Sullivan v. Dulligan

5 Mass. App. Div. 71
CourtMassachusetts District Court, Appellate Division
DecidedMarch 23, 1940
StatusPublished

This text of 5 Mass. App. Div. 71 (Sullivan v. Dulligan) is published on Counsel Stack Legal Research, covering Massachusetts District Court, Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Dulligan, 5 Mass. App. Div. 71 (Mass. Ct. App. 1940).

Opinion

Pettingell, J.

Action of contract by a creditor of defendant’s testator. The writ was dated within one year of the approval of the defendant’s bond but was served at the last and usual place of abode of the defendant and entered in court more than a year after the approval of the bond.

After the entry of the plaintiff’s writ, the defendant’s attorney filed an appearance for the defendant and, on the same day, filed a plea in abatement, setting forth that the “action was not entered within one year from the time of his giving bond for the performance of his trust, nor was the writ in such action served by delivery in hand upon said defendant or service thereof accepted by him before the expiration of said year nor a notice stating the name and ad[72]*72dress of the creditor, the amount of the claim and the court in which the action has been brought filed in the registry of probate.”

There was a hearing upon the defendant’s plea in abatement at which the plaintiff seasonably filed the following requests for rulings:

“1. The defendant in order to avail himself of the Statute of Limitations must set up his defense by answer and not by demurrer.
“2, A bond without surety given by an executor and approved by the Judge of Probate without notice to the plaintiff is not such a bond as the Statutes of the Commonwealth require and the Statute of Limitations against the defendant will not begin to- run from the filing of such a bond.”

The trial judge filed the following statement of findings and rulings:

“I hereby sustain the plea in abatement in the action named above. I find as a fact that the defendant, Charles E. Dulligan, Executor of the Will of John J. Fahey, deceased, gave due notice of his appointment as executor. I find that the writ in the action named above was commenced but was not entered within one year from the time of the giving of bond by said Charles E. Dulligan for the performance of his trust. I find that the service made upon the defendant, Charles E. Dulligan, as executor of the will of John J. Fahey, deceased, was made by leaving a summons of the writ at the last and usual place of abode of said Charles E. Dulligan. I find that such service does not fulfill the requirements of General Laws, Chapter 197, Section 9’, and that therefore no valid service of the writ has been made upon the defendant executor.
“I allow the- first request for ruling of law of the plaintiff insofar as it means that the Statute of Limitations, as a defense to the case on its merits, must be pleaded by answer and not by demurrer (or by plea in abatement). If this request for ruling is intended to [73]*73mean that the period of limitation may not be taken into consideration in determining the validity of service, for the purpose of deciding a plea in abatement, which would not decide the merits of the case, then the first request of the plaintiff is to that extent denied.
“I allow the plaintiff’s second request for ruling of law:”

The plaintiff’s contention is that the defendant, as executor, has not filed in the probate court a sufficient bond as required by G. L. (Ter. Ed.) C. 205, §1. Section 4 of that chapter provides that an executor may file a bond without sureties, as was done here, “but not until all creditors of the estate . . . have been notified and have had opportunity to show cause against the same. ’ ’ In support of his contention he cites Abercrombie v. Sheldon, 8 Allen 532, in which it was held that where a bond without sureties was given without notice to the creditors, that is, notice prior to the appointment of the executor and approval of his bond, the bond did not comply with the statute, and the statute of limitations did not begin to run with its filing. There seems to be no reason to doubt that this is still the law. See, Everett Trust Co. v. Waltham Theatre & Co., 267 Mass. 350, at 353.

The plaintiff’s contention is supported in fact by the words on page three of the report: “No notice of the filing of a bond without sureties was given to the creditors or to the plaintiff.” These words follow an introductory sentence on page 2 to the effect that “the following facts were stated and agreed to by counsel.”

We have, therefore, facts agreed upon which, despite the informality and indefiniteness of the language used, must be construed to mean that no notice was given to the creditors by the Probate Court of the proposed appointment of an executor who had filed, or was to file, a bond without sureties. The words relied upon cannot be interpreted as [74]*74relating to the giving of notice of appointment after the bond was filed, because that situation is covered by the later sentence, “Due notice of the appointment as executor . . . was given.”

No reference is made in the “Court’s Findings” to these particular facts relied upon by the plaintiff stated to be “agreed to by counsel.”

The first request filed by the plaintiff was allowed by the trial judge “insofar as it means that the Statute of Limitations, as a defense to the case on its merits must be pleaded by answer and not by demurrer (or by plea in abatement).” The trial judge then went on to make a distinction which seems to be in effect that the statute might be pleaded in abatement to determine the validity of the service, an issue independent and distinct from a decision on the merits of the ease. This seems to result in a ruling that the deficiency of a service not complying with G. L. (Ter. Ed.) C. 197, §9, as amended by St. 1933, €. 221, §4, may be pleaded in abatement (see Finance Corp. of New England v. Parker., 251 Mass. 372, at 375), or the provisions of G. L. (Ter. Ed.) C. 197, §9, as amended by St. 1933, C. 221, §4, may be pleaded as a defence to the merits by an answer. We find no error in this disposition of this requested ruling.

The trial judge then allowed the plaintiff’s second requested ruling, which, despite an indefiniteness of wording, must be construed as raising the contention that he now relies upon, that notice must be given the creditors before the appointment of an executor who proposes to file, or has filed a bond without sureties.

The plaintiff does not claim error in the giving of this request. His real grievance is that the trial judge did not apply it to the facts agreed upon by counsel. A party has a right to be assured that a ruling of law requested and given is properly applied to the facts in the case. Clarke v. Second National Bank, 177 Mass. 257, at 266, 267.

[75]*75Such an appellant, however, has usually a preliminary duty to perform; where there is an inconsistency or an incompatibility between the general finding and a ruling requested and given, or between the general finding and a special finding, the matter should, first, be brought to the attention of the trial court for correction.

“Undoubtedly a general finding must be set aside if unequivocally inconsistent with a special finding, but the trend of the opinions is to sustain the general finding if possible . . . This question should have been raised by a motion for a new trial ... It is not properly open on a report to an appellate division, at least until after a ruling by the trial judge.” Duralith Corp. v. Leonard, 274 Mass. 397, at 401.

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Related

Ingalls v. Hobbs
16 L.R.A. 51 (Massachusetts Supreme Judicial Court, 1892)
Clarke v. Second National Bank
59 N.E. 121 (Massachusetts Supreme Judicial Court, 1901)
Harmon v. Sweet
109 N.E. 942 (Massachusetts Supreme Judicial Court, 1915)
Frati v. Jannini
226 Mass. 430 (Massachusetts Supreme Judicial Court, 1917)
Finance Corp. v. Parker
146 N.E. 696 (Massachusetts Supreme Judicial Court, 1925)
Everett Trust Co. v. Waltham Theatre Amusement Co.
166 N.E. 831 (Massachusetts Supreme Judicial Court, 1929)
Duralith Corp. v. Leonard
174 N.E. 511 (Massachusetts Supreme Judicial Court, 1931)
DiLorenzo v. Atlantic National Bank
180 N.E. 148 (Massachusetts Supreme Judicial Court, 1932)

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Bluebook (online)
5 Mass. App. Div. 71, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-dulligan-massdistctapp-1940.