury to find him guilty of aggravated assault on the basis of criminal negligence rather than criminal intent. Sullivan’s petition for habeas relief was denied.

The trial transcript and record show the trial court charged the jury on the general definition of a crime set forth in OCGA § 16-2-1 (a) by stating that a crime involves “a joint operation of an act, or omission to act, and intention.” Sullivan was not indicted for any offense involving criminal negligence, and neither party requested an instruction for reckless conduct as a lesser included offense of aggravated assault with a deadly weapon, for which a finding of criminal negligence would be sufficient to support a conviction. Compare Bowers v. State, 177 Ga.App. 36, 38 (1) (338 SE2d 457) (1985) (holding that the crime of reckless conduct is a lesser included offense of the crime of aggravated assault with a deadly weapon, a gun, based upon allegations the victim was actually shot). Nevertheless, the trial court went on to instruct that intent or criminal negligence is an essential element of any crime, that intent or criminal negligence may be shown in many ways, and also instructed on the definition of criminal negligence based upon the language of OCGA § 16-2-1 (b). The trial court then gave instructions on simple assault and aggravated assault with a deadly weapon, tracking the language of OCGA § 16-5-21 (a) (2), but the instruction did not specify that criminal intent to injure, as opposed to criminal negligence, is necessary to convict.1 Trial counsel reserved objections to the charge. On appeal, Sullivan’s [772]*772court-appointed counsel, who was not the same lawyer as the appointed counsel who represented Sullivan at trial, raised only the issue of the sufficiency of evidence to convict. Appellate counsel testified at the habeas proceeding that he has practiced primarily criminal law since being admitted to the bar in 1997 but that Sullivan’s was one of his first appellate cases. He admitted he simply missed the jury charge as ground for appeal because he was not aware of the line of cases that identified such an instruction as possible error. Appellate counsel acknowledged there was no strategic reason not to raise the issue on appeal. The habeas court denied relief, concluding that Dunagan v. State, 269 Ga. 590 (502 SE2d 726) (1998), in which this Court held a jury charge that improperly substituted criminal negligence for criminal intent as an element of the crime of aggravated assault was erroneous, is distinguishable. The habeas court concluded Sullivan had failed to show either the deficient performance or the prejudice that is necessary to establish ineffective assistance of counsel.

1. The threshold issue to examine with respect to whether Sullivan has demonstrated he was denied effective assistance of appellate counsel is to determine whether, as Sullivan argues, the jury instructions were erroneous and thus provided a ground for appellate reversal of his conviction for aggravated assault. We agree with the habeas court that the facts of this case are distinguishable from those in Dunagan, supra, because in Dunagan the judge improperly “gave several charges instructing the jury that criminal negligence could substitute for criminal intent.” Id. at 591 (2). Here, the trial court did not expressly state that criminal negligence could be substituted for criminal intent in the commission of aggravated assault or any other crime charged in the indictment. Instead, as in Holmes v. State, 272 Ga. 517, 519 (7) (529 SE2d 879) (2000), the trial court charged the jury on the definition of criminal negligence as part of its general charge on the definition of a crime. But the instruction given in this case is also distinguishable from that given in Holmes, in which

[t]he trial court specifically instructed the jury on the required elements of the offense of aggravated assault, including the instruction that in order to convict it must find either an intention to commit injury on another person or that the other person was intentionally placed in reasonable apprehension of immediately receiving a violent injury.

Id. (Punctuation omitted.) Compare also Mize v. State, 277 Ga. 148, [773]*773149 (2) (586 SE2d 648) (2003) (affirming conviction for felony murder predicated upon aggravated assault where the trial court charged the definition of criminal negligence as part of the general charge on definition of a crime but also expressly instructed the jury on the required elements of aggravated assault). By contrast, the charge on aggravated assault given in Sullivan’s trial made no reference to intent.

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Bluebook (online)
749 S.E.2d 721, 293 Ga. 770, 2013 Fulton County D. Rep. 3082, 2013 WL 5508606, 2013 Ga. LEXIS 797, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-kemp-ga-2013.