Sullivan, M., et ux. v. Werner Co., Aplts.

Supreme Court of Pennsylvania·Decided December 22, 2023·No. 18 EAP 2022·Published

Opinion

[J-1-2023] IN THE SUPREME COURT OF PENNSYLVANIA EASTERN DISTRICT

TODD, C.J., DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, JJ.

MICHAEL AND MELISSA SULLIVAN, H/W : No. 18 EAP 2022 : : Appeal from the Judgment of v. : Superior Court entered on April 15, : 2021 at No. 3086 EDA 2019 : (reargument denied June 23, 2021), WERNER COMPANY AND LOWE'S : affirming the Judgment entered on COMPANIES, INC., AND MIDDLETOWN : November 19, 2019 in the Court of TOWNSHIP LOWE'S STORE #1572 : Common Pleas, Philadelphia : County, Civil Division at No. : 161003086. APPEAL OF: WERNER COMPANY AND : LOWE'S COMPANIES, INC. : ARGUED: March 8, 2023

OPINION ANNOUNCING THE JUDGMENT OF THE COURT

JUSTICE MUNDY DECIDED: December 22, 2023 We granted allowance of appeal to consider whether evidence of a product’s

compliance with industry and governmental safety standards is admissible in products

liability cases following this Court’s decision in Tincher v. Omega Flex, Inc., 104 A.3d 328

(Pa. 2014). Because we conclude compliance evidence remains inadmissible, we affirm

the order of the Superior Court.

I. LEGAL BACKGROUND

As legal background, Pennsylvania has adopted Section 402A of the Second

Restatement of Torts as the law of strict products liability. Webb v. Zern, 220 A.2d 853,

854 (Pa. 1966). Section 402A provides: (1) One who sells any product in a defective condition unreasonably dangerous to the user or consumer or to his property is subject to liability for physical harm thereby caused to the ultimate user or consumer, or to his property, if

(a) the seller is engaged in the business of selling such a product, and

(b) it is expected to and does reach the user or consumer without substantial change in the condition in which it is sold.

(2) The rule stated in Subsection (1) applies although

(a) the seller has exercised all possible care in the preparation and sale of his product, and

(b) the user or consumer has not bought the product from or entered into any contractual relation with the seller. RESTATEMENT (SECOND) OF TORTS § 402A.

In Tincher, this Court overruled Azzarello v. Black Brothers Co., Inc., 391 A.2d

1020 (Pa. 1978). Azzarello and its progeny had held that Section 402A contained

negligence concepts, such as “defective condition” and “unreasonably dangerous,” that

had no place in strict products liability jury instructions because they confused the jury.

Instead, Azzarello concluded the trial court had to decide, as a matter of law, whether

“recovery would be justified; and only after this judicial determination [was] made [was]

the cause [of action] submitted to the jury to determine whether the facts of the case

support[ed] the averments of the complaint.” Azzarello, 391 A.2d at 1026. In Tincher,

this Court reaffirmed that Pennsylvania was a “Second Restatement jurisdiction,” 104

A.3d at 399, and overruled Azzarello’s narrow construction of Section 402A that

prevented the jury from considering negligence-related rhetoric and concepts, id. at 376.

The Tincher Court explained that a seller of a product has a duty to provide a

product that is free from “a defective condition unreasonably dangerous to the consumer

[J-1-2023] - 2 or [the consumer’s] property.” Id. at 383 (citing RESTATEMENT (SECOND) OF TORTS

§ 402A(1)) (brackets in original). To prove a breach of this duty, “a plaintiff must prove

that a seller (manufacturer or distributor) placed on the market a product in a ‘defective

condition.’” Id. at 384. The Tincher Court then analyzed the evidence necessary to prove

a defective condition in a design defect case, holding “the cause of action in strict products

liability requires proof, in the alternative, either of the ordinary consumer’s expectations

or of the risk-utility of a product.” Id. at 401. Under the consumer expectations test, “the

product is in a defective condition if the danger is unknowable and unacceptable to the

average or ordinary consumer.” Id. at 387. Under the risk-utility test, “a product is in a

defective condition if a ‘reasonable person’ would conclude that the probability and

seriousness of harm caused by the product outweigh the burden or costs of taking

precautions.” Id. at 389. The Court stated that a plaintiff may proceed under either theory,

or both theories in the alternative. Id. at 408.

Significant to this opinion, this Court had concluded, when Azzarello was the law,

that evidence of industry and governmental standards was not admissible in strict

products liability cases because such evidence went to the reasonableness of the

manufacturer’s design choice, which improperly injected negligence concepts such as

due care into strict liability cases and misled the jury from the product’s design. Lewis v.

Coffing Hoist Div., Duff-Norton Co., Inc., 528 A.2d 590, 594 (Pa. 1987); see also Gaudio

v. Ford Motor Co., 976 A.2d 524, 544 (Pa. Super. 2009) (listing cases extending Lewis to

evidence of compliance with government standards). The Tincher Court discussed

Lewis’s conception of strict liability and its conclusion that compliance evidence was not

relevant to the condition of the product and therefore inadmissible in strict liability actions.

Tincher, 104 A.3d at 368. However, Tincher did not overrule Lewis or decide whether

evidence of compliance with industry and government standards was admissible in a

[J-1-2023] - 3 design defect case. Id. at 410 (stating “[t]his [o]pinion does not purport to either approve

or disapprove prior decisional law . . . relating to foundational or subsidiary considerations

and consequences of our explicit holdings.”). Instead, the Tincher Court recognized:

[T]he decision to overrule Azzarello and articulate a standard of proof premised upon alternative tests in relation to claims of a product defective in design may have an impact upon other foundational issues regarding manufacturing or warning claims, and upon subsidiary issues constructed from Azzarello, such as the availability of negligence-derived defenses . . . . These considerations and effects are outside the scope of the facts of this dispute[.] Id. at 409 (citation omitted). 1 Additionally, the Court noted that the “common law

regarding these considerations should develop within the proper factual contexts against

the background of targeted advocacy.” Id. at 410.

Following Tincher, our Court has not addressed the admissibility of evidence of

industry or government standards. However, the Superior Court, in Webb v. Volvo Cars

of North America, 148 A.3d 473 (Pa. Super. 2016), concluded “the overruling of Azzarello

does not provide this panel with a sufficient basis for disregarding the evidentiary rule

expressed in Lewis and Gaudio.” 148 A.3d at 483. Specifically, the Webb Court was not

persuaded that Tincher undermined Lewis’s rationale that a design defect could be

widespread in an industry. Id. Additionally, the Superior Court noted that Webb was not

a post-Tincher case because it was tried under Azzarello and pending on appeal when

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