Sullivan v. Houstoun

928 F. Supp. 521, 1996 U.S. Dist. LEXIS 8314, 1996 WL 333401
CourtDistrict Court, M.D. Pennsylvania
DecidedJune 14, 1996
DocketNo. 4:CV-95-0954
StatusPublished

This text of 928 F. Supp. 521 (Sullivan v. Houstoun) is published on Counsel Stack Legal Research, covering District Court, M.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Houstoun, 928 F. Supp. 521, 1996 U.S. Dist. LEXIS 8314, 1996 WL 333401 (M.D. Pa. 1996).

Opinion

MEMORANDUM

McCLURE, District Judge.

BACKGROUND:

On June 19, 1995, plaintiff Owen Sullivan initiated this action with the filing of a complaint pursuant to 42 U.S.C. § 1983. Sullivan alleges that his right to free speech under the First Amendment was violated by the termination of his employment by the Pennsylvania Department of Public Welfare, Office of Hearings and Appeals. The termination occurred after Sullivan directed a letter to Governor Thomas Ridge. Sullivan also asserts a supplemental claim under the Pennsylvania Whistleblower Law, 43 Pa. Cons.Stat.Ann. § 1421.

Before the court is a motion by defendants for summary judgment.

DISCUSSION:

I. STANDARD OF REVIEW

Summary judgment is appropriate if the “pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(e) (emphasis added).

... [T]he plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s ease, and on which that party will bear the burden of proof at trial. In such a situation, there can be ‘no genuine issue as to any material fact,’ since a complete failure of proof concerning an essential element of the nonmoving party’s case necessarily renders all other facts immaterial. The moving party is ‘entitled to judgment as a matter of law’ because the nonmoving party has failed to make a sufficient showing on an essential element of her case with respect to which she has the burden of proof.

Celotex Corp. v. Catrett, 477 U.S. 317, 323-324, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986).

The moving party bears the initial responsibility of stating the basis for its motions and identifying those portions of the record which demonstrate the absence of a genuine issue of material fact. He or she can discharge that burden by “showing ... that there is an absence of evidence to support the nonmoving party’s case.” Celotex at 325,106 S.Ct. at 2554.

Issues of fact are genuine “only if a reasonable jury, considering the evidence presented, could find for the non-moving party.” Childers v. Joseph, 842 F.2d 689, 694 (3d Cir.1988) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 2510-11, 91 L.Ed.2d 202 (1986)). Material facts are those which will affect the outcome of the trial under governing law. Anderson at 248, 106 S.Ct. at 2510. In determining whether an issue of material fact exists, the court must consider all evidence in the light most favorable to the non-moving party. White v. Westinghouse Electric Co., 862 F.2d 56, 59 (3d Cir.1988).

[524]*524 II. STATEMENT OF FACTS

From June 28, 1993, to May 26, 1995, Sullivan was an employee of the Department of Public Welfare, Office of Hearings and Appeals, in the position of Attorney Examiner 2. Defendants are: Feather Houstoun, Secretary of the Department of Public Welfare; Larry Toth, Director of the Department’s Bureau of Personnel; and Peter Speaks, Director of the Office of Hearings and Appeals. Speaks was plaintiffs supervisor.

After an initial period of two or three months in which his work performance was good, Sullivan was disciplined on a number of occasions. What followed was a series of incidents in which Sullivan allegedly was insolent toward and uncooperative with Speaks. These incidents included Sullivan’s refusal to turn off a tape recorder during discipline-related conferences with Speaks as well as to make changes in memorandum opinions drafted by Sullivan. Finally, on March 28, 1995, Sullivan was suspended by Speaks for five days.

On March 29, 1995, Sullivan wrote a letter to Governor Ridge which read as follows:

Dear Sir,
I am a full-time Attorney Examiner with the Department of Public Welfare’s Office of Hearings and Appeals in Harrisburg. I function full time as an administrative law judge adjudicating formal and recipient appeals within the Department’s administrative review process.
On March 28, 1995, I was unlawfully suspended without pay for five (5) days by the OH & A Director, Peter Speaks, for refusing to adopt his revisions to one of my recommendations (Appeal of D.R.), and for refusing in another case (Appeal of Hope Intermediate Residences) to rule on behalf of the Department. And he also suspended me for refusing to shut off my tape recorder when attempting to discipline me for these “infractions”.
To a degree, this is the perpetration of an illusion and misrepresentation. Moreover, his actions violate Appellants’ Federal Civil Rights and guarantees for having fair and impartial hearings, and unlawfully compel violations of the Code of Judicial Conduct and the Code of Professional Responsibility to which I am duty bound. But worse still, his actions are complet[e]ly unnecessary. That is, if he doesn’t like our rulings or recommendations — he doesn’t have to adopt them. The suspicion is though that he is so unacquainted with DPW regulations that he doesn’t pos[s]ess the wherewithal to construct a well reasoned amendment or reversal.
The current situation at DPW-OH & A is critical and may be laid directly at the feet of the current Director Speaks and his Assistant David Ward — both of whom are Casey appointments. If you need to know more, I can be contacted at 717-232-2453 (H) and, if I am still working there, 717-783-6249 (W).

Exhibits in support of Plaintiffs Brief in Opposition to Motion for Summary Judgment, Exhibit 3. The letter was signed by Owen M. Sullivan, Esquire, and copied to Fred Holland, Esquire, and Speaks.

III. FIRST AMENDMENT AND RETALIATION AGAINST GOVERNMENT EMPLOYEES

Simply stated, Sullivan claims that the letter represents speech protected under the First Amendment and the termination of his employment constitutes retaliation for protected speech.

In the context of speech by government employees, both the Third Circuit and the Supreme Court have recognized that there is a balancing of competing interests. The first is that it is essential that government employees be permitted to speak out on matters of public concern. This interest must be balanced against the interest of the state, as an employer, in the efficiency of the public services it provides through its employees. Pro v. Donatucci,

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Related

Connick Ex Rel. Parish of Orleans v. Myers
461 U.S. 138 (Supreme Court, 1983)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Watters v. City of Philadelphia
55 F.3d 886 (Third Circuit, 1995)
Africa v. City of Philadelphia
49 F.3d 945 (Third Circuit, 1995)
Childers v. Joseph
842 F.2d 689 (Third Circuit, 1988)

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Bluebook (online)
928 F. Supp. 521, 1996 U.S. Dist. LEXIS 8314, 1996 WL 333401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-houstoun-pamd-1996.