Suffolk v. Chapman

202 N.E.2d 535, 31 Ill. 2d 551, 1964 Ill. LEXIS 298
CourtIllinois Supreme Court
DecidedNovember 24, 1964
Docket38607
StatusPublished
Cited by3 cases

This text of 202 N.E.2d 535 (Suffolk v. Chapman) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Suffolk v. Chapman, 202 N.E.2d 535, 31 Ill. 2d 551, 1964 Ill. LEXIS 298 (Ill. 1964).

Opinion

Mr. Chief Justice Klingbiel

delivered the opinion of the court:

This case presents the question whether personal jurisdiction over expected adverse parties is necessary in a proceeding to perpetuate testimony. Margaret Suffolk and certain other descendants of Levi Z. Leiter, deceased, filed their original petition in the circuit court of Cook County on March 18, 1964, praying for an order to take her deposition concerning the circumstances surrounding the decedent at the time he made his will. Most of the named defendants are nonresidents and were not served with summons in this State. They appeared specially and moved to dismiss on the ground that the court had no jurisdiction over them. The court denied the motions and authorized the deposition to be taken. Defendants’ appeal comes directly to this court because a constitutional question is involved.

Margaret Suffolk, 84 years of age, is the last surviving child of the testator, Levi Z. Leiter. He died in 1904 leaving a widow and four children. His will established a residuary trust for their benefit, to be terminated upon the death of the last surviving child. According to the present petition certain descendants have intimated that they consider the distribution provisions ambiguous and that it will be necessary to obtain a judicial construction thereof. The petition further alleges that Margaret Suffolk was living in the testator’s household at the time of the execution of his will, that she was familiar with his personal and financial affairs in his relation with his family, and that she is the only person now living and known to petitioners who is aware of the circumstances surrounding the testator when he made the will.

Insofar as it is pertinent section 39 of the Evidence Act provides that where a person desires to perpetuate the remembrance of a matter necessary to the security of an estate he may file a petition setting forth his interest in the subject, the fact intended to be established, the names of all others interested therein, and the name of the witness proposed to be examined. The section further provides that “the procedure for the giving of notice to interested persons, including unknown owners, and the manner of taking the deposition shall be that provided by the rules of the Supreme Court now or hereafter in effect for the taking of depositions for the perpetuation of testimony.” 111. Rev. Stat. 1963, chap. 51, par. 39.

Supreme Court Rule 21 provides for an order to take depositions before action, if the court is satisfied that the perpetuation of the testimony may prevent a failure or delay of justice. The plaintiff is required, in his petition, to show “(1) the facts which he desires to establish by the proposed testimony and his reasons for desiring to perpetuate it, (2) the names or a description of the persons interested or whom he expects will be adverse parties and their addresses so far as known, and (3) the names and addresses of the persons to be examined.” The Rule further reads as follows: “The petitioner shall serve upon each person named or described in the petition as respondent a copy of the petition, together with a notice stating that the petitioner will apply to the court, at a time and place designated in the notice, for the order described in the petition. Unless a shorter period is fixed by the court, the notice shall be served either within or without the State at least- 20 dáys before the date of hearing, in the manner provided for service of summons. If service cannot with due diligence be made upon any respondent named or described in the petion, the court may by order provide for service by publication or otherwise. For persons not personally served and not otherwise represented, the court shall appoint an attorney who shall represent them and cross-examine the deponent. If any respondent is a minor or incompetent or not yet in being, a guardian ad litem shall be appointed to represent his interests.” Ill. Rev. Stat. 1963, chap, 110, par. 101.21.

It is not disputed that the notice provisions have been complied with, nor is it contended that they were insufficient to afford defendants an opportunity to participate in the proceedings. What the defendants maintain is that in the absence of jurisdiction either in personam or in rem, notice itself is not enough to support the order of the court, that it is beyond the power of the State to authorize proceedings against nonresidents upon such service.

The law has long been settled that to subject a nonresident to personal liability or obligation it must be shown that he has had some form of contact with the State. (Hanson v. Denckla, 357 U.S. 235, 2 L. ed. 2d 1283.) But the requirements are constantly shrinking — since modern transportation and communication make it far less burdensome for the nonresident to defend — especially where the State of the forum “has a manifest interest in providing effective means of redress.” (McGee v. International Life Ins. Co. 355 U.S. 220, 2 L. ed. 2d 223.) And where it is not sought to impose any personal liability or obligation there seems to be little reason for requiring the contacts necessary for personal jurisdiction.

Insofar as we have been able to discover, the question presented in this case has not heretofore been considered, either in this State or elsewhere. Proceedings to perpetuate testimony have long been recognized, however. The substance of our section 39 has existed in Illinois since 1819, and the United States Supreme Court has pointed out that bills of this nature were known as an independent branch of equity jurisdiction before the adoption of the Federal constitution. (Arizona v. California, 292 U.S. 341, 347, 78 L. ed. 1298, 1300.) Congress has provided for the exercise of this jurisdiction by the Federal courts, and as the court said in the case cited “The sole purpose of such a suit is to perpetuate the testimony.”

Respondents insist that no res is involved or subject to the court’s jurisdiction and that the proceeding therefore cannot be one in rem so as to support the substituted-service provisions. The conclusion is then urged that jurisdiction must exist in personam to enable the court to proceed, and that since it is conceded that no such jurisdiction was obtained over these nonresidents they are not bound by the order. We cannot accept the argument. The manifest object of taking these depositions is to prevent failures and delays of justice, and it is an express condition to the granting of an order that the court be satisfied that perpetuation of the particular testimony may do so. However the proceeding may be classified with regard to actions in rem and those in personam, we think the'general power of Illinois to provide an effective administration of justice in its courts, and its evident interest in doing so, establishes beyond doubt the specific power to order depositions for the present purpose even though expected parties may be nonresidents, provided that full opportunity is accorded them to appear and cross-examine.

Restrictions on the jurisdiction of State courts arise from territorial limitations on the power of the respective States. (Hanson v. Denckla, 357 U.S. 235

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Bluebook (online)
202 N.E.2d 535, 31 Ill. 2d 551, 1964 Ill. LEXIS 298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/suffolk-v-chapman-ill-1964.