Stone v . Hamel CV-91-385-B 04/08/94
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
Lawrence Stone
v. Civil N o . 91-385-B
Robert Hamel, et a l .
O R D E R
In my June 1 , 1993 Order, I directed the State to supplement the record and file a memorandum responding to certain issues raised by its motion to dismiss. I have now reviewed the materials the State submitted in response to that Order, as well as petitioner's supplemental memorandum and additional material. Accordingly, I turn to the merits of the State's arguments.1
I. The August 2 4 , 1989 Parole Board Decision
The State contends that petitioner cannot successfully
challenge the Parole Board's August 2 4 , 1989 decision rescinding
1 I determine that an evidentiary hearing is not necessary to resolve the issues raised by petitioner's habeas corpus petition because the parties have not demonstrated that a genuine dispute exists as to any of the material facts upon which this order is based. See Porcaro v . United States, 832 F.2d 2 0 8 , 212 (1st Cir. 1987). his parole because the Board's June 2 , 1989 conditional parole
order did not give petitioner a constitutionally protected
liberty interest in parole. I agree.
"Protected liberty interests 'may arise from two sources --
the Due Process Clause itself and the laws of the States.'"
Kentucky Dept. of Corrections v . Thompson, 490 U.S. 4 5 4 , 460
(1988) (quoting Hewitt v . Helms, 459 U.S. 4 6 0 , 466 (1983)). In
this case, petitioner alleges that his liberty interest is
derived from state law. State laws or regulations will create
protectable liberty interests when they place "substantive
limitations on official discretion." Id. at 462 (quoting Olim v .
Wakinekona, 461 U.S. 2 3 8 , 249 (1983). This test has two
components: first, the law or regulation must establish
"substantive predicates" to guide the state's decisionmakers; and
second, it must use mandatory language to ensure that if the substantive predicates are present, a prescribed result will
necessarily follow. Kentucky Dept. of Corrections, 490 U.S. at
462-63. Petitioner's liberty interest claim fails under both
parts of the above-described test. Both the parole statute and
the Parole Board's regulations plainly provide that the Board has
discretion in deciding whether to grant or deny parole to an
eligible inmate. N.H. Rev. Stat. Ann. 651-A:6 (providing that
2 the Board "may" grant parole to eligible inmates); Rules of the
Adult Board of Parole, Par. 201.01 ("parole is a privilege, not a
right"). Moreover, while the Board has established criteria that
it will consider in making parole decisions, its regulations
allow the Board to deny parole for any reason "the Board deems
pertinent to the case under consideration." Rules of the Adult
Parole Board, Par. 302.01(e). Finally, no statute or regulation
purports to restrict the Board's authority to rescind a parole
decision prior to an inmate's release on parole. Under these
circumstances, a conditionally paroled inmate does not have a
constitutionally protected liberty interest in parole. Jago v .
Van Curen, 454 U.S. 1 4 , 19-22 (1981); c f . Lanier v . Fair, 876
F.2d 243, 252 (1st Cir. 1989) (Massachusetts Parole Board
regulations create a liberty interest in a reserve parole date).
Petitioner nevertheless contends that the Parole Board's June 2 , 1984 conditional parole order conferred a protected
liberty interest on him because it granted him parole subject
only to certain specific conditions. This argument was rejected
by the Supreme Court in Jago, where the Court determined that an
inmate lacked a protected liberty interest in parole even though
the Parole Board had approved his request for parole. In
reaching this conclusion, the Court specifically rejected the
3 inmate's argument that a protectable liberty interest can arise
from "mutually explicit understandings" between the state and an
inmate. Jago, 454 U.S. at 19-20; but c f . Rodi v . Ventetuolo, 941
F.2d 2 2 , 26 (1st Cir. 1991) (protected liberty interest may be
created through less formal pronouncements than laws or
regulations, such as signed contractual agreements).
Because petitioner has no protected liberty interest in
parole, his challenge to the Board's August 2 4 , 1989 Order
necessarily fails to state a claim for relief.
II. The September 6, 1989 Disciplinary Board Decision
A. Inmates have a liberty interest in retaining accrued good time credit.
The State argues that petitioner's loss of 50 days of good time credit following the September 6, 1989 Disciplinary Board
decision did not implicate a constitutionally protected liberty
interest. I disagree.
