Storer Communications of Jefferson County, Inc. v. Oldham County Board of Education

850 S.W.2d 340, 1993 Ky. App. LEXIS 47, 1993 WL 93537
CourtCourt of Appeals of Kentucky
DecidedApril 2, 1993
Docket92-CA-898-MR
StatusPublished
Cited by13 cases

This text of 850 S.W.2d 340 (Storer Communications of Jefferson County, Inc. v. Oldham County Board of Education) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Storer Communications of Jefferson County, Inc. v. Oldham County Board of Education, 850 S.W.2d 340, 1993 Ky. App. LEXIS 47, 1993 WL 93537 (Ky. Ct. App. 1993).

Opinion

McDonald, judge.

The issue presented in this case is whether the trial court violated the appellant’s due process rights by ruling on the merits of the controversy, sua sponte.

On October 24, 1990, the appellant, Storer Communications of Jefferson County, Inc., filed this action in the Oldham Circuit Court alleging the gross receipts utilities tax imposed on it by the appellee, Oldham County Board of Education, violated its rights under both our federal and state constitutions. It sought a declaratory judgment that the tax was void by reason of the First and Fourteenth Amendments to the U.S. Constitution and Sections 1(4), 2, 8, 59(15) and 171 of the Kentucky Constitution. It also sought relief under 42 U.S-.C. § 1983, and asked for attorney’s fees. After a motion to dismiss by the appellee board based on lack of subject-matter jurisdiction was overruled, the board filed its answer on January 30, 1991. In February the Attorney General was allowed to intervene to defend the constitutionality of KRS 160.593 1 and *341 160.614, 2 those parts of the Kentucky Education Reform Act (KERA) passed in 1990, which authorize the tax. His answer was filed on March 10,1991. In June the appel-lee board moved pursuant to CR 13.07 for leave to file a cross-claim against the Attorney General in his official capacity and to implead and join as parties several others including the Speaker of the House of Representatives, the President of the Senate, the Legislative Research Commission and the Office of Education Accountability. Responses to these motions were filed by the Attorney General and the appellant cable company.

Nothing happened of record in this case from late July, 1991, until March 3, 1992, when the Oldham Circuit Court entered the order at issue in this appeal. It overruled the board’s motions and, without notice to any of the parties, without a motion for dismissal by any party, without briefs or arguments on the issues, the trial court entered an order granting its judgment for the appellees on the merits! It relied on Leathers v. Medlock, 499 U.S. -, 111 S.Ct. 1438, 113 L.Ed.2d 494 (1991), in deciding the claims raised concerning federal constitutional protections and found, “There is no evidence the cable services were specifically targeted with the intent to interfere with First Amendment activities or rights.” It further decided, without discussion, that none of appellant’s state constitutional rights had been violated and that Storer was not entitled to relief under 42 U.S.C. § 1983.

Storer Communications filed two motions, one asking the court to disqualify itself pursuant to KRS 26A.015 and the other pursuant to CR 59, requesting the court to vacate the judgment on the grounds it was denied procedural due process. Storer relied on Gall v. Scroggy, Ky.App., 725 S.W.2d 867 (1987), and its holding setting forth minimal procedural due process requirements before the entry of sua sponte orders of dismissal. At the hearing on the motions the judge explained that he could have proceeded under CR 77.02(2), 3 but believed he was justified in reaching the merits of the controversy. In the order entered April 3, 1992, the court concluded that KRS 418.040 authorized it to “properly consider the issue presented in the legal sense only.” It reaffirmed its prior ruling on the merits of the controversy and overruled the motion for recusal.

In this appeal Storer Communications repeats its argument that it was deprived of due process by the sua sponte dismissal of all its claims. In Gall v. Scroggy, supra, we discussed the policy reasons which dictate against a court dismissing a complaint without a motion or notice of such intent. Most significant to us was the loss, or the appearance thereof, of the court’s detachment and its assumption of an adversarial role. Id. at 869. We clearly attempted to discourage sua sponte dismissals under CR 12.02 in Gall, and provided a list of “minimal procedures” “in order to ensure due process” as follows:

(1) allow service of the complaint upon the defendant; (2) notify all parties of its intent to dismiss the complaint; (3) give the plaintiff a chance to either amend his complaint or respond to the reasons stated by the district court in its notice of intended sua sponte dismissal; (4) give the defendant a chance to respond or file an answer or motions; and (5) if the claim is dismissed, state its reasons for the dismissal.

725 S.W.2d at 869, citing Tingler v. Marshall, 716 F.2d 1109 (6th Cir.1983).

The plaintiffs in Gall were prison inmates whose complaint was dismissed for failure to state a claim prior to the filing of any answer. To lessen its impact on the issue before us, the appellees attempt to *342 distinguish Gall on the basis that answers were filed in this case. The appellant calls this a “distinction without a difference.” We agree. The procedural protections afforded litigants in our courts and discussed in Gall extend to corporations represented by law firms as well as to pro se prison inmates and apply at all stages of a case. We agree with the second distinction the appellees draw: the trial court’s dismissal was in the nature of a summary judgment and not a judgment on the pleadings pursuant to CR 12. We fail, however, to see how this distinction helps the appellees’ position. Like CR 12, motions under CR 56 must be served on non-moving parties, who are given time to respond, and a hearing is required. CR 56.03.

None of these procedures were afforded the appellant. The appellees cite us to Green v. Bourbon County Joint Planning Commission, Ky., 637 S.W.2d 626 (1982), which, relying on Collins v. Duff, Ky., 283 S.W.2d 179 (1955), holds that a “trial judge is authorized to grant a summary judgment in favor of a party who has not requested it.” While it is true that these cases and others allow a trial court to grant summary judgment to one who has not asked for such relief, this authority is limited to those situations where a motion for summary judgment has been made by some party to the action, the judge has “all of the pertinent issues before him at the time the case is submitted,” Green, supra at 630, and “where overruling the [movant's] motion for summary judgment

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Cite This Page — Counsel Stack

Bluebook (online)
850 S.W.2d 340, 1993 Ky. App. LEXIS 47, 1993 WL 93537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/storer-communications-of-jefferson-county-inc-v-oldham-county-board-of-kyctapp-1993.