N.H. Rev. Stat. Ann. 651-A:22 provides that the Commissioner
has discretion to award good time credit to eligible inmates.
However, once good time credit has been awarded, it cannot be
taken away unless the prisoner escapes or engages in a "serious
act of misconduct or insubordination, or persistent refusal to
4 conform to prison regulations during his confinement. . . ."
N.H. Rev. Stat. Ann. 651-A:22. This statute is sufficient to
give an inmate a protected liberty interest in accrued good time.
B. Due Process
Petitioner claims that the State deprived him of his right
to due process when the Prison Disciplinary Board found him
guilty of a major disciplinary violation. Specifically, he
claims that: (1) the Disciplinary Board denied him the right to
confront and cross-examine the lab technician who performed the
drug test on which the Board's finding was based; (2) the Board
prevented him from challenging the chain of custody for the urine
sample that was used in the drug test; and (3) a single positive
drug test is insufficient evidence to support the Disciplinary
Board's decision. I address these arguments seriatim.
1. The Lab Technician The State seeks to justify its refusal to require the
presence of the lab technician at the disciplinary hearing by
invoking its rule that "the Board is not required to hear
testimony or accept evidence which is repetitious, redundant,
5 immaterial, or irrelevant."2 N.H. Dept. of Corrections Policy and
Procedure Directive N o . 2.525.IV(f)(4). According to the
chairperson of the Disciplinary Board at the time of the
September 6, 1989 hearing, petitioner would not have been allowed to call the lab technician unless he could establish that the
technician could have offered relevant testimony on something
besides the contents of the drug test report. The State has a
legitimate interest in ensuring that witnesses such as lab
technicians are not routinely called at disciplinary hearings
unless they can supply non-cumulative, relevant information.
Since I have been presented with no evidence suggesting that the
reason proffered by the State is mere pretext, I conclude that
the State did not deprive petitioner of his due process rights by
not granting his request to produce the lab technician. See
Ponte v . Real, 471 U.S.
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Stone v . Hamel CV-91-385-B 04/08/94
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
Lawrence Stone
v. Civil N o . 91-385-B
Robert Hamel, et a l .
O R D E R
In my June 1 , 1993 Order, I directed the State to supplement the record and file a memorandum responding to certain issues raised by its motion to dismiss. I have now reviewed the materials the State submitted in response to that Order, as well as petitioner's supplemental memorandum and additional material. Accordingly, I turn to the merits of the State's arguments.1
I. The August 2 4 , 1989 Parole Board Decision
The State contends that petitioner cannot successfully
challenge the Parole Board's August 2 4 , 1989 decision rescinding
1 I determine that an evidentiary hearing is not necessary to resolve the issues raised by petitioner's habeas corpus petition because the parties have not demonstrated that a genuine dispute exists as to any of the material facts upon which this order is based. See Porcaro v . United States, 832 F.2d 2 0 8 , 212 (1st Cir. 1987). his parole because the Board's June 2 , 1989 conditional parole
order did not give petitioner a constitutionally protected
liberty interest in parole. I agree.
"Protected liberty interests 'may arise from two sources --
the Due Process Clause itself and the laws of the States.'"
Kentucky Dept. of Corrections v . Thompson, 490 U.S. 4 5 4 , 460
(1988) (quoting Hewitt v . Helms, 459 U.S. 4 6 0 , 466 (1983)). In
this case, petitioner alleges that his liberty interest is
derived from state law. State laws or regulations will create
protectable liberty interests when they place "substantive
limitations on official discretion." Id. at 462 (quoting Olim v .
Wakinekona, 461 U.S. 2 3 8 , 249 (1983). This test has two
components: first, the law or regulation must establish
"substantive predicates" to guide the state's decisionmakers; and
second, it must use mandatory language to ensure that if the substantive predicates are present, a prescribed result will
necessarily follow. Kentucky Dept. of Corrections, 490 U.S. at
462-63. Petitioner's liberty interest claim fails under both
parts of the above-described test. Both the parole statute and
the Parole Board's regulations plainly provide that the Board has
discretion in deciding whether to grant or deny parole to an
eligible inmate. N.H. Rev. Stat. Ann. 651-A:6 (providing that
2 the Board "may" grant parole to eligible inmates); Rules of the
Adult Board of Parole, Par. 201.01 ("parole is a privilege, not a
right"). Moreover, while the Board has established criteria that
it will consider in making parole decisions, its regulations
allow the Board to deny parole for any reason "the Board deems
pertinent to the case under consideration." Rules of the Adult
Parole Board, Par. 302.01(e). Finally, no statute or regulation
purports to restrict the Board's authority to rescind a parole
decision prior to an inmate's release on parole. Under these
circumstances, a conditionally paroled inmate does not have a
constitutionally protected liberty interest in parole. Jago v .
Van Curen, 454 U.S. 1 4 , 19-22 (1981); c f . Lanier v . Fair, 876
F.2d 243, 252 (1st Cir. 1989) (Massachusetts Parole Board
regulations create a liberty interest in a reserve parole date).
Petitioner nevertheless contends that the Parole Board's June 2 , 1984 conditional parole order conferred a protected
liberty interest on him because it granted him parole subject
only to certain specific conditions. This argument was rejected
by the Supreme Court in Jago, where the Court determined that an
inmate lacked a protected liberty interest in parole even though
the Parole Board had approved his request for parole. In
reaching this conclusion, the Court specifically rejected the
3 inmate's argument that a protectable liberty interest can arise
from "mutually explicit understandings" between the state and an
inmate. Jago, 454 U.S. at 19-20; but c f . Rodi v . Ventetuolo, 941
F.2d 2 2 , 26 (1st Cir. 1991) (protected liberty interest may be
created through less formal pronouncements than laws or
regulations, such as signed contractual agreements).
Because petitioner has no protected liberty interest in
parole, his challenge to the Board's August 2 4 , 1989 Order
necessarily fails to state a claim for relief.
II. The September 6, 1989 Disciplinary Board Decision
A. Inmates have a liberty interest in retaining accrued good time credit.
The State argues that petitioner's loss of 50 days of good time credit following the September 6, 1989 Disciplinary Board
decision did not implicate a constitutionally protected liberty
interest. I disagree.
N.H. Rev. Stat. Ann. 651-A:22 provides that the Commissioner
has discretion to award good time credit to eligible inmates.
However, once good time credit has been awarded, it cannot be
taken away unless the prisoner escapes or engages in a "serious
act of misconduct or insubordination, or persistent refusal to
4 conform to prison regulations during his confinement. . . ."
N.H. Rev. Stat. Ann. 651-A:22. This statute is sufficient to
give an inmate a protected liberty interest in accrued good time.
B. Due Process
Petitioner claims that the State deprived him of his right
to due process when the Prison Disciplinary Board found him
guilty of a major disciplinary violation. Specifically, he
claims that: (1) the Disciplinary Board denied him the right to
confront and cross-examine the lab technician who performed the
drug test on which the Board's finding was based; (2) the Board
prevented him from challenging the chain of custody for the urine
sample that was used in the drug test; and (3) a single positive
drug test is insufficient evidence to support the Disciplinary
Board's decision. I address these arguments seriatim.
1. The Lab Technician The State seeks to justify its refusal to require the
presence of the lab technician at the disciplinary hearing by
invoking its rule that "the Board is not required to hear
testimony or accept evidence which is repetitious, redundant,
5 immaterial, or irrelevant."2 N.H. Dept. of Corrections Policy and
Procedure Directive N o . 2.525.IV(f)(4). According to the
chairperson of the Disciplinary Board at the time of the
September 6, 1989 hearing, petitioner would not have been allowed to call the lab technician unless he could establish that the
technician could have offered relevant testimony on something
besides the contents of the drug test report. The State has a
legitimate interest in ensuring that witnesses such as lab
technicians are not routinely called at disciplinary hearings
unless they can supply non-cumulative, relevant information.
Since I have been presented with no evidence suggesting that the
reason proffered by the State is mere pretext, I conclude that
the State did not deprive petitioner of his due process rights by
not granting his request to produce the lab technician. See
Ponte v . Real, 471 U.S. 4 9 1 , 497-98 (1985) (failure to call a
witness at a disciplinary hearing will not deprive an inmate of
due process if the reasons for not calling the witness "are
logically related to preventing undue hazards to 'institutional
2 The State also suggests that petitioner may not have made his request for a lab technician at the hearing. I reject this argument because the record contains an inmate request slip signed by petitioner requesting that the lab technician called as a witness.
6 safety or correctional goals' . . . " ) ; Smith v . Massachusetts
Dept. of Corrections, 936 F.2d 1390, 1399-1400 (1st Cir. 1991);
Spence v . Farrer, 807 F.2d 753, 756 (8th Cir. 1986).
2. Chain of Custody
Although petitioner claims that the Disciplinary Board
wrongly denied his request to produce chain of custody records
for his urine test, the records submitted by the State establish
that petitioner did not request the records until after the
hearing. Because petitioner did not make a timely request for
the records, the State was under no obligation to produce them.
3. Sufficiency of the Evidence
Petitioner argues that the Disciplinary Board's decision did
not comport with due process because it was based solely on the
results of an Enzyme Multiple Immunoassay Test ("EMIT"). I
disagree. The Supreme Court has established that the requirements of due process are satisfied at a disciplinary
hearing so long as there is "any evidence in the record that
could support the conclusion reached by the disciplinary board."
Superintendent, Mass. Correctional Inst. v . Hill, 472 U.S. 445,
455-56 (1985). This very low standard of proof is satisfied by a
positive EMIT test. Higgs v . Bland, 888 F.2d 443, 449 (6th Cir.
7 1983).
In summary, although the September 6, 1989 Disciplinary
Board hearing did implicate petitioner's protected liberty
interest in accrued good time credits, the procedures followed by
the Disciplinary Board satisfied the requirements of the Due
Process clause.
III. The Hair Length Regulation
The Prison's rules for the minimum security unit ("MSU")
require that "hair shall not extend below the collar or ear
lobe." N.H. Dept. of Corrections, MSU Resident Handbook 3 .
Petitioner wears his hair in a ponytail and is unwilling to cut
his hair in order to comply with the Warden's recommendation that
the petitioner be transferred to the MSU or the halfway house before his release on parole. In its December 1 5 , 1989
rehearing, the Parole Board followed the Warden's recommendation
and declined to release petitioner on parole because he had not
yet been transferred to MSU.
To the extent that petitioner claims the Parole Board's
December 1 5 , 1989 decision denied him due process of law, this
argument has no merit because plaintiff lacks a protectable
liberty interest in parole. See Section I , supra. See also,
8 Greenholtz v . Inmates of Neb. Penal and Correctional Inst., 442 U.S. 1 , 7 (1979). In any event, the rule petitioner challenges is immune from attack because it is "reasonably related to legitimate penological interests." See Turner v . Safley, 482 U.S. 7 8 , 89 (1987). The materials submitted by the State establish that the rule's primary purpose is to make it more difficult for an escaped inmate to quickly alter his appearance by cutting his hair. This is a legitimate penological interest. Iron Eyes v . Henry, 907 F.2d 8 1 0 , 814 (8th Cir. 1990). Moreover, the regulation is reasonably related to the security interest the rule is designed to further. See Pollock v . Marshall, 845 F.2d 656, 658-59 (6th C i r . ) , cert. denied, 488 U.S. 497 (1988) (using Turner's four-part test and concluding that a hair length regulation is reasonably related to the prison's legitimate interest in preserving prison security). 3 Thus, petitioner
3 I note that, to the extent that Iron Eyes and Pollock both apply the Turner test to determine the validity of a hair regulation which impacted upon plaintiffs' religious freedom, these cases may have been superseded by the Religious Freedom Restoration Act of 1993, Pub. L . N o . 103-141, 107 Stat. 1488, 42 U.S.C.A. § 2000bb (West Supp. 1994) (requiring that laws which impinge upon an individual's constitutional right to freedom of religion be the least restrictive means of furthering a compelling governmental interest). See Allah v . Menei, 1994 WL 58360, *4-6 (E.D. Pa., Feb. 2 3 , 1994). Iron Eyes and Pollock's use of the Turner test remain applicable here because Stone proffers no religious reason for wearing his hair in a ponytail.
9 cannot successfully challenge the hair length rule as an
unconstitutional interference with his effort to obtain parole.
CONCLUSION
For the above-stated reasons, petition's habeas corpus
petition is dismissed.4
SO ORDERED.
Paul Barbadoro United States District Judge April 8 , 1994
cc: James Clark Dawe, Esq. Geoffrey Ranson, Esq.
4 Petitioner's other arguments are so inconsequential that they do not require discussion. It is enough to say that under no set of circumstances could they form the basis for a successful habeas corpus petition